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ARM (NASDAQ: ARM) CFO reports RSU vesting, tax share withholding and grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ARM Holdings Chief Financial Officer Jason Child reported a series of equity compensation transactions involving Ordinary Shares and Restricted Stock Units on May 15, 2026. He received multiple share awards and RSU-related share deliveries while a portion of shares was withheld to cover taxes.

The filing shows 37,950 Ordinary Shares withheld at $209.16 per share to satisfy tax obligations upon RSU vesting. Child also acquired Ordinary Shares through RSU conversions and grants, ending with 244,102 Ordinary Shares held directly. Additional performance-based RSUs vested and new RSU awards were granted with multi-year vesting schedules extending to May 15, 2029.

Positive

  • None.

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Insider Child Jason
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units 14,842 $0.00 --
Exercise Restricted Stock Units 4,670 $0.00 --
Exercise Restricted Stock Units 4,647 $0.00 --
Grant/Award Ordinary Shares 11,909 $0.00 --
Exercise Ordinary Shares 4,670 $0.00 --
Grant/Award Ordinary Shares 11,849 $0.00 --
Exercise Ordinary Shares 4,647 $0.00 --
Grant/Award Ordinary Shares 57,601 $0.00 --
Tax Withholding Ordinary Shares 37,950 $209.16 $7.94M
Holdings After Transaction: Restricted Stock Units — 149,268 shares (Direct, null); Ordinary Shares — 165,335 shares (Direct, null)
Footnotes (1)
  1. Ordinary shares, nominal value 0.001 GBP per share ("Ordinary Shares"), are held in the form of American Depositary Shares ("ADSs"). Each ADS represents 1 Ordinary Share. Represents performance-based restricted stock units granted on May 1, 2025, which vested on May 15, 2026, following certification of the satisfaction of certain performance conditions by the Remuneration Committee (the "Remuneration Committee") of the Board of Directors of the Company. Each restricted stock unit ("RSU") represents the right to receive, following vesting, 1 Ordinary Share held in the form of an ADS. This RSU award was granted on May 1, 2025. 30% of the award vested on May 15, 2026. 30% of the award will vest on May 15, 2027, and the remaining 40% will vest on May 15, 2028, subject to continued service to the Company. Represents performance-based RSUs granted on May 13, 2024, which vested on May 15, 2026, following certification of the satisfaction of certain performance conditions by the Remuneration Committee. This RSU award was granted on May 13, 2024, 30% of which vested on each of May 15, 2025 and May 15, 2026. The remaining 40% will vest on May 15, 2027, subject to continued service to the Company. Represents performance-based RSUs granted on May 23, 2023, which vested on May 15, 2026, following certification of the satisfaction of certain performance conditions by the Remuneration Committee. Ordinary Shares withheld to satisfy tax withholding requirements on vesting of RSUs. This RSU award was granted effective May 15, 2026. 30% will vest on each of May 15, 2027, and May 15, 2028, and the remaining 40% will vest on May 15, 2029, subject to continued service to the Company.
Tax withholding shares 37,950 shares at $209.16 Ordinary Shares withheld for RSU tax obligations on May 15, 2026
Post-transaction holdings 244,102 Ordinary Shares Directly held by Jason Child after reported transactions
Derivative exercises 9,317 shares Total Ordinary Shares from derivative exercises (M-code) in summary
Tax withholding disposition count 1 transaction F-code disposition to satisfy tax liability
New RSU award size 14,842 RSUs RSU award granted effective May 15, 2026
Multi-year RSU vesting 30% / 30% / 40% Vesting schedule in 2027, 2028, 2029 for May 15, 2026 grant
Restricted Stock Units financial
"security_title: "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
American Depositary Shares financial
"Ordinary Shares are held in the form of American Depositary Shares ("ADSs")."
American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.
performance-based restricted stock units financial
"Represents performance-based restricted stock units granted on May 1, 2025, which vested on May 15, 2026."
Performance-based restricted stock units are a type of employee equity award that converts into company shares only if predefined financial or operational targets are met over a set period. Think of it like a bonus check that becomes stock only when specific goals are hit; it ties pay to results, aligning managers’ incentives with shareholders. Investors care because these awards affect future share count, executive incentives, and signal how management’s success will be measured and rewarded.
tax withholding requirements financial
"Ordinary Shares withheld to satisfy tax withholding requirements on vesting of RSUs."
Remuneration Committee financial
"following certification of the satisfaction of certain performance conditions by the Remuneration Committee"
A remuneration committee is a group of independent board members who design, approve and oversee pay packages for a company’s executives and directors. Think of them as the household budget planners for top management: they decide salaries, bonuses and stock awards so pay rewards performance and limits excessive risk. For investors, their role matters because compensation policies affect management incentives, business strategy and the long‑term value shareholders receive.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Child Jason

