Welcome to our dedicated page for Aris Mining SEC filings (Ticker: ARIS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Aris Mining Corporation's SEC filings document its reporting as a Canadian foreign private issuer that files Form 6-K reports and reports under Form 40-F status. The filings include press releases, management discussion and analysis, condensed consolidated interim financial statements, and exhibits incorporated by reference into its Form F-10 registration statement.
The company’s filings disclose operating and financial performance for the Segovia and Marmato gold mines, liquidity and capital resources, quarterly results, financial risk management, contractual obligations, outstanding share data, non-GAAP financial measures, controls, risk factors, and mineral and technical information. Governance records include annual meeting voting results, director elections, auditor appointment materials, shareholder advisory compensation votes, and amended equity compensation plans covering restricted share units, performance share units and incentive stock options.
Aris Water Solutions (ARIS) disclosed that a director reported the disposition of 55,675 shares of Class A common stock on 10/15/2025, executed at the Effective Time of the merger transactions with Western Midstream Partners, LP (“Parent”). Following the transaction, the reporting person held 0 shares.
Per the filing, each share was converted into the right to receive, pursuant to the holder’s election, one of the following: $7.00 in cash and 0.450 Parent common units, $25.00 in cash, or 0.625 Parent common units; absent a timely election, the 0.625-unit option applied. The amount reported includes 5,901 shares subject to time-vesting RSUs, which were converted at the Effective Time into cash equal to shares multiplied by $25.00, plus any accrued but unpaid cash-based dividend equivalents.
Aris Water Solutions (ARIS) reported an insider transaction tied to its merger closing. A director filed a Form 4 showing the disposition of 124,906 shares of Class A common stock on 10/15/2025, leaving 0 shares owned directly afterward.
Per the merger agreement with Western Midstream Partners, LP, each share was converted into consideration elected by the holder: $7.00 in cash and 0.450 Parent Common Units, or $25.00 in cash, or 0.625 Parent Common Units. The filing also notes 5,901 RSU shares were cashed out at $25.00 per share plus accrued cash-based dividend equivalents.
Aris Water Solutions (ARIS) reported an insider transaction tied to its merger. A director disposed of 47,983 shares of Class A common stock on 10/15/2025 at the merger’s effective time, leaving 0 shares beneficially owned.
Per the merger terms with Western Midstream Partners, LP, each share converted into the right to receive, at the holder’s election: $7.00 in cash plus 0.450 Parent common units, or $25.00 in cash, or 0.625 Parent common units; absent an election, the 0.625 unit option applied.
The total includes 5,901 shares underlying time-vesting RSUs, which were converted into cash equal to shares times $25.00, plus any accrued but unpaid cash-based dividend equivalents.
Aris Water Solutions completed its merger with Western Midstream Partners (WES), making Aris and its operating subsidiary wholly owned by WES. Holders of Aris Class A and Class B shares and OpCo units received, per the election procedures, one of three choices: $25.00 in cash, 0.625 WES common units, or a mix of 0.450 WES units + $7.00 cash. Aggregate cash paid in the Mergers was capped at $415.0 million.
In connection with closing, Aris paid off and terminated its Third Amended and Restated Credit Agreement, releasing related guarantees and liens. The Tax Receivable Agreement was terminated in exchange for aggregate payments of $80.0 million to TRA holders.
Aris Class A common stock was delisted from the NYSE prior to the market open on October 15, 2025, and the company plans to file Form 15 to suspend and terminate Exchange Act reporting. A change in control occurred; prior directors and officers ceased service and successors were designated per the merger terms. At the special meeting, stockholders approved the merger (For: 44,810,579; Against: 88,098; Abstain: 30,393).
Aris Water Solutions filed a post-effective amendment to its Form S-3 to deregister all securities that remained unsold, following the completion of mergers in which the company and Aris OpCo became subsidiaries of Western Midstream Partners (WES) on October 15, 2025. The company has terminated all offerings under the registration.
The original S-3 registered $250,000,000 aggregate principal amount of Class A common stock, preferred stock, and debt securities, and 31,252,560 shares of Class A common stock issuable upon redemption of Solaris Midstream Holdings, LLC units together with an equal number of Class B shares. This amendment removes any such securities that were registered but unsold and terminates the S-3’s effectiveness.
Aris Water Solutions is soliciting stockholder approval of a merger with WES in a transaction that offers Aris stockholders election among cash, common unit or mixed consideration. The Merger Agreement provides a fixed cash per-share reference of $25.00 for certain calculations and shows implied per-share values for different election options (examples shown: $24.86, $24.90, $23.79, $23.80, $38.08, $39.78 in various tables).
The filing discloses deal protections and expense caps, including reimbursement of WES parties' out-of-pocket financing-related fees up to $11,875,000, vesting and cash-out mechanics for RSU/PSU awards (payments based on $25.00 per share and acceleration for certain terminations), management and employee transition provisions, non-solicitation and Superior Offer exceptions, and summary internal forecasts for 2025–2029 with sample values shown (e.g., a series including $227, $247, $267, $290, $296 and other forecasted metrics provided for those years). The proxy includes tax, governance and unitholder treatment disclosures and describes related party issues around potential Tax Receivable Agreement termination payments and a discussed $80.0 million discounted TRA termination payment.
Nicholas A. Patterson, Chief Commercial Officer and director of Aris Water Solutions, Inc. (ARIS), reported a transaction on 09/02/2025 surrendering 2,539 shares of Class A common stock at a price of $24.27 per share. The filing shows the surrender was made to satisfy tax withholding obligations arising from the settlement of vested restricted stock units. After the transaction, Mr. Patterson beneficially owned 55,689 shares, held directly.
This Form 4 documents an insider tax-withholding share surrender rather than an open-market sale and was signed by an attorney-in-fact on behalf of the reporting person on 09/03/2025.
Stephan E. Tompsett, Chief Financial Officer of Aris Water Solutions, Inc. (ARIS), reported a routine insider stock surrender on 09/02/2025. He surrendered 3,459 shares of Class A common stock at an indicated price of $24.27 per share to satisfy tax withholding obligations arising from the settlement of vested restricted stock units. After the transaction, he beneficially owns 137,050 shares. The Form 4 was signed by an attorney-in-fact on 09/03/2025. The filing describes this as a tax-withholding share surrender tied to vested RSUs and does not show purchases, option exercises, or other types of disposition.