Welcome to our dedicated page for ASA Gold and Precious Metals SEC filings (Ticker: ASA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ASA Gold and Precious Metals Limited (NYSE: ASA) SEC filings page on Stock Titan provides access to the Company’s regulatory disclosures as a Bermuda-organized, non-diversified closed-end fund focused on precious metals and minerals. These documents help investors understand how ASA describes its strategy, governance and material events within the U.S. securities law framework.
Key filings include the Company’s annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically contain audited or interim financial statements, portfolio information and discussions of risk factors tied to concentration in gold and precious minerals, foreign markets and closed-end fund discounts. Definitive proxy statements on Schedule 14A outline proposals for shareholder votes, such as the election of directors and the ratification and approval of the appointment of Tait, Weller & Baker LLP as independent auditors, along with explanations of virtual meeting procedures and Board recommendations.
Current reports on Form 8-K capture material events, including the adoption and expiration of shareholder rights plans, litigation updates involving the Investment Company Act of 1940, changes in Board composition and the status of settlements and related proceedings in U.S. and Bermuda courts. These filings also confirm ASA’s listing of its common shares on the New York Stock Exchange under the symbol ASA.
Stock Titan’s interface is designed to surface new EDGAR filings in near real time and to pair them with AI-powered summaries that explain the significance of each document in clear language. Investors can quickly scan 10-K and 10-Q disclosures, proxy materials and 8-K event reports, and review information relevant to governance, auditor appointments and structural matters such as ASA’s classification as a passive foreign investment company for U.S. tax purposes.
ASA Gold and Precious Metals Limited investor Saba Capital Management and affiliated entities report beneficial ownership of 5,853,141 common shares, representing 31.01% of ASA’s outstanding stock.
The filing states Saba and related parties hold only shared voting and dispositive power over these shares, with no sole authority. They report paying approximately
Saba Capital Management, L.P., a 10% owner of ASA Gold & Precious Metals Ltd, reported an open-market purchase of 40,222 shares of common stock on February 11, 2026 at $72.09 per share. Following this transaction, Saba Capital indirectly held 5,769,608 shares of ASA common stock.
Saba Capital Management and affiliates report a significant ownership position in ASA Gold and Precious Metals Limited. They beneficially own 5,667,185 common shares, representing 30.03% of the company’s 18,872,332 shares outstanding, and have shared voting and dispositive power over this entire block.
The group paid approximately $156,508,580 in total to acquire these shares, funded by investor subscriptions, capital appreciation, and routine margin borrowings. Amendment No. 21 updates details on funding, ownership levels, and related exhibits, with all recent trades executed in the open market.
Saba Capital Management, L.P., a 10% owner of ASA Gold & Precious Metals Ltd, reported buying additional common shares in two open-market transactions. On February 9, 2026, it purchased 25,939 shares at
On February 10, 2026, Saba Capital Management purchased another 62,201 common shares at
Morgan Stanley and Morgan Stanley Smith Barney LLC report significant ownership positions in ASA Gold & Precious Metals Ltd common shares. Morgan Stanley reports beneficial ownership of 1,267,205 shares, representing 6.7% of the class, with shared voting power over 225,023 shares and shared dispositive power over 1,267,205 shares.
Morgan Stanley Smith Barney LLC reports beneficial ownership of 1,042,183 shares, or 5.5% of the class, with shared dispositive power over those shares. The filers state the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of ASA.
ASA, a registered investment company, filed its Form N-CEN annual report summarizing operational and trading details for the period. The filing reports aggregate brokerage commissions paid by the fund of 714,868 during the reporting period and a total value of principal transactions with a dealer of 20,907,911.
Saba Capital Management, L.P., a 10% owner of ASA Gold & Precious Metals Ltd, reported two open-market common stock purchases. On February 5, it bought 15,423 shares at
ASA Gold and Precious Metals Limited reported a very strong fiscal year to November 30, 2025. Net asset value per share rose from $23.36 to $58.54, a 151.02% NAV total return, while the share price climbed to $52.72 for a 158.99% market return. Both figures outpaced the NYSE Arca Gold Miners Index, which returned 123.95% over the same period.
Total net assets increased to $1,099.9 million from $444.2 million, driven by $664.1 million in net gains from operations, largely realized and unrealized appreciation on gold and metals holdings. The shares traded at a 9.9% discount to NAV at year-end, and the company repurchased 227,356 shares for about $7.2 million, modestly boosting NAV per share. ASA paid a $0.06 per-share dividend.
The fund recorded a net investment loss of $8.8 million as expenses of $13.2 million exceeded $4.0 million of income. This expense figure included $6.6 million in extraordinary legal and governance-related costs, partially offset by $0.42 million of advisory fee waivers. The portfolio remained focused on precious-metals mining companies, with about 78.2% of net assets in Canada and 14.4% in Australia.
Saba Capital Management, L.P., a 10% owner of ASA Gold & Precious Metals Ltd, reported open‑market purchases of the company’s common stock. On February 3, 2026, it bought 28,333 shares at $66.14 per share, followed by 6,788 shares at $66.45 per share on February 4, 2026.
After these transactions, Saba Capital Management, L.P. indirectly beneficially owned 5,603,239 shares, then 5,610,027 shares of ASA common stock. The ownership is reported as indirect, indicating the shares are held through an entity rather than directly.
Saba Capital Management, L.P., a more than 10% owner of ASA Gold & Precious Metals Ltd, reported an indirect open-market purchase of common stock. On 02/02/2026, it bought 8,466 shares at $64.27 per share with transaction code "P" for a purchase.
After this transaction, Saba Capital Management, L.P. indirectly beneficially owned 5,574,906 ASA common shares. The filing reflects ownership as indirect rather than directly held.
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