STOCK TITAN

Arlo (NYSE: ARLO) general counsel sells shares to cover RSU tax

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Arlo Technologies’ general counsel, Brian Busse, reported a routine tax-related share sale. On January 30, 2026, he sold 8,245 shares of Arlo common stock at a weighted average price of $12.8103 per share to satisfy estimated tax withholding obligations upon settlement of restricted stock units. Following this transaction, he directly beneficially owned 542,769 Arlo shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Busse Brian

(Last) (First) (Middle)
5770 FLEET STREET

(Street)
CARLSBAD CA 92008

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Arlo Technologies, Inc. [ ARLO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
GENERAL COUNSEL
3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/30/2026 S(1) 8,245 D $12.8103(2) 542,769 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares sold to satisfy estimated tax withholding obligations upon the settlement of Restricted Stock Units.
2. The weighted average sale price for the transaction reported was $12.8103, and the range of prices were between $12.8102 and $12.84. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
/s/ Brian Busse 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the latest Form 4 filing reveal about ARLO insider Brian Busse?

The Form 4 shows Arlo Technologies’ general counsel, Brian Busse, sold 8,245 common shares. The transaction was made to cover estimated tax withholding obligations tied to the settlement of restricted stock units (RSUs), rather than a discretionary open-market sale.

How many Arlo Technologies (ARLO) shares did Brian Busse sell and why?

Brian Busse sold 8,245 Arlo Technologies common shares on January 30, 2026. According to the filing, the sale represents shares sold to satisfy estimated tax withholding obligations that arose when his restricted stock units settled into common stock.

At what price were the ARLO shares sold in Brian Busse’s Form 4 transaction?

The reported transaction used a weighted average sale price of $12.8103 per share. The filing notes the individual sale prices ranged between $12.8102 and $12.84, and that detailed trade-level pricing information is available upon request to Arlo or the SEC staff.

How many Arlo Technologies (ARLO) shares does Brian Busse own after the sale?

After the January 30, 2026 transaction, Brian Busse beneficially owned 542,769 Arlo common shares directly. This post-transaction holding figure reflects his remaining stake following the 8,245-share sale executed for tax withholding related to restricted stock unit settlement.

What role does Brian Busse hold at Arlo Technologies (ARLO) in this Form 4?

In the Form 4, Brian Busse is identified as an officer of Arlo Technologies with the title General Counsel. The filing confirms he is not listed as a director or 10% owner, and the reported holdings are shown as directly owned common stock.

Was Brian Busse’s ARLO share sale a direct or indirect ownership transaction?

The Form 4 reports the 8,245-share sale as direct ownership, marked with an ownership form of “D.” No footnotes indicate that the shares were held through a separate entity, trust, or partnership, so the transaction is attributed directly to Brian Busse.
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