Welcome to our dedicated page for AltShares Merger Arbitrage ETF SEC filings (Ticker: ARB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Filing content and scope: The provided Form N-CEN appears to be an annual report template for a registered investment company with many fields left blank. The submission includes specific transactional figures but omits the registrant's name, CIK, LEI and other identifying information required to connect the numbers to a particular fund.
Key explicit data in the document: Aggregate brokerage commissions paid during the reporting period are reported as $28,932.08. Aggregate principal purchase/sale transactions are reported as $33,539,238.79, with individual large counterparty totals including $9,101,331.56 and $22,039,751.99. Several other broker commission and principal-transaction line items are listed as numeric values.
Missing/unclear items: Critical identifiers (fund name, series identifiers, CIK, LEI), material narrative disclosures, audit opinion, and context for the reported transactions are not present in the text provided.
AltShares Trust filed its FY 2025 N-CSR covering two specialty ETFs. AltShares Event-Driven ETF (EVNT) finished the 12 months ended 5/31/25 with a 14.11% NAV total return, edging the S&P 500’s 13.52% but well below the index over longer horizons (5-yr 8.68%; 10-yr 5.11%). Net assets remain small at $5.23 million; turnover was a very high 480%. Costs based on a $10k example were $140 (1.31%). Performance was led by industrial and communication-services catalysts; top contributors included Boeing and the U.S. Steel/Nippon Steel deal, while Cross Country Healthcare and Penn Entertainment detracted.
AltShares Merger Arbitrage ETF (ARB) managed $86.66 million and produced a 6.32% 1-yr NAV return, trailing both its custom Merger Arbitrage Index (7.73%) and the S&P 500. Since 5/7/20 inception, annualized NAV return is 4.10%. A $10k cost example equals $57 (0.55%). Returns were driven by U.S. M&A activity; IT and financials led, while health-care deals detracted.
Governance: On 11/25/24 Cohen & Company, Ltd. replaced Ernst & Young as independent auditor; the Trust reports no disagreements with EY. Sector allocations are U.S.-centric (EVNT 90.6% Americas) with largest exposures in consumer cyclicals, financials and non-cyclicals. Investors can access additional data at altsharesetfs.com or 855-955-1607.
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