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ARE (NYSE: ARE) EVP reports restricted stock forfeiture and tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Alexandria Real Estate Equities, Inc. executive Bret E. Gossett, EVP - Co-RMD, reported routine changes in his equity holdings. On January 23, 2026, he forfeited 1,120 shares of common stock from a previously reported restricted stock award and had 95 shares withheld by the company at $59.69 per share to cover taxes on vesting of restricted stock. After these non-market transactions, he directly owns 33,827 shares of Alexandria common stock.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gossett Bret E.

(Last) (First) (Middle)
C/O ALEXANDRIA REAL ESTATE EQUITIES, INC
26 NORTH EUCLID AVENUE

(Street)
PASADENA CA 91101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALEXANDRIA REAL ESTATE EQUITIES, INC. [ ARE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP - Co-RMD
3. Date of Earliest Transaction (Month/Day/Year)
01/23/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/23/2026 D 1,120(1) D $0 33,922 D
Common Stock 01/23/2026 F 95(2) D $59.69 33,827 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the forfeiture of a portion of a restricted stock award previously reported.
2. Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock.
Remarks:
/s/ Bill Boyle, Attorney-in-Fact 01/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Bret E. Gossett report at ARE?

Bret E. Gossett, EVP - Co-RMD of ARE, reported a forfeiture of 1,120 restricted shares and withholding of 95 shares for taxes on January 23, 2026. Both items relate to restricted stock awards rather than open-market trades.

How many Alexandria Real Estate (ARE) shares does Bret Gossett now own?

After the reported transactions, Bret E. Gossett directly owns 33,827 shares of Alexandria Real Estate common stock. This reflects the impact of both the 1,120-share restricted stock forfeiture and the 95 shares withheld to satisfy tax obligations on vesting.

Were Bret Gossett’s ARE transactions open-market sales or related to compensation?

The transactions were related to equity compensation, not open-market selling. One line reflects forfeiture of 1,120 restricted shares, and the other reflects 95 shares withheld by Alexandria Real Estate to satisfy taxes due upon vesting of restricted stock.

What does the 1,120-share forfeiture mean for ARE’s Bret Gossett?

The 1,120-share forfeiture represents a portion of a previously reported restricted stock award that did not fully vest. Such forfeitures typically occur when vesting conditions are not met, reducing the executive’s potential share-based compensation accordingly.

Why were 95 Alexandria Real Estate (ARE) shares withheld from Bret Gossett?

The 95 shares were withheld by Alexandria Real Estate to cover a tax obligation triggered when restricted stock vested. Instead of paying cash for taxes, a portion of the vested shares was retained by the issuer at $59.69 per share.

What is Bret Gossett’s role at Alexandria Real Estate (ARE)?

Bret E. Gossett serves as an officer of Alexandria Real Estate with the title EVP - Co-RMD. His Form 4 filing reflects changes in his beneficial ownership of company common stock due to restricted stock forfeiture and tax share withholding.
Alexandria Real Estate Eq Inc

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