Welcome to our dedicated page for ASA Gold & Precious Metals SEC filings (Ticker: ASA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on ASA Gold & Precious Metals's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into ASA Gold & Precious Metals's regulatory disclosures and financial reporting.
Saba Capital Management, L.P., a 10% owner of ASA Gold & Precious Metals Ltd, reported an open-market purchase of 40,222 shares of common stock on February 11, 2026 at $72.09 per share. Following this transaction, Saba Capital indirectly held 5,769,608 shares of ASA common stock.
Saba Capital Management and affiliates report a significant ownership position in ASA Gold and Precious Metals Limited. They beneficially own 5,667,185 common shares, representing 30.03% of the company’s 18,872,332 shares outstanding, and have shared voting and dispositive power over this entire block.
The group paid approximately $156,508,580 in total to acquire these shares, funded by investor subscriptions, capital appreciation, and routine margin borrowings. Amendment No. 21 updates details on funding, ownership levels, and related exhibits, with all recent trades executed in the open market.
Saba Capital Management, L.P., a 10% owner of ASA Gold & Precious Metals Ltd, reported buying additional common shares in two open-market transactions. On February 9, 2026, it purchased 25,939 shares at $69.99 per share, bringing its indirect holdings to 5,667,185 shares.
On February 10, 2026, Saba Capital Management purchased another 62,201 common shares at $71.10 per share, increasing its indirectly held position to 5,729,386 shares. All reported holdings are shown as indirect ownership.
Morgan Stanley and Morgan Stanley Smith Barney LLC report significant ownership positions in ASA Gold & Precious Metals Ltd common shares. Morgan Stanley reports beneficial ownership of 1,267,205 shares, representing 6.7% of the class, with shared voting power over 225,023 shares and shared dispositive power over 1,267,205 shares.
Morgan Stanley Smith Barney LLC reports beneficial ownership of 1,042,183 shares, or 5.5% of the class, with shared dispositive power over those shares. The filers state the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of ASA.
ASA, a registered investment company, filed its Form N-CEN annual report summarizing operational and trading details for the period. The filing reports aggregate brokerage commissions paid by the fund of 714,868 during the reporting period and a total value of principal transactions with a dealer of 20,907,911.
Saba Capital Management, L.P., a 10% owner of ASA Gold & Precious Metals Ltd, reported two open-market common stock purchases. On February 5, it bought 15,423 shares at $64.31 per share, bringing its indirectly held position to 5,625,450 shares. On February 6, it bought another 15,796 shares at $65.91 per share, increasing its indirect beneficial ownership to 5,641,246 shares.
ASA Gold and Precious Metals Limited reported a very strong fiscal year to November 30, 2025. Net asset value per share rose from $23.36 to $58.54, a 151.02% NAV total return, while the share price climbed to $52.72 for a 158.99% market return. Both figures outpaced the NYSE Arca Gold Miners Index, which returned 123.95% over the same period.
Total net assets increased to $1,099.9 million from $444.2 million, driven by $664.1 million in net gains from operations, largely realized and unrealized appreciation on gold and metals holdings. The shares traded at a 9.9% discount to NAV at year-end, and the company repurchased 227,356 shares for about $7.2 million, modestly boosting NAV per share. ASA paid a $0.06 per-share dividend.
The fund recorded a net investment loss of $8.8 million as expenses of $13.2 million exceeded $4.0 million of income. This expense figure included $6.6 million in extraordinary legal and governance-related costs, partially offset by $0.42 million of advisory fee waivers. The portfolio remained focused on precious-metals mining companies, with about 78.2% of net assets in Canada and 14.4% in Australia.
Saba Capital Management, L.P., a 10% owner of ASA Gold & Precious Metals Ltd, reported open‑market purchases of the company’s common stock. On February 3, 2026, it bought 28,333 shares at $66.14 per share, followed by 6,788 shares at $66.45 per share on February 4, 2026.
After these transactions, Saba Capital Management, L.P. indirectly beneficially owned 5,603,239 shares, then 5,610,027 shares of ASA common stock. The ownership is reported as indirect, indicating the shares are held through an entity rather than directly.
Saba Capital Management, L.P., a more than 10% owner of ASA Gold & Precious Metals Ltd, reported an indirect open-market purchase of common stock. On 02/02/2026, it bought 8,466 shares at $64.27 per share with transaction code "P" for a purchase.
After this transaction, Saba Capital Management, L.P. indirectly beneficially owned 5,574,906 ASA common shares. The filing reflects ownership as indirect rather than directly held.
Saba Capital Management, L.P., a more than 10% owner of ASA Gold & Precious Metals Ltd, reported two open‑market purchases of common stock. On January 29, 2026, it bought 17,075 shares at $74.59 per share, bringing its indirectly held position to 5,544,732 shares. On January 30, 2026, it purchased another 21,708 shares at $65.56 per share, increasing its indirectly beneficially owned common stock to 5,566,440 shares.