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Alexandria Real Estate (NYSE: ARE) director granted 111 shares in stock award

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

KLEIN RICHARD HUNTER reported acquisition or exercise transactions in this Form 4 filing.

ALEXANDRIA REAL ESTATE EQUITIES, INC. director Richard Hunter Klein reported a stock grant of 111 shares of Common Stock on 2026-07-15. The award was recorded at a per-share price of $0.00, bringing his directly held position to 21,866 shares.

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Insider KLEIN RICHARD HUNTER
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 111 $0.00 $0.00
Holdings After Transaction: Common Stock — 21,866 shares (Direct)
Stock award shares 111 shares Grant/award acquisition of Common Stock on 2026-07-15
Award price per share $0.00 per share Reported transaction price for the 111-share stock award
Shares owned after transaction 21,866 shares Directly held Common Stock following the 2026-07-15 award
Common Stock financial
"111 shares of Common Stock on 2026-07-15"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
grant/award acquisition financial
"transaction_action: grant/award acquisition"
direct ownership financial
"ownership_type: direct with ownership code D"

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FAQ

What insider transaction did Richard Hunter Klein report at ARE?

Richard Hunter Klein reported receiving a grant or award of 111 shares of Alexandria Real Estate Equities, Inc. Common Stock. This was classified as a grant/award acquisition, not a market trade, and reflects additional equity-based compensation rather than an open-market purchase or sale.

How many ARE shares were awarded to Richard Hunter Klein and at what price?

Richard Hunter Klein was awarded 111 shares of Alexandria Real Estate Equities, Inc. Common Stock at a reported per-share price of $0.00. This indicates a stock-based award rather than a purchase, consistent with a grant, award, or other acquisition code A transaction.

What is Richard Hunter Klein’s total ARE shareholding after this award?

Following the 111-share stock award, Richard Hunter Klein’s direct holdings of Alexandria Real Estate Equities, Inc. Common Stock total 21,866 shares. This figure reflects his position immediately after the reported transaction on 2026-07-15, as disclosed in the ownership column.

Was Richard Hunter Klein’s ARE transaction a market purchase or a compensation grant?

The transaction is coded as A, meaning a grant, award, or other acquisition of stock, not a market purchase. The 111 shares of Common Stock were recorded at a per-share price of $0.00, consistent with compensation or award shares rather than an open-market buy.

Is Richard Hunter Klein’s ARE ownership reported as direct or indirect?

The filing reports Richard Hunter Klein’s post-transaction ownership of 21,866 shares as direct, using ownership code D. This indicates the shares are held in his own name rather than through an entity or trust classified as indirect ownership in the Form 4 data.

When did the reported ARE stock award to Richard Hunter Klein occur?

The stock award to Richard Hunter Klein occurred on 2026-07-15. On that date, he received 111 shares of Alexandria Real Estate Equities, Inc. Common Stock as a grant or award, increasing his directly held position to a total of 21,866 shares after the transaction.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KLEIN RICHARD HUNTER

(Last)(First)(Middle)
C/O ALEXANDRIA REAL ESTATE EQUITIES, INC
26 NORTH EUCLID AVENUE

(Street)
PASADENA CALIFORNIA 91101

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ALEXANDRIA REAL ESTATE EQUITIES, INC. [ ARE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/15/2026A111A$021,866D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Bill Boyle, Attorney-in-Fact07/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)