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ARM Holdings (ARM) director Jeffrey Sine gifts 9,572 ADSs to charitable fund

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ARM HOLDINGS PLC director Jeffrey Sine reported a bona fide gift of 9,572 American Depositary Shares (ADSs), each representing one ordinary share, on 2026-08-07. The ADSs were transferred to a charitable donor-advised fund, and his directly held ordinary share/ADS position reported in this filing became 0 shares afterward.

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Insider Sine Jeffrey
Role Director
Type Security Shares Price Value
Gift Ordinary Shares F1, F2 9,572 $0.00 $0.00
Holdings After Transaction: Ordinary Shares — 0 shares (Direct)
Footnotes (2)
  1. F1. Ordinary shares, nominal value 0.001 GBP per share ("Ordinary Shares"), are held in the form of American Depositary Shares ("ADSs"). Each ADS represents 1 Ordinary Share.
  2. F2. The reporting person transferred 9,572 ADSs to a charitable donor-advised fund.
ADSs gifted 9,572 ADSs Bona fide gift to charitable donor-advised fund on 2026-08-07
Price per share 0.0000 Reported transaction price per ADS for the gift transfer
Shares held after 0 shares Total ordinary shares/ADSs directly held by Jeffrey Sine following the transaction
American Depositary Shares financial
"Ordinary shares ... are held in the form of American Depositary Shares ("ADSs")."
American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.
bona fide gift financial
"Transaction code "G" is described as a bona fide gift."
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
donor-advised fund financial
"The reporting person transferred 9,572 ADSs to a charitable donor-advised fund."
A donor-advised fund is a charitable giving account that lets an individual or family deposit cash, stock, or other assets now, get an immediate tax benefit, and then recommend grants to charities over time. Think of it like a private charitable bucket you control without running a charity yourself; investors care because it’s a tax-efficient way to give appreciated securities, can change when and how donated shares enter the market, and affects personal and corporate tax planning.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did ARM (ARM) director Jeffrey Sine report?

Jeffrey Sine reported a bona fide gift of 9,572 ARM ADSs on 2026-08-07. The shares were transferred to a charitable donor-advised fund, and no sale proceeds or purchase price were reported for this transaction.

How many ARM (ARM) shares were involved in Jeffrey Sine’s Form 4 filing?

The filing reports a gift transfer of 9,572 ADSs, with each ADS representing one ordinary share of ARM HOLDINGS PLC. This means 9,572 underlying ordinary shares were transferred as part of this charitable transaction.

What happened to Jeffrey Sine’s ARM (ARM) holdings after the reported gift?

Following the gift of 9,572 ADSs, Jeffrey Sine’s directly held ordinary share/ADS position reported in the Form 4 was 0 shares. The filing does not list any remaining non-derivative or derivative holdings for him in this report.

Was Jeffrey Sine’s ARM (ARM) transaction a sale or a purchase?

The transaction is reported as a bona fide gift, coded "G" on Form 4. It reflects a disposition of 9,572 ADSs to a charitable donor-advised fund, not an open-market sale or purchase of ARM shares.

What are ARM (ARM) ADSs mentioned in Jeffrey Sine’s Form 4?

The filing explains that ARM ordinary shares, nominal value 0.001 GBP per share, are held in the form of American Depositary Shares (ADSs). Each ADS represents one ordinary share of ARM HOLDINGS PLC /UK.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sine Jeffrey

(Last)(First)(Middle)
C/O ARM HOLDINGS PLC
110 FULBOURN ROAD

(Street)
CAMBRIDGECB1 9NJ

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Issuer Name and Ticker or Trading Symbol
ARM HOLDINGS PLC /UK [ ARM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares(1)08/07/2026G9,572(2)D$00D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Ordinary shares, nominal value 0.001 GBP per share ("Ordinary Shares"), are held in the form of American Depositary Shares ("ADSs"). Each ADS represents 1 Ordinary Share.
2. The reporting person transferred 9,572 ADSs to a charitable donor-advised fund.
Remarks:
/s/ George Kanelos, as Attorney-in-Fact for Jeffrey Sine08/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)