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ARM (ARM) CEO Rene Haas sells 31,853 shares in planned open‑market trades

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

ARM Holdings Chief Executive Officer Rene A. Haas reported open‑market sales of 31,853 Ordinary Shares on March 25–26, 2026, at prices around $160–$163 per share. These Ordinary Shares are held as American Depositary Shares, with each ADS representing one Ordinary Share.

After the transactions, Haas directly holds 282,979 Ordinary Shares/ADSs. The filing notes that the sales were carried out under a pre‑arranged Rule 10b5‑1 trading plan adopted by the reporting person on June 11, 2025, indicating the trades were scheduled in advance.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Haas Rene A.

(Last)(First)(Middle)
C/O ARM HOLDINGS PLC
110 FULBOURN ROAD

(Street)
CAMBRIDGECB1 9NJ

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Issuer Name and Ticker or Trading Symbol
ARM HOLDINGS PLC /UK [ ARM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/25/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares(1)03/25/2026S(2)1,092D$163.35(3)313,740D
Ordinary Shares(1)03/25/2026S(2)4,830D$162.62(4)308,910D
Ordinary Shares(1)03/25/2026S(2)6,196D$161.47(5)302,714D
Ordinary Shares(1)03/25/2026S(2)11,749D$160.22(6)290,965D
Ordinary Shares(1)03/26/2026S(2)200D$163.15(7)290,765D
Ordinary Shares(1)03/26/2026S(2)600D$162.19(8)290,165D
Ordinary Shares(1)03/26/2026S(2)1,842D$161.47(5)288,323D
Ordinary Shares(1)03/26/2026S(2)5,344D$160.41(9)282,979D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Ordinary shares, nominal value 0.001 GBP per share ("Ordinary Shares"), are held in the form of American Depositary Shares ("ADSs"). Each ADS represents 1 Ordinary Share.
2. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2025.
3. Represents weighted average sales price. The shares were sold at prices ranging from $163.14 to $163.58. The reporting person will provide upon request, to the Securities and Exchange Commission (the "SEC"), the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
4. Represents weighted average sales price. The shares were sold at prices ranging from $162.10 to $163.06. The reporting person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
5. Represents weighted average sales price. The shares were sold at prices ranging from $161.00 to $161.96. The reporting person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
6. Represents weighted average sales price. The shares were sold at prices ranging from $160.00 to $160.83. The reporting person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
7. Represents weighted average sales price. The shares were sold at prices ranging from $163.14 to $163.15. The reporting person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
8. Represents weighted average sales price. The shares were sold at prices ranging from $162.08 to $162.37. The reporting person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
9. Represents weighted average sales price. The shares were sold at prices ranging from $160.00 to $160.99. The reporting person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Remarks:
/s/ George Kanelos, as Attorney-in-Fact for Rene A. Haas03/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

How many ARM (ARM) shares did CEO Rene Haas sell in this Form 4?

Rene Haas sold 31,853 Ordinary Shares of ARM in total. The transactions occurred over two days and were executed as open‑market sales at prices around $160–$163 per share, according to the Form 4 disclosure.

What prices did ARM (ARM) CEO Rene Haas receive for the shares sold?

The reported sales were made at weighted average prices between $160.00 and $163.58 per share. Individual trades within those ranges are summarized in the Form 4, and the reporting person offers full trade‑by‑trade detail upon request to investors or regulators.

How many ARM (ARM) shares does Rene Haas hold after these Form 4 sales?

Following the reported transactions, Rene Haas directly holds 282,979 Ordinary Shares, represented by American Depositary Shares. This post‑transaction holding figure is provided in the Form 4 and reflects his remaining direct equity stake after the recent sales.

Were Rene Haas’s ARM (ARM) share sales under a Rule 10b5-1 plan?

Yes. The Form 4 states the transactions were effected under a Rule 10b5‑1 trading plan adopted on June 11, 2025. Such plans pre‑schedule trades, indicating these sales were arranged in advance rather than timed discretionarily.

What type of security did ARM (ARM) CEO Rene Haas sell in this filing?

Haas sold Ordinary Shares of ARM, held in the form of American Depositary Shares. The footnotes clarify that each ADS represents one Ordinary Share, so the reported share counts and ADS counts are on a one‑for‑one basis.

Over what dates did Rene Haas sell ARM (ARM) shares in this Form 4?

The Form 4 reports sales on March 25, 2026 and March 26, 2026. Multiple open‑market sale transactions occurred on each day, collectively totaling 31,853 Ordinary Shares sold across those two trading sessions.
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