Welcome to our dedicated page for Aquabounty Technologies SEC filings (Ticker: AQB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AquaBounty Technologies SEC filings document capital-structure, governance, and material-event disclosures for a Delaware operating company in land-based aquaculture. Recent 8-K and 8-K/A reports cover senior note financing, securities exchange agreements, private placements of Series A Convertible Preferred Stock, corrections to preferred-stock designation terms, and Nasdaq continued-listing compliance.
The filing record also includes proxy materials addressing director elections, executive compensation, equity-award fair value disclosures, and shareholder voting matters. Other material-event reports disclose board resignation notices, changes in control items, restrictive covenants, events of default, and the relationship between financing agreements and board composition.
AquaBounty Technologies (AQB) reported that it furnished a press release covering financial results and corporate updates for the quarter ended September 30, 2025. The press release is attached as Exhibit 99.1.
The information was furnished under Item 2.02 of Form 8-K and is not deemed “filed” under Section 18 of the Exchange Act, nor incorporated by reference except as expressly set forth.
AquaBounty Technologies, Inc. reports that it has regained compliance with Nasdaq’s minimum bid price requirement for listing on the Nasdaq Capital Market. The company had previously been notified on January 15, 2025 that its common stock closed below $1.00 per share for 30 consecutive business days, triggering a deficiency notice under Nasdaq Listing Rule 5550(a)(2). On September 15, 2025, Nasdaq informed AquaBounty that the minimum bid price requirement is now satisfied and the listing matter is closed, removing the immediate risk of delisting tied to that rule.
AquaBounty Technologies, Inc. reports that it has regained compliance with Nasdaq’s minimum bid price requirement for listing on the Nasdaq Capital Market. The company had previously been notified on January 15, 2025 that its common stock closed below $1.00 per share for 30 consecutive business days, triggering a deficiency notice under Nasdaq Listing Rule 5550(a)(2). On September 15, 2025, Nasdaq informed AquaBounty that the minimum bid price requirement is now satisfied and the listing matter is closed, removing the immediate risk of delisting tied to that rule.
AquaBounty Technologies, Inc. reported that Angela Olsen has voluntarily resigned from her positions as General Counsel, Chief Compliance Officer, and Corporate Secretary. She gave notice on August 14, 2025, with her departure effective August 22, 2025.
The company states that Ms. Olsen has confirmed her decision is not due to any disagreement with AquaBounty or with its operations, policies, or practices. No additional leadership or financial changes are described in this report.
Overview: AquaBounty Technologies, Inc. (AQB) Form 10-Q for the quarter ended June 30, 2025 reports total assets $26,650,968, total liabilities $13,037,043, stockholders' equity $13,613,925 and cash $729,569 as of June 30, 2025. The company recorded a net loss of $3,373,037 for the three months ended June 30, 2025 (six months: $2,971,902); weighted average shares outstanding ~3.87M.
Material items: the company sold its Indiana Farm (July 2024) and its Canadian subsidiary including broodstock farms and Corporate IP (March 2025), recognized $1.2M of continuing-operations impairment in 2025 (prior 2024 impairments ~$101.9M), received $2.008M loan forgiveness, converted $7.386M of accounts payable into a secured Vendor Note, and recorded $8.506M total debt as of June 30, 2025. Management discloses substantial doubt about going concern due to limited liquidity. A Term Note amendment on July 22, 2025 cured prior default.