Alpha Pro Tech CEO receives 45,000 stock units

The 45,000 time-based restricted stock units will vest in full on the third anniversary of the grant date, subject to the Plan and applicable award agreement.

Rhea-AI Filing Summary

Alpha Pro Tech Ltd. (APT) CEO and President Lloyd Hoffman received a grant of 45,000 time-based restricted stock units on September 28, 2026. On the same date, 26,765 shares were withheld for tax purposes as time-based restricted stock units granted to him on September 28, 2023 vested.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider HOFFMAN LLOYD

Role CEO AND PRESIDENT

Type	Security	Shares	Price	Value
Tax Withholding	Common stock F1	26,765	$5.04	$135K
Grant/Award	Common stock F2	45,000	$5.04	$227K

Holdings After Transaction: Common stock — 273,750 shares (Direct)

Footnotes (2)

1. F1. Represents the withholding of shares for tax purposes in connection with the vesting of time-based restricted stock units granted to the reporting person on September 28, 2023.
2. F2. Represents shares of time-based restricted stock units granted under the Alpha Pro Tech, Ltd. 2020 Omnibus Plan (the "Plan") that will vest in full on the third anniversary of the grant date, subject to the terms of the Plan and the applicable award agreement.

Key Figures

Restricted stock units granted: 45,000 units Reported price per share: $5.04 per share Shares withheld for tax purposes: 26,765 shares +1 more

4 metrics

Restricted stock units granted 45,000 units September 28, 2026

Reported price per share $5.04 per share Grant reported September 28, 2026

Shares withheld for tax purposes 26,765 shares September 28, 2026

Reported price per share $5.04 per share Tax-withholding transaction reported September 28, 2026

Key Terms

time-based restricted stock units, Alpha Pro Tech, Ltd. 2020 Omnibus Plan, award agreement

3 terms

time-based restricted stock units financial

"vesting of time-based restricted stock units"

Time-based restricted stock units are a form of employee compensation where individuals are granted company shares that are earned over a set period, often as a reward for staying with the company. These shares typically become fully owned and transferable only after passing specific time milestones, encouraging long-term commitment. For investors, they highlight a company's focus on employee retention and can influence future stock supply and company stability.

Alpha Pro Tech, Ltd. 2020 Omnibus Plan financial

"granted under the Alpha Pro Tech, Ltd. 2020 Omnibus Plan"

award agreement technical

"the applicable award agreement"

An award agreement is a legal contract that spells out the terms of a pay or equity grant—such as stock options, restricted shares, or cash bonuses—given to an employee, director or consultant. It describes what is being granted, any conditions for keeping it (for example, earning it over time or meeting performance targets), and what happens if the person leaves or breaks rules. Investors care because these agreements affect company costs, potential share dilution and how executives are motivated and rewarded.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did APT CEO Lloyd Hoffman report on September 28, 2026?

Lloyd Hoffman reported a grant of 45,000 time-based restricted stock units and withholding of 26,765 shares for tax purposes on September 28, 2026. The withholding related to vesting of units granted September 28, 2023. No Rule 10b5-1 plan is reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/30/2026 - 05:30 PM Accepted by SEC EDGAR 09/30/2026 - 05:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HOFFMAN LLOYD

(Last) (First) (Middle)

53 WELLINGTON STREET EAST

(Street)

AURORA L4G 1H6

(City) (State) (Zip)

ONTARIO, CANADA

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALPHA PRO TECH LTD [ APT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO AND PRESIDENT

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common stock	09/28/2026		F(1)		26,765	D	$5.04	228,750	D
Common stock	09/28/2026		A(2)		45,000	A	$5.04	273,750	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the withholding of shares for tax purposes in connection with the vesting of time-based restricted stock units granted to the reporting person on September 28, 2023.

2. Represents shares of time-based restricted stock units granted under the Alpha Pro Tech, Ltd. 2020 Omnibus Plan (the "Plan") that will vest in full on the third anniversary of the grant date, subject to the terms of the Plan and the applicable award agreement.

	/s/ Lloyd Hoffman	09/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)