(Last)(First)(Middle)
C/O ARM HOLDINGS PLC
110 FULBOURN ROAD

(Street)
CAMBRIDGECB1 9NJ

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Issuer Name and Ticker or Trading Symbol
ARM HOLDINGS PLC /UK [ ARM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares(1)05/15/2026A11,909(2)A(3)165,335D
Ordinary Shares(1)05/15/2026M4,670(4)A(3)170,005D
Ordinary Shares(1)05/15/2026A11,849(5)A(3)181,854D
Ordinary Shares(1)05/15/2026M4,647(6)A(3)186,501D
Ordinary Shares(1)05/15/2026A57,601(7)A(3)244,102D
Ordinary Shares(1)05/15/2026F(8)37,950D$209.16206,152D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(3)05/15/2026A14,842 (9) (9)Ordinary Shares14,842$0149,268D
Restricted Stock Units(3)05/15/2026M4,670 (4) (4)Ordinary Shares4,670$0144,598D
Restricted Stock Units(3)05/15/2026M4,647 (6) (6)Ordinary Shares4,647$0139,951D
Explanation of Responses:
1. Ordinary shares, nominal value 0.001 GBP per share ("Ordinary Shares"), are held in the form of American Depositary Shares ("ADSs"). Each ADS represents 1 Ordinary Share.
2. Represents performance-based restricted stock units granted on May 1, 2025, which vested on May 15, 2026, following certification of the satisfaction of certain performance conditions by the Remuneration Committee (the "Remuneration Committee") of the Board of Directors of the Company.
3. Each restricted stock unit ("RSU") represents the right to receive, following vesting, 1 Ordinary Share held in the form of an ADS.
4. This RSU award was granted on May 1, 2025. 30% of the award vested on May 15, 2026. 30% of the award will vest on May 15, 2027, and the remaining 40% will vest on May 15, 2028, subject to continued service to the Company.
5. Represents performance-based RSUs granted on May 13, 2024, which vested on May 15, 2026, following certification of the satisfaction of certain performance conditions by the Remuneration Committee.
6. This RSU award was granted on May 13, 2024, 30% of which vested on each of May 15, 2025 and May 15, 2026. The remaining 40% will vest on May 15, 2027, subject to continued service to the Company.
7. Represents performance-based RSUs granted on May 23, 2023, which vested on May 15, 2026, following certification of the satisfaction of certain performance conditions by the Remuneration Committee.
8. Ordinary Shares withheld to satisfy tax withholding requirements on vesting of RSUs.
9. This RSU award was granted effective May 15, 2026. 30% will vest on each of May 15, 2027, and May 15, 2028, and the remaining 40% will vest on May 15, 2029, subject to continued service to the Company.
Remarks:
/s/ George Kanelos, as Attorney-in-Fact for Jason Child05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did ARM (ARM) CFO Jason Child report in this Form 4?

Jason Child reported equity compensation activity, including RSU vesting, new RSU grants, option-like conversions, and related tax withholding. These are mainly compensation and administrative entries, rather than open-market purchases or sales of ARM shares.

How many ARM (ARM) shares were withheld for Jason Child’s taxes?

The filing shows 37,950 Ordinary Shares withheld at $209.16 per share to satisfy tax withholding requirements when restricted stock units vested. This reduced the shares delivered to him but did not represent an open-market sale of ARM stock.

How many ARM (ARM) Ordinary Shares does Jason Child hold after these transactions?

After the reported transactions, Jason Child directly holds 244,102 Ordinary Shares. This figure reflects the net result of RSU-related share deliveries, grants, derivative exercises, and tax-withholding share dispositions recorded on May 15, 2026.

What restricted stock units (RSUs) vested for ARM (ARM) CFO Jason Child?

Performance-based RSUs granted on May 23, 2023, May 13, 2024, and May 1, 2025 vested on May 15, 2026. Vesting followed Remuneration Committee certification that specified performance conditions were satisfied, triggering delivery of corresponding Ordinary Shares.

What new RSU awards did Jason Child receive from ARM (ARM)?

He received a new RSU award effective May 15, 2026 covering 14,842 RSUs. According to the vesting schedule, 30% will vest on May 15, 2027, another 30% on May 15, 2028, and the remaining 40% on May 15, 2029, subject to continued service.

How do ARM (ARM) RSUs and ADSs relate in Jason Child’s Form 4?

Each RSU represents the right to receive one Ordinary Share held as an American Depositary Share. The filing states each ADS equals one Ordinary Share, so RSU vesting and grants directly translate into equivalent ADS-based Ordinary Share exposure.