Welcome to our dedicated page for Ares Dynamic Credit Allocation Fund SEC filings (Ticker: ARDC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ares Dynamic Credit Allocation Fund, Inc. filings document closed-end fund governance, stockholder voting, and formal proxy matters. Definitive proxy statements identify annual meeting business, including director elections, board recommendations, voting procedures, and the Fund's status as a Maryland corporation.
The filing record reflects ARDC's structure as a listed closed-end management investment company rather than an operating business. Its regulatory disclosures center on board oversight, shareholder meeting mechanics, capital-structure matters, and investment-company governance tied to the Fund's credit portfolio and externally managed structure.
Ares Dynamic Credit Allocation Fund, Inc. (ARDC) received an amended Schedule 13G/A (Amendment No. 7) from a group of Apollo- and Athene-affiliated entities reporting significant ownership of its Mandatory Redeemable Preferred Shares. The reporting persons collectively beneficially own 760,000 preferred shares, consisting of 360,000 Series A, 160,000 Series B, and 240,000 Series C Mandatory Redeemable Preferred Stock.
This position represents 19% of the outstanding Mandatory Redeemable Preferred Stock, based on 800,000 Series A, 1,200,000 Series B, and 2,000,000 Series C shares outstanding as of June 30, 2025, as reported by the fund. The group reports shared voting and dispositive power over 760,000 shares and no sole power. They state that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the fund.
Wells Fargo & Company filed Amendment No. 4 to Schedule 13G reporting beneficial ownership of 1,792,520 common shares of Ares Dynamic Credit Allocation Fund (ARDC), equal to 7.8% of the class as of September 30, 2025.
The filer reports sole voting power: 1 share and sole dispositive power: 1,792,520 shares, with no shared voting or dispositive power. Wells Fargo is identified as a parent holding company (HC), and certifies the securities were acquired and are held in the ordinary course and not for the purpose of changing or influencing control.
A group led by Athene Annuity and Apollo-affiliated entities reports beneficial ownership of 760,000 Mandatory Redeemable Preferred Shares of Ares Dynamic Credit Allocation Fund, Inc. (ARDC), representing 19% of the class. The holdings consist of 360,000 Series A, 160,000 Series B and 240,000 Series C preferred shares, with shared voting and dispositive power and no sole voting or dispositive power reported.
The 19% figure is calculated using the issuer's outstanding totals as of April 1, 2025 (800,000 Series A; 1,200,000 Series B; 2,000,000 Series C). The filing is a Schedule 13G/A disclosure by multiple related Apollo and Athene entities that clarifies ownership and the relationships among reporting persons.