ASA (NYSE: ASA) Rule 144 filing details planned common stock sales

Rhea-AI Filing Summary

ASA filed a Rule 144 notice covering planned sales of its common stock by a holder through two brokerage firms. The notice lists 47,949 shares to be sold through Fidelity Brokerage Services LLC with an aggregate market value of 2,536,023.00, and 269,711 shares to be sold through Interactive Brokers LLC with an aggregate market value of 14,265,015.00. For both blocks, the number of shares outstanding is shown as 18,872,332 and the approximate sale date is 12/08/2025 on the NYSE.

The shares to be sold were acquired over time in a series of open market purchases between 12/17/2018 and 01/16/2025, with each transaction paid in cash. By signing, the seller represents that they do not know of any undisclosed material adverse information about the issuer’s current or prospective operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110	47949	2536023.00	18872332	12/08/2025	NYSE
Common	Interactive Brokers LLC Two Pickwick Plaza Greenwich CT 06830	269711	14265015.00	18872332	12/08/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/17/2018	Open market purchase	Open market			2085	12/17/2018	cash
Common	12/18/2018	Open market purchase	Open market			28140	12/18/2018	cash
Common	05/06/2019	Open market purchase	Open market			2050	05/06/2019	cash
Common	03/16/2020	Open market purchase	Open market			10000	03/16/2020	cash
Common	07/24/2020	Open market purchase	Open market			1270	07/24/2020	cash
Common	09/25/2020	Open market purchase	Open market			2080	09/25/2020	cash
Common	12/05/2023	Open market purchase	Open market			2100	12/05/2023	cash
Common	12/06/2023	Open market purchase	Open market			3600	12/06/2023	cash
Common	12/07/2023	Open market purchase	Open market			4500	12/07/2023	cash
Common	12/08/2023	Open market purchase	Open market			6700	12/08/2023	cash
Common	12/11/2023	Open market purchase	Open market			4450	12/11/2023	cash
Common	12/12/2023	Open market purchase	Open market			7720	12/12/2023	cash
Common	12/14/2023	Open market purchase	Open market			24400	12/14/2023	cash
Common	01/02/2024	Open market purchase	Open market			25549	01/02/2024	cash
Common	12/26/2024	Open market purchase	Open market			1100	12/26/2024	cash
Common	12/27/2024	Open market purchase	Open market			23068	12/27/2024	cash
Common	12/31/2024	Open market purchase	Open market			3366	12/31/2024	cash
Common	01/02/2025	Open market purchase	Open market			11075	01/02/2025	cash
Common	01/03/2025	Open market purchase	Open market			30825	01/03/2025	cash
Common	01/06/2025	Open market purchase	Open market			21400	01/06/2025	cash
Common	01/07/2025	Open market purchase	Open market			12374	01/07/2025	cash
Common	01/08/2025	Open market purchase	Open market			700	01/08/2025	cash
Common	01/10/2025	Open market purchase	Open market			28160	01/10/2025	cash
Common	01/14/2025	Open market purchase	Open market			29700	01/14/2025	cash
Common	01/16/2025	Open market purchase	Open market			31248	01/16/2025	cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does ASA7s latest Rule 144 filing disclose?

The filing discloses that a holder of ASA common stock has filed a Rule 144 notice to sell specified blocks of shares through brokers on the NYSE, including details on share counts, market values, and acquisition history.

How many ASA shares are planned to be sold under this Rule 144 notice?

The notice lists 47,949 shares of common stock to be sold through Fidelity Brokerage Services LLC and 269,711 shares to be sold through Interactive Brokers LLC.

What aggregate market values are associated with the ASA shares to be sold?

The Rule 144 notice reports aggregate market values of 2,536,023.00 for the 47,949-share block and 14,265,015.00 for the 269,711-share block of ASA common stock.

When are the ASA Rule 144 sales expected to occur and on which exchange?

The approximate date of sale for both blocks of ASA common shares is 12/08/2025, and the notice identifies the NYSE as the securities exchange.

How and when were the ASA shares in the Rule 144 filing originally acquired?

The notice shows that the ASA common shares were acquired in multiple open market purchases for cash between 12/17/2018 and 01/16/2025.

What does the ASA seller represent about undisclosed information in the Rule 144 notice?

By signing the notice, the person for whose account the securities are to be sold represents that they do not know any material adverse information about the issuer7s current or prospective operations that has not been publicly disclosed.