Arq, Inc. SEC Filings

Blank Jeremy reported acquisition or exercise transactions in this Form 4 filing.

Arq, Inc. director Jeremy Blank received a grant of 49,283 shares of common stock as restricted stock awards. The grant was made at no cash cost in exchange for his service as a non-employee director and is scheduled to vest on July 1, 2027.

Following this award, Blank holds 128,045 shares directly. The filing also reports indirect holdings through investment entities, including 1,987,434 shares held by YGF 100 LP, 47,416 shares held by Community SPV GP LP, and 374,955 shares held by Community Master Fund LP, where he is an investor and ultimate control person but disclaims beneficial ownership beyond his pecuniary interest.

Bergman Laurie reported acquisition or exercise transactions in this Form 4 filing.

Arq, Inc. reported that director Laurie Bergman received a grant of 24,641 shares of common stock as a restricted stock award for her service as a non-employee director. These restricted shares are scheduled to vest on July 1, 2027. After this grant, Bergman directly holds 76,343 common shares.

McIntyre Julian Alexander reported acquisition or exercise transactions in this Form 4 filing.

Arq, Inc. director Julian Alexander McIntyre reported a compensation-related equity grant. He received 49,283 shares of restricted common stock for his service as a non-employee director, at a stated price of $0.00 per share. These restricted stock awards are scheduled to vest on July 1, 2027.

After this grant, McIntyre holds 108,261 common shares directly, and an additional 3,191,289 common shares indirectly through Allard Services Limited, which he controls as an indirect beneficial owner.

Campbell-Breeden Richard reported acquisition or exercise transactions in this Form 4 filing.

Arq, Inc. director Richard Campbell-Breeden reported a new equity award and his updated share holdings. He received 49,283 shares of Common Stock as restricted stock awards for his service as a non-employee director, at a stated price of $0.00 per share. These restricted stock awards will vest on July 1, 2027. Following this grant, he holds 136,151 shares of Common Stock directly and is also an indirect beneficial owner of 404,786 shares held by Omeshorn Holdings Ltd.

Arq, Inc. reported that its previously announced leadership change has been formalized through a Separation Agreement with former Chief Accounting Officer Stacia Hansen. Ms. Hansen resigned effective June 12, 2026, and the agreement became effective June 30, 2026 after a statutory revocation period.

Under the Separation Agreement, Ms. Hansen will receive a severance payment of $108,333. The agreement also includes customary release of claims and confidentiality provisions. Arq filed the full Separation Agreement as an exhibit for investors and regulators to review.

Arq, Inc. officer Peter Oluoch, the company’s Chief Accounting Officer, has filed an initial Form 3 insider report. The data show no reportable transactions, with buy, sell, exercise, gift, tax withholding, and restructuring share counts all listed as zero.

Arq, Inc. appointed Peter Owino as Interim Chief Accounting Officer, effective June 12, 2026, making him the company’s principal accounting officer until a successor is chosen. He brings more than twenty years of experience in accounting, finance, and Sarbanes-Oxley compliance across public and private companies.

Arq entered into a consulting agreement with Princeton Business Consulting, under which it will pay $350 per hour, capped at $63,000 per month, for Owino’s services. The agreement runs indefinitely but can be ended by either party with 30 days’ written notice. The board also designated President and CEO Bob Rasmus as principal financial officer until incoming CFO Shimon Steinmetz starts on or around July 27, 2026.

Arq, Inc. reported the results of its 2026 Annual Meeting of Stockholders and the approval of a new equity compensation program. Stockholders approved the Arq, Inc. 2026 Omnibus Incentive Plan, which authorizes the issuance of up to 1,500,000 shares of common stock plus certain unused shares from the 2024 Omnibus Incentive Plan.

All six director nominees, including Laurie Bergman and Robert Rasmus, were elected based on the reported vote totals. Stockholders voted on five proposals in total, with detailed voting results provided and the full 2026 Plan text filed as Exhibit 10.1.

Arq, Inc. is reshaping its finance leadership by appointing Shimon Steinmetz as Executive Vice President and Chief Financial Officer, effective on or before July 27, 2026, while he also becomes the company’s principal financial officer. Steinmetz brings more than twenty years of corporate finance, restructuring, banking, and public-company experience, including prior CFO roles at Finjan Holdings and Vesta and earlier work at Salomon Smith Barney and Goldman Sachs.

Under his employment agreement, Steinmetz will receive a base salary of $500,000, with a target annual bonus equal to 50% of salary and a long‑term incentive target of 80% of salary. He is being granted 250,000 restricted stock awards that vest over two and three years, plus 150,000 performance share units that vest in three 50,000‑share tranches if Arq’s 30‑day volume‑weighted average share price reaches $8.00, $10.00, and $15.00 within three years. If he is terminated without cause or resigns for good reason, he is eligible for 12 months of salary, bonus for the year of termination based on actual performance, accelerated vesting of equity awards, and 12 months of COBRA premiums.

Arq also disclosed that Chief Accounting Officer and Treasurer Stacia Hansen submitted her resignation, which is expected to be effective June 12, 2026. The company stated that her departure was not due to any disagreement regarding operations, policies, practices, or financial reporting.