Fidelity Brokerage Lists Proposed Sale of 3,418 ARQQ Shares (ARQQ)

Rhea-AI Filing Summary

Fidelity Brokerage Services LLC filed a Form 144 reporting a proposed sale of 3,418 common shares acquired via a stock option exercise on 05/31/2024.

The filing also records a prior sale by Nicholas Pointon of 1,834 common shares on 01/02/2026 for $41,929.64. The securities are listed on NASDAQ.

Insights

Securities Compliance Counsel

Routine Form 144 notice of proposed resale tied to an option exercise.

The filing lists a proposed disposition of 3,418 common shares resulting from a stock option exercise dated 05/31/2024. It identifies the executing broker as Fidelity Brokerage Services LLC and shows the issuer trading on NASDAQ.

Cash consideration for the earlier transaction by Nicholas Pointon is shown as $41,929.64 for 1,834 shares on 01/02/2026. This appears procedural; timing and method of resale depend on broker/holder actions and applicable resale rules.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	3418	58106.00	15291767	02/20/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/31/2024	Stock Option Exercise	Issuer			3418	05/31/2024	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Nicholas Pointon 3 Orchard Place London X0 SW1H 0BF	Common	01/02/2026	1834	41929.64

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the ARQQ Form 144 filed by Fidelity indicate?

It indicates a proposed sale of 3,418 common shares acquired by a stock option exercise on 05/31/2024. The filing names Fidelity Brokerage Services LLC as the broker handling the disposition.

Who previously sold shares according to this filing for ARQQ?

The filing records a prior sale by Nicholas Pointon of 1,834 common shares on 01/02/2026 for $41,929.64. That sale is shown in the "Securities Sold During The Past 3 Months" section.

Are the shares in the Form 144 tied to an option exercise?

Yes; the proposed sale of 3,418 shares is linked to a stock option exercise dated 05/31/2024, with the stated payment method as Cash on that date.

Which broker is listed for the proposed resale in the ARQQ filing?

The broker identified is Fidelity Brokerage Services LLC at the address shown in the filing. The broker is the named executing firm for the proposed disposition of the shares.

Does the Form 144 state the exchange where ARQQ trades?

Yes; the filing lists the securities as traded on NASDAQ. The filing ties the reported shares and transactions to that market designation.