[SCHEDULE 13G/A] Aridis Pharmaceuticals, Inc. Amended Passive Investment Disclosure
Armistice Capital holds 11.43% of Aridis stock
Aridis Pharmaceuticals, Inc. (common stock) is reported to have 5,096,251 shares beneficially owned by Armistice Capital Master Fund Ltd., with Armistice Capital, LLC and Steven Boyd deemed reporting persons.
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Aridis Pharmaceuticals, Inc. (common stock) is reported to have 5,096,251 shares beneficially owned by Armistice Capital Master Fund Ltd., with Armistice Capital, LLC and Steven Boyd deemed reporting persons. This position represents 11.43% of the outstanding common stock.
Armistice Capital, a Delaware investment adviser, exercises shared voting and dispositive power over all 5,096,251 shares under an Investment Management Agreement with the Master Fund; neither Armistice Capital nor Steven Boyd has sole voting or dispositive power. The Master Fund, a Cayman Islands exempted company, has the right to receive dividends and sale proceeds from these securities.
Key Figures
Shares beneficially owned:5,096,251 sharesPercent of class:11.43%Shared voting power:5,096,251 shares+3 more
6 metrics
Shares beneficially owned5,096,251 sharesCommon stock of Aridis Pharmaceuticals, Inc.
Percent of class11.43%Ownership percentage of Aridis common stock
Shared voting power5,096,251 sharesShares over which Armistice Capital and Steven Boyd share voting power
Shared dispositive power5,096,251 sharesShares over which Armistice Capital and Steven Boyd share dispositive power
Sole voting power0 sharesNo sole voting power reported for either reporting person
Sole dispositive power0 sharesNo sole dispositive power reported for either reporting person
"may be deemed to beneficially own the securities of the Issuer"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
Investment Management Agreementfinancial
"pursuant to an Investment Management Agreement, Armistice Capital exercises voting"
An investment management agreement is a written contract that hires a professional to make buying, selling and strategy decisions for an investment account or fund, and sets out their duties, fees, risk limits, performance measures and reporting requirements. It matters to investors because the agreement determines who controls the money, how much the service costs, what risks are allowed, and how success or failure is measured—think of it as the service contract that defines expectations and remedies for a hired portfolio manager.
exempted companyfinancial
"The Master Fund, a Cayman Islands exempted company that is an investment"
shared dispositive powerfinancial
"Shared Dispositive Power 5,096,251.00"
percent of classfinancial
"Percent of class: 11.43%"
Percent of class is the portion of a specific category of securities—such as a company’s common shares, preferred shares, or a bond series—that takes part in or approves a corporate action (vote, consent, tender, etc.). Investors watch this number because it reveals how much support or opposition exists within that particular shareholder group; like counting how many members of a club back a proposal, it can determine whether a plan passes or how influence is distributed.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What ownership stake in ARDS does Armistice Capital report?
Armistice Capital reports beneficial ownership of 5,096,251 shares of Aridis Pharmaceuticals, Inc. common stock, representing 11.43% of the class. The shares are directly held by Armistice Capital Master Fund Ltd., with Armistice Capital exercising voting and investment power.
Who are the reporting persons in this ARDS Schedule 13G/A?
The reporting persons are Armistice Capital, LLC and Steven Boyd. Armistice Capital is the investment manager to Armistice Capital Master Fund Ltd., and Boyd, as managing member of Armistice Capital, may be deemed to beneficially own the same securities.
How much voting and dispositive power does Armistice Capital have over ARDS shares?
Armistice Capital has shared voting power over 5,096,251 shares and shared dispositive power over 5,096,251 shares of Aridis Pharmaceuticals. It has no sole voting or sole dispositive power over these shares.
What role does Armistice Capital Master Fund Ltd. play in ARDS ownership?
Armistice Capital Master Fund Ltd. is the direct holder of the 5,096,251 Aridis shares. It has the right to receive dividends and sale proceeds, while voting and investment decisions are exercised by Armistice Capital under an Investment Management Agreement.
Why does the Master Fund disclaim beneficial ownership of ARDS shares?
The Master Fund disclaims beneficial ownership because, under its Investment Management Agreement with Armistice Capital, it cannot vote or dispose of the Aridis shares. Armistice Capital, as investment manager, holds the voting and investment power instead.
What percentage threshold does Armistice Capital exceed in ARDS common stock?
Armistice Capital’s reported position in Aridis Pharmaceuticals common stock is 11.43% of the outstanding class, exceeding the 5% beneficial ownership threshold that triggers Schedule 13G reporting requirements under U.S. securities regulations.
