Alpha Pro Tech corrects CFO's 30,000-unit award

The units vest in full on the third anniversary of the grant date, subject to the 2020 Omnibus Plan and applicable award agreement.

The filer has since corrected this document, so the figures below are the ones originally reported and some of them may have changed. Read the amended Form 4/A for what the company says now.

Rhea-AI Filing Summary

Alpha Pro Tech Ltd. (APT) CFO Colleen J. McDonald received a grant of 30,000 time-based restricted stock units on September 28, 2023. The amendment corrects the security type from restricted stock to restricted stock units. The units vest in full on the third anniversary of the grant date, subject to the 2020 Omnibus Plan and applicable award agreement. Her reported direct position following the transaction was 45,833 shares.

Insider Trade Summary

Grant/Award: 30,000 shares

Grant/Award 1 txn

Insider MCDONALD COLLEEN J

Role CFO

Type	Security	Shares	Price	Value
Grant/Award	common stock F1	30,000	$0.00	$0.00

Holdings After Transaction: common stock — 45,833 shares (Direct)

Footnotes (1)

1. F1. Represents shares of time-based restricted stock units ("RSU's") granted under the Alpha Pro Tech, Ltd. 2020 Omnibus Plan (the" Plan") that will vest in full on the third anniversary of the grant date, subject to the terms of the Plan and the applicable award agreement.

Key Figures

Restricted stock units granted: 30,000 units Vesting schedule: Third anniversary of the grant date Reported direct position after transaction: 45,833 shares

3 metrics

Restricted stock units granted 30,000 units September 28, 2023

Vesting schedule Third anniversary of the grant date Vests in full, subject to the plan and award agreement

Reported direct position after transaction 45,833 shares Following the September 28, 2023 transaction

Key Terms

time-based restricted stock units, 2020 Omnibus Plan, award agreement

3 terms

time-based restricted stock units financial

"shares of time-based restricted stock units"

Time-based restricted stock units are a form of employee compensation where individuals are granted company shares that are earned over a set period, often as a reward for staying with the company. These shares typically become fully owned and transferable only after passing specific time milestones, encouraging long-term commitment. For investors, they highlight a company's focus on employee retention and can influence future stock supply and company stability.

2020 Omnibus Plan financial

"granted under the Alpha Pro Tech, Ltd. 2020 Omnibus Plan"

award agreement financial

"the applicable award agreement"

An award agreement is a legal contract that spells out the terms of a pay or equity grant—such as stock options, restricted shares, or cash bonuses—given to an employee, director or consultant. It describes what is being granted, any conditions for keeping it (for example, earning it over time or meeting performance targets), and what happens if the person leaves or breaks rules. Investors care because these agreements affect company costs, potential share dilution and how executives are motivated and rewarded.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many restricted stock units did APT CFO Colleen J. McDonald receive?

Colleen J. McDonald received 30,000 time-based restricted stock units on September 28, 2023.

When do Colleen J. McDonald's APT restricted stock units vest?

The units vest in full on the third anniversary of the grant date, subject to the terms of the 2020 Omnibus Plan and applicable award agreement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/29/2026 - 04:21 PM Accepted by SEC EDGAR 09/29/2026 - 04:21 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MCDONALD COLLEEN J

(Last) (First) (Middle)

53 WELLINGTON STREET EAST

(Street)

AURORA L4G 1H6

(City) (State) (Zip)

ONTARIO, CANADA

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALPHA PRO TECH LTD [ APT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/28/2023

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock	09/28/2023		A(1)		30,000	A	$0	45,833	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of time-based restricted stock units ("RSU's") granted under the Alpha Pro Tech, Ltd. 2020 Omnibus Plan (the" Plan") that will vest in full on the third anniversary of the grant date, subject to the terms of the Plan and the applicable award agreement.

Remarks:

This amendment is being filed solely to correct the type of securities acquired by the reporting person. The original Form 4 erroneously reported that the person acquired shares of restricted stock.

	/s/ Colleen McDonald	09/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)