[144] Ares Management Corporation SEC Filing

Rhea-AI Filing Summary

Ares Management (ARES) filed a Form 144 notifying the proposed sale of 21,000 common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of $3,676,470.00. The shares were acquired as restricted stock units on 01/20/2025 and the filing indicates an approximate sale date of 09/10/2025 on the NYSE. The filing reports 215,934,693 shares outstanding. No securities were sold in the past three months per this notice.

Insights

Securities Analyst

TL;DR: Insider plans to sell RSUs worth $3.68M; size is immaterial to market capitalization, suggesting limited direct market impact.

The Form 144 discloses a proposed sale of 21,000 common shares acquired as RSUs on 01/20/2025, routed through Morgan Stanley Smith Barney, with an expected sale date of 09/10/2025. The disclosed aggregate value of $3.68M represents a very small fraction of the issuer's outstanding shares (215.9M), so price impact should be minimal. The filing is a routine compliance disclosure and contains no indication of accelerated disposition or clustering of recent sales.

Corporate Governance Expert

TL;DR: This is a standard Rule 144 notice for RSU proceeds; disclosure meets regulatory requirements and includes no adverse governance signals.

The notice affirms the sale relates to restricted stock units granted by the issuer and includes the signature representation about material nonpublic information. There are no reported sales in the prior three months and no additional remarks or 10b5-1 plan date specified. From a governance perspective, the filing is procedural and does not reveal unexpected executive actions or departures.

09/10/2025 - 04:38 PM

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	21000	3676470.00	215934693	09/10/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/20/2025	Restricted Stock Units	Issuer			21000	01/20/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the ARES Form 144 disclose?

The filing discloses a proposed sale of 21,000 common shares acquired as RSUs, aggregate market value $3,676,470.00, approximate sale date 09/10/2025 on the NYSE.

When were the securities in the ARES Form 144 acquired?

The securities were acquired on 01/20/2025 as Restricted Stock Units from the issuer.

Through which broker will the ARES shares be sold?

The broker listed is Morgan Stanley Smith Barney LLC, Executive Financial Services, 1 New York Plaza.

Does the ARES Form 144 report prior sales in the last three months?

No. The filing states Nothing to Report for securities sold during the past three months.

How many ARES shares are outstanding according to the filing?

The filing reports 215,934,693 shares outstanding.