Arvinas holder plans sale of 30,000 shares

Accepted by SEC EDGAR 08/04/2026 - 04:13 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

A shareholder of Arvinas (ARVN), Noah C. Berkowitz, filed notice of a proposed sale of 30,000 shares of common stock through Morgan Stanley Smith Barney LLC Executive Financial Services at New York Plaza. The filing lists an approximate aggregate sale price of $264,000.

The disclosure also reports that 24,000 shares of common stock were sold on 07/09/2026 for $201,528. In addition, restricted stock is scheduled to vest under a registered plan in two tranches: 18,692 shares on 05/09/2026 and 11,308 shares on 07/03/2026, each noted as compensation for services rendered.

Key Figures

Planned shares to be sold: 30,000 shares Planned aggregate sale price: $264,000.00 Recent shares sold: 24,000 shares +3 more

6 metrics

Planned shares to be sold 30,000 shares Common stock proposed for sale through Morgan Stanley Smith Barney LLC Executive Financial Services

Planned aggregate sale price $264,000.00 Approximate aggregate price for 30,000 common shares

Recent shares sold 24,000 shares Common stock sold on 07/09/2026 during the past three months

Proceeds from recent sale $201,528.00 Total consideration for 24,000 shares sold on 07/09/2026

Restricted stock vesting 05/09/2026 18,692 shares Restricted stock vesting under a registered plan for services rendered

Restricted stock vesting 07/03/2026 11,308 shares Restricted stock vesting under a registered plan for services rendered

Key Terms

Form 144, Restricted Stock Vesting Under a Registered Plan, Services Rendered, Securities Sold During The Past 3 Months

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting Under a Registered Plan financial

"Common | 05/09/2026 | Restricted Stock Vesting Under a Registered Plan"

Services Rendered financial

"18692 | 05/09/2026 | Services Rendered"

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stock sale is disclosed for Arvinas (ARVN) in this Form 144?

The filing states that Noah C. Berkowitz plans to sell 30,000 shares of Arvinas common stock, with an approximate aggregate sale price of $264,000, through Morgan Stanley Smith Barney LLC Executive Financial Services.

What Arvinas (ARVN) stock has already been sold in the past three months?

The filing reports that 24,000 shares of Arvinas common stock were sold on 07/09/2026 for total proceeds of $201,528, and this transaction is listed under securities sold during the past three months.

What restricted stock vesting is scheduled for Arvinas (ARVN) shares?

Restricted Arvinas stock is scheduled to vest in two tranches: 18,692 shares on 05/09/2026 and 11,308 shares on 07/03/2026, each described as restricted stock vesting under a registered plan for services rendered.

Who is the selling security holder in the Arvinas (ARVN) Form 144?

The selling security holder is identified as Noah C. Berkowitz, with an address at 5 Science Park, 395 Winchester Ave., New Haven, CT 06511, and the securities involved are shares of Arvinas common stock.

Which broker is handling the proposed Arvinas (ARVN) stock sale?

The proposed sale of 30,000 Arvinas common shares is to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001369900
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ARVINAS, INC.
SEC File Number	001-38672
Address of Issuer	5 Science Park 395 Winchester Ave. New Haven CONNECTICUT 06511
Phone	(203) 535-1456
Name of Person for Whose Account the Securities are To Be Sold	NOAH C BERKOWITZ
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	30000	264000.00	64521198	08/04/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/09/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			18692	05/09/2026	Services Rendered
Common	07/03/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			11308	07/03/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
NOAH C BERKOWITZ 5 Science Park 395 Winchester Ave. New Haven CT 06511	Common	07/09/2026	24000	201528.00

144: Remarks and Signature

Remarks
Date of Notice	08/04/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Noah Berkowitz
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)