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Arqit Quantum (NASDAQ: ARQQ) CFO sells 1,709 shares after RSU conversions

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Arqit Quantum Inc. Chief Financial Officer Nicholas Pointon reported a mix of share acquisitions and sales. On April 1, 2026, he exercised Restricted Stock Units (RSUs) that convert into Arqit ordinary shares on a one-for-one basis, acquiring additional ordinary shares at a conversion price of $0.00 per share. On April 2, 2026, he completed an open-market sale of 1,709 ordinary shares at $13.32 per share. After these transactions, he held 13,607 ordinary shares directly. Footnotes state that various RSU grants vest quarterly in equal installments on specified dates through 2028.

Positive

  • None.

Negative

  • None.

Insights

CFO exercised RSUs and sold a modest portion of his holdings.

Nicholas Pointon, CFO of Arqit Quantum Inc., exercised RSUs that convert one-for-one into ordinary shares at a $0.00 conversion price, adding equity obtained through compensation. The filing’s transaction summary shows 3,414 shares exercised across derivative transactions.

He then executed an open-market sale of 1,709 ordinary shares at $13.32 per share, leaving 13,607 ordinary shares held directly. Relative to his remaining stake, the sale represents a moderate portion and appears as a routine liquidity event rather than a full exit.

Footnotes indicate that several RSU awards vest quarterly on specified dates through 2027 and 2028, suggesting an ongoing stream of potential share deliveries tied to service or performance conditions. Future company disclosures may detail how these vesting schedules influence his equity position over time.

Insider Pointon Nicholas
Role Chief Financial Officer
Sold 1,709 shs ($23K)
Type Security Shares Price Value
Sale Ordinary Shares 1,709 $13.32 $23K
Exercise Restricted Stock Units 2,083 $0.00 --
Exercise Restricted Stock Units 403 $0.00 --
Exercise Restricted Stock Units 104 $0.00 --
Exercise Restricted Stock Units 824 $0.00 --
Exercise Ordinary Shares 403 $0.00 --
Exercise Ordinary Shares 2,083 $0.00 --
Exercise Ordinary Shares 104 $0.00 --
Exercise Ordinary Shares 824 $0.00 --
Holdings After Transaction: Ordinary Shares — 13,607 shares (Direct); Restricted Stock Units — 12,495 shares (Direct)
Footnotes (1)
  1. Restricted Stock Units ("RSUs") convert into ARQQ ordinary shares on a one-for-one basis. The RSUs vest quarterly in equal installments on April 1, July 1, and October 1, 2026, and January 1, April 1, July 1, and October 1, 2027. The RSUs vest quarterly in equal installments on April 1, July 1, and October 1, 2026, and January 1, April 1, and July 1, 2027. The RSUs vest quarterly in equal installments on April 1, and July 1, 2026. 824 RSUs vested on April 1, 2026 and the remaining RSUs vest quarterly in equal installments on July 1, and October 1, 2026, and January 1, April 1, July 1, and October 1, 2027, and January 1, April 1, July 1, and October 1, 2028.
Open-market sale 1,709 shares at $13.32 Ordinary Shares sold on April 2, 2026
Shares after sale 13,607 shares Ordinary Shares held directly following transactions
RSU exercises 3,414 shares ExerciseShares across derivative transactions in summary
RSU conversion price $0.00 per share Conversion or exercise price for RSUs into ordinary shares
Vested RSUs 824 RSUs RSUs vested on April 1, 2026 per footnote F5
Restricted Stock Units financial
"Restricted Stock Units ("RSUs") convert into ARQQ ordinary shares on a one-for-one basis."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSUs financial
"The RSUs vest quarterly in equal installments on April 1, July 1, and October 1, 2026, and January 1, April 1, July 1, and October 1, 2027."
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
derivative exercise/conversion financial
"transaction_action: "derivative exercise/conversion" for RSU transactions"
open-market sale financial
"transaction_action: "open-market sale" for 1,709 Ordinary Shares"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
vest quarterly financial
"The RSUs vest quarterly in equal installments on April 1, and July 1, 2026."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pointon Nicholas

