About Investment and Jiaming Li report 337,355 AQB shares (AQB)
Filing Impact
Filing Sentiment
Form Type
SCHEDULE 13G
Rhea-AI Filing Summary
AquaBounty Technologies Schedule 13G reports that About Investment Pte. Ltd. and Jiaming Li are the beneficial owners of 337,355 shares of Common Stock. The filing states there were 5,147,204 shares outstanding as of May 5, 2026, giving the reporting persons 6.15% ownership.
The 337,355 shares represent Common Stock issuable upon conversion of Series A Convertible Preferred Stock held by About Investment; conversions are subject to a beneficial ownership limitation (the "Blocker") that limits conversion so holders do not exceed 19.99% without stockholder approval. Mr. Li is reported as having shared voting and dispositive power by virtue of his role with About Investment.
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Key Figures
Shares beneficially owned: 337,355 shares
Percent of class: 6.15%
Shares outstanding: 5,147,204 shares
+3 more
6 metrics
Shares beneficially owned
337,355 shares
Common Stock issuable upon conversion of Preferred Stock
Percent of class
6.15%
Based on 5,147,204 shares outstanding as of May 5, 2026
Shares outstanding
5,147,204 shares
Outstanding as of May 5, 2026, per Form 10-Q
Preferred shares held
86,478 shares
Series A Convertible Preferred Stock held by About Investment
Maximum convertible common
1,729,560 shares
Potential common shares issuable upon conversion of Preferred Stock
Beneficial ownership cap
19.99%
Blocker limit in Certificate of Designations
Key Terms
Blocker, Certificate of Designations, Rule 13d-3
3 terms
Blocker regulatory
"conversions of which are subject to a beneficial ownership limitation provision (the 'Blocker')"
Certificate of Designations regulatory
"contained in the issuer's Certificate of Designations of the Preferred Stock"
A certificate of designations is a formal legal document that spells out the specific rights and rules attached to a particular class of stock, most often preferred shares. It tells investors who gets paid first, what dividends or conversion rights exist, and any voting or liquidation priorities—like an instruction sheet that decides which shareholders get preference if a company pays out or is sold. Those terms directly affect a security’s value and risk.
Rule 13d-3 regulatory
"By reason of the provisions of Rule 13d-3 of the Act, Mr. Li may be deemed to beneficially own the Shares"
Rule 13d-3 defines who is treated as the beneficial owner of a company’s shares for U.S. securities disclosure rules — essentially anyone who has the power to vote or direct how shares are voted, or the power to buy or sell them, even if they don’t hold the certificates. For investors this matters because crossing certain ownership thresholds triggers public filing and disclosure obligations and signals potential control or influence, much like having the keys to a car implies you can drive it even if it’s registered to someone else.
FAQ
What stake does About Investment hold in AQB?
About Investment beneficially owns 337,355 shares of AQB, equal to 6.15% of common stock. This figure is based on 5,147,204 shares outstanding as of May 5, 2026, as disclosed in the filing's cited Form 10-Q.
What is the Blocker limitation mentioned in the AQB filing?
The Blocker prevents conversion of Preferred Stock if, after conversion, holders would receive more than 19.99% of outstanding common stock unless stockholder approval is obtained or exchange rules permit otherwise, per the Certificate of Designations.