What price did Jason Aaron Roth pay for his Arxis (ARXS) share purchase?

He bought 60,000 shares of Arxis Class A Common Stock at $28.00 per share. This was an open-market purchase made through the directed share program that was conducted in connection with the company’s initial public offering.

What is the nature of the 335,515-share grant Jason Aaron Roth received from Arxis (ARXS)?

The 335,515-share grant is an award of Class A Common Stock issued at no cost in exchange for equity interests in a subsidiary. It was part of a reorganization completed in connection with Arxis, Inc.’s initial public offering.

Arxis (NASDAQ: ARXS) officer adds 395,515 shares via IPO grant and purchase

Filing Impact

(Very High)

Filing Sentiment

(Positive)

Form Type

Rhea-AI Filing Summary

Arxis, Inc. officer Jason Aaron Roth reported two recent transactions in Class A Common Stock. On April 17, 2026, he made an open-market purchase of 60,000 shares at $28.00 per share, bringing his direct holdings to 395,515 shares.

On April 16, 2026, he received a grant of 335,515 shares of Class A Common Stock at no cost, issued in connection with a reorganization tied to the company’s initial public offering. This grant includes 204,591 restricted shares that remain subject to time-vesting conditions. The 60,000 purchased shares were acquired through the directed share program associated with the IPO.

Insider Trade Summary

Net Buyer: 60,000 shares ($1,680,000)

Net Buy 2 txns

Insider Roth Jason Aaron

Role See Remarks

Bought 60,000 shs ($1.68M)

Type	Security	Shares	Price	Value
Purchase	Class A Common Stock	60,000	$28.00	$1.68M
Grant/Award	Class A Common Stock	335,515	$0.00	--

Holdings After Transaction: Class A Common Stock — 395,515 shares (Direct, null)

Footnotes (1)

Includes shares of Class A Common Stock subject to an award of restricted stock, of which 204,591 shares remain subject to time-vesting conditions. The shares were issued in replacement of equity interests in a subsidiary of the Issuer with equivalent value as a result of the reorganization of the Issuer effected in connection with the Issuer's initial public offering. Represents shares of Class A Common Stock purchased by the Reporting Person through the directed share program conducted in connection with the Issuer's initial public offering.

Key Figures

Open-market purchase: 60,000 shares at $28.00 Equity grant: 335,515 shares at $0.00 Total holdings after transactions: 395,515 shares +1 more

4 metrics

Open-market purchase 60,000 shares at $28.00 Class A Common Stock bought on April 17, 2026

Equity grant 335,515 shares at $0.00 Award of Class A Common Stock on April 16, 2026

Total holdings after transactions 395,515 shares Direct Class A Common Stock ownership following transactions

Unvested restricted stock 204,591 shares Portion of award remaining subject to time-vesting conditions

Key Terms

restricted stock, time-vesting conditions, directed share program, initial public offering, +1 more

5 terms

restricted stock financial

"Includes shares of Class A Common Stock subject to an award of restricted stock, of which 204,591 shares remain subject to time-vesting conditions."

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

time-vesting conditions financial

"Includes shares of Class A Common Stock subject to an award of restricted stock, of which 204,591 shares remain subject to time-vesting conditions."

initial public offering financial

"reorganization of the Issuer effected in connection with the Issuer's initial public offering."

An initial public offering (IPO) is when a private company first sells its shares to the public and becomes a stock-listed company. It matters because it allows the company to raise money from a wide range of investors, helping it grow, while giving early shareholders a way to sell some of their ownership.

grant/award acquisition financial

"transaction_action: grant/award acquisition"

Form 4 Insider Transactions: What Each Field Means →

04/20/2026 - 08:59 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Roth Jason Aaron

(Last)

(First)

(Middle)

1332 BLUE HILLS AVENUE

(Street)

BLOOMFIELD

CONNECTICUT

06002

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Arxis, Inc. [ ARXS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	04/16/2026		A		335,515⁽¹⁾	A	⁽¹⁾	335,515	D
Class A Common Stock	04/17/2026		P		60,000⁽²⁾	A	$28	395,515	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Includes shares of Class A Common Stock subject to an award of restricted stock, of which 204,591 shares remain subject to time-vesting conditions. The shares were issued in replacement of equity interests in a subsidiary of the Issuer with equivalent value as a result of the reorganization of the Issuer effected in connection with the Issuer's initial public offering.

2. Represents shares of Class A Common Stock purchased by the Reporting Person through the directed share program conducted in connection with the Issuer's initial public offering.

Remarks:

President Electronic Components

	/s/ Jennifer Allen, attorney-in-fact for Jason Roth	04/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Jason Aaron Roth report at Arxis (ARXS)?

Jason Aaron Roth reported an open-market purchase of 60,000 Class A shares at $28.00 each and a separate grant of 335,515 Class A shares at no cost. Both transactions increased his direct ownership in Arxis, Inc. common stock.

How many Arxis (ARXS) shares does Jason Aaron Roth hold after these transactions?

After the reported transactions, Jason Aaron Roth holds 395,515 shares of Arxis Class A Common Stock directly. This total reflects both the 335,515-share grant connected to the IPO reorganization and the 60,000 shares purchased through the directed share program.

How many of Jason Aaron Roth’s Arxis (ARXS) shares are still subject to vesting?

Out of the granted shares, 204,591 are restricted stock that remain subject to time-vesting conditions. These shares will only fully belong to Jason Aaron Roth as they satisfy the specified vesting schedule over time.

Were Jason Aaron Roth’s recent Arxis (ARXS) transactions part of the IPO process?

Yes. The 335,515-share award replaced equity interests in a subsidiary as part of a reorganization linked to Arxis’s initial public offering, and the 60,000-share purchase was made through the IPO’s directed share program.