STOCK TITAN

About Investment and Jiaming Li report 337,355 AQB shares (AQB)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

AquaBounty Technologies Schedule 13G reports that About Investment Pte. Ltd. and Jiaming Li are the beneficial owners of 337,355 shares of Common Stock. The filing states there were 5,147,204 shares outstanding as of May 5, 2026, giving the reporting persons 6.15% ownership.

The 337,355 shares represent Common Stock issuable upon conversion of Series A Convertible Preferred Stock held by About Investment; conversions are subject to a beneficial ownership limitation (the "Blocker") that limits conversion so holders do not exceed 19.99% without stockholder approval. Mr. Li is reported as having shared voting and dispositive power by virtue of his role with About Investment.

Positive

  • None.

Negative

  • None.
Shares beneficially owned 337,355 shares Common Stock issuable upon conversion of Preferred Stock
Percent of class 6.15% Based on 5,147,204 shares outstanding as of May 5, 2026
Shares outstanding 5,147,204 shares Outstanding as of May 5, 2026, per Form 10-Q
Preferred shares held 86,478 shares Series A Convertible Preferred Stock held by About Investment
Maximum convertible common 1,729,560 shares Potential common shares issuable upon conversion of Preferred Stock
Beneficial ownership cap 19.99% Blocker limit in Certificate of Designations
Blocker regulatory
"conversions of which are subject to a beneficial ownership limitation provision (the 'Blocker')"
Certificate of Designations regulatory
"contained in the issuer's Certificate of Designations of the Preferred Stock"
A certificate of designations is a formal legal document that spells out the specific rights and rules attached to a particular class of stock, most often preferred shares. It tells investors who gets paid first, what dividends or conversion rights exist, and any voting or liquidation priorities—like an instruction sheet that decides which shareholders get preference if a company pays out or is sold. Those terms directly affect a security’s value and risk.
Rule 13d-3 regulatory
"By reason of the provisions of Rule 13d-3 of the Act, Mr. Li may be deemed to beneficially own the Shares"
Rule 13d-3 defines who is treated as the beneficial owner of a company’s shares for U.S. securities disclosure rules — essentially anyone who has the power to vote or direct how shares are voted, or the power to buy or sell them, even if they don’t hold the certificates. For investors this matters because crossing certain ownership thresholds triggers public filing and disclosure obligations and signals potential control or influence, much like having the keys to a car implies you can drive it even if it’s registered to someone else.





03842K309

(CUSIP Number)
04/07/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: As more fully described in Item 4 of this Statement on Schedule 13G (this ''Schedule 13G''), such shares and percentage are based on 5,147,204 shares of common stock, par value $0.001 per share, of the issuer (the ''Common Stock'') outstanding as of May 5, 2026, as disclosed in the issuer's Quarterly Report on Form 10-Q for the period ended March 31, 2026, filed with the U.S. Securities and Exchange Commission on May 7, 2026 (the "Form 10-Q''). Ownership consists of 337,355 shares of Common Stock issuable upon conversion of shares of Series A Convertible Preferred Stock, par value $0.01 per share, of the issuer (the ''Preferred Stock'') held directly by the reporting person, conversions of which are subject to a beneficial ownership limitation provision (the ''Blocker'') contained in the issuer's Certificate of Designations of the Preferred Stock (the ''Certificate of Designations'').


SCHEDULE 13G




Comment for Type of Reporting Person: As more fully described in Item 4 of this Schedule 13G, such shares and percentage are based on 5,147,204 shares of Common Stock outstanding as of May 5, 2026, as disclosed in the Form 10-Q. Ownership consists of 337,355 shares of Common Stock issuable upon conversion of shares of Preferred Stock held indirectly by the reporting person, which conversions are subject to the Blocker in the Certificate of Designations.


SCHEDULE 13G



About Investment Pte. Ltd
Signature:/s/ Jiaming Li
Name/Title:Jiaming Li, Chief Executive Officer and Executive Director
Date:05/21/2026
Jiaming Li
Signature:/s/ Jiaming Li
Name/Title:Jiaming Li
Date:05/21/2026

Comments accompanying signature: See Exhibit 1 filed herewith.

FAQ

What stake does About Investment hold in AQB?

About Investment beneficially owns 337,355 shares of AQB, equal to 6.15% of common stock. This figure is based on 5,147,204 shares outstanding as of May 5, 2026, as disclosed in the filing's cited Form 10-Q.

How are the 337,355 AQB shares generated?

The 337,355 shares are issuable upon conversion of Series A Convertible Preferred Stock held by About Investment. Conversions are subject to a beneficial ownership limitation (Blocker) described in the Certificate of Designations.

Does Jiaming Li directly own the AQB shares reported?

Mr. Li does not directly own the 337,355 shares; the filing states he has shared voting and dispositive power through About Investment. By Rule 13d-3, he may be deemed to beneficially own the shares due to his control role.

What is the Blocker limitation mentioned in the AQB filing?

The Blocker prevents conversion of Preferred Stock if, after conversion, holders would receive more than 19.99% of outstanding common stock unless stockholder approval is obtained or exchange rules permit otherwise, per the Certificate of Designations.

How many Preferred shares and potential common shares does About Investment hold?

About Investment holds 86,478 shares of Preferred Stock, convertible into up to 1,729,560 shares of common stock, subject to the Blocker limitation described in the filing.