(Last)(First)(Middle)
3 ORCHARD PLACE

(Street)
LONDONSW1H 0BF

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Issuer Name and Ticker or Trading Symbol
Arqit Quantum Inc. [ ARQQ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares04/01/2026M403A$0(1)12,305D
Ordinary Shares04/01/2026M2,083A$0(1)14,388D
Ordinary Shares04/01/2026M104A$0(1)14,492D
Ordinary Shares04/01/2026M824A$0(1)15,316D
Ordinary Shares04/02/2026S1,709D$13.3213,607D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)04/01/2026M2,083 (2) (2)Ordinary Shares2,083$012,495D
Restricted Stock Units(1)04/01/2026M403 (3) (3)Ordinary Shares403$02,011D
Restricted Stock Units(1)04/01/2026M104 (4) (4)Ordinary Shares104$0102D
Restricted Stock Units(1)04/01/2026M824 (5) (5)Ordinary Shares824$08,240D
Explanation of Responses:
1. Restricted Stock Units ("RSUs") convert into ARQQ ordinary shares on a one-for-one basis.
2. The RSUs vest quarterly in equal installments on April 1, July 1, and October 1, 2026, and January 1, April 1, July 1, and October 1, 2027.
3. The RSUs vest quarterly in equal installments on April 1, July 1, and October 1, 2026, and January 1, April 1, and July 1, 2027.
4. The RSUs vest quarterly in equal installments on April 1, and July 1, 2026.
5. 824 RSUs vested on April 1, 2026 and the remaining RSUs vest quarterly in equal installments on July 1, and October 1, 2026, and January 1, April 1, July 1, and October 1, 2027, and January 1, April 1, July 1, and October 1, 2028.
Remarks:
Due to the issuer's status as a foreign private issuer pursuant to Rule 3a12-3(b) under the Securities Exchange Act of 1934 (the "Act"), the reporting person's transactions in the issuer's securities are exempt from Sections 16(b) and 16(c) of the Act.
/s/ Noleen McDonnell, as Attorney-in-Fact04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Arqit Quantum (ARQQ) CFO Nicholas Pointon report?

He reported exercising Restricted Stock Units into ordinary shares at a $0.00 conversion price and then selling 1,709 ordinary shares in an open-market transaction at $13.32 per share, leaving him with 13,607 ordinary shares held directly after the reported transactions.

How many Arqit Quantum (ARQQ) shares did the CFO sell and at what price?

Nicholas Pointon sold 1,709 Arqit Quantum ordinary shares in an open-market transaction at $13.32 per share. This disposition followed RSU exercises and left him with 13,607 ordinary shares directly owned after the sale, according to the reported post-transaction share balance.

How many Arqit Quantum (ARQQ) shares did the CFO acquire through RSU exercises?

The transaction summary shows 3,414 shares tied to derivative exercises, reflecting RSUs converting into ordinary shares on a one-for-one basis at a $0.00 conversion price. These compensation-related acquisitions increased his equity exposure before the subsequent open-market sale of 1,709 ordinary shares.

What is the CFO’s Arqit Quantum (ARQQ) shareholding after these Form 4 transactions?

After the reported transactions, Chief Financial Officer Nicholas Pointon directly holds 13,607 Arqit Quantum ordinary shares. This figure reflects both his RSU-derived share acquisitions and the open-market sale of 1,709 ordinary shares disclosed in the filing’s non-derivative transaction records.

How do Arqit Quantum (ARQQ) CFO RSUs vest according to the filing footnotes?

Footnotes explain that different RSU grants vest quarterly in equal installments on specified dates, including April 1, July 1, and October 1, 2026, and several dates in 2027 and 2028. These schedules govern when RSUs convert into ordinary shares on a one-for-one basis.