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 9)
Aridis Pharmaceuticals, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
040334104
(CUSIP Number)
06/30/2026
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)
schemaVersion:
SCHEDULE 13G
CUSIP Number(s):
040334104
1
Names of Reporting Persons
Armistice Capital, LLC
2
Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
3
Sec Use Only
4
Citizenship or Place of Organization
DELAWARE
Number of Shares Beneficially Owned by Each Reporting Person With:
5
Sole Voting Power
0.00
6
Shared Voting Power
5,096,251.00
7
Sole Dispositive Power
0.00
8
Shared Dispositive Power
5,096,251.00
9
Aggregate Amount Beneficially Owned by Each Reporting Person
5,096,251.00
10
Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
11
Percent of class represented by amount in row (9)
11.43 %
12
Type of Reporting Person (See Instructions)
IA, OO
SCHEDULE 13G
CUSIP Number(s):
040334104
1
Names of Reporting Persons
Steven Boyd
2
Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
3
Sec Use Only
4
Citizenship or Place of Organization
UNITED STATES
Number of Shares Beneficially Owned by Each Reporting Person With:
5
Sole Voting Power
0.00
6
Shared Voting Power
5,096,251.00
7
Sole Dispositive Power
0.00
8
Shared Dispositive Power
5,096,251.00
9
Aggregate Amount Beneficially Owned by Each Reporting Person
5,096,251.00
10
Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
11
Percent of class represented by amount in row (9)
11.43 %
12
Type of Reporting Person (See Instructions)
HC, IN
SCHEDULE 13G
Item 1.
(a)
Name of issuer:
Aridis Pharmaceuticals, Inc.
(b)
Address of issuer's principal executive offices:
983 University Avenue, Bldg. B, Los Gatos, California 95032
Item 2.
(a)
Name of person filing:
Armistice Capital, LLC
Steven Boyd
Collectively, the "Reporting Persons"
(b)
Address or principal business office or, if none, residence:
Armistice Capital, LLC
510 Madison Avenue, 7th Floor
New York, New York 10022
United States of America
Steven Boyd
c/o Armistice Capital, LLC
510 Madison Avenue, 7th Floor
New York, New York 10022
United States of America
(c)
Citizenship:
Armistice Capital, LLC - Delaware; Steven Boyd - United States of America
(d)
Title of class of securities:
Common Stock
(e)
CUSIP No.:
040334104
Item 3.
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
(k)
Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.
Ownership
(a)
Amount beneficially owned:
5,096,251
(b)
Percent of class:
11.43%
(c)
Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
0
(ii) Shared power to vote or to direct the vote:
5,096,251
(iii) Sole power to dispose or to direct the disposition of:
0
(iv) Shared power to dispose or to direct the disposition of:
5,096,251
Armistice Capital, LLC ("Armistice Capital") is the investment manager of Armistice Capital Master Fund Ltd. (the "Master Fund"), the direct holder of the Shares, and pursuant to an Investment Management Agreement, Armistice Capital exercises voting and investment power over the securities of the Issuer held by the Master Fund and thus may be deemed to beneficially own the securities of the Issuer held by the Master Fund. Mr. Boyd, as the managing member of Armistice Capital, may be deemed to beneficially own the securities of the Issuer held by the Master Fund. The Master Fund specifically disclaims beneficial ownership of the securities of the Issuer directly held by it by virtue of its inability to vote or dispose of such securities as a result of its Investment Management Agreement with Armistice Capital.
Item 5.
Ownership of 5 Percent or Less of a Class.
Not Applicable
Item 6.
Ownership of more than 5 Percent on Behalf of Another Person.
If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.
The Master Fund, a Cayman Islands exempted company that is an investment advisory client of Armistice Capital, has the right to receive dividends from, or the proceeds from the sale of, the reported securities.
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not Applicable
Item 8.
Identification and Classification of Members of the Group.
Not Applicable
Item 9.
Notice of Dissolution of Group.
Not Applicable
Item 10.
Certifications:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Armistice Capital, LLC
Signature:
/s/ Steven Boyd
Name/Title:
Steven Boyd - Managing Member
Date:
08/14/2026
Steven Boyd
Signature:
/s/ Steven Boyd
Name/Title:
Steven Boyd
Date:
08/14/2026
Exhibit Information
JOINT FILING STATEMENT
PURSUANT TO RULE 13d-1(k)
The undersigned acknowledge and agree that the foregoing statement on Schedule 13G, is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G, shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
Dated: August 14, 2026
Armistice Capital, LLC
By: /s/ Steven Boyd
Steven Boyd - Managing Member
Steven Boyd
By: /s/ Steven Boyd
