ASB (ASB) EVP Erickson surrenders 1,543 shares to cover tax withholding

Rhea-AI Filing Summary

Associated Banc-Corp Executive Vice President Randall J. Erickson reported a routine share withholding transaction related to equity compensation. On February 8, 2026, 1,543 shares of Associated Banc-Corp common stock were surrendered at $29.37 per share to cover tax withholding obligations from vesting restricted stock granted in 2022, 2023, 2024 and 2025. After this transaction, Erickson beneficially owned 158,296 shares of Associated Banc-Corp common stock in direct form.

Insider Trade Summary

Net Seller: 1,543 shares

Net Sell 1 txn

Insider Erickson Randall J.

Role Executive Vice President

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock $0.01 Par Value	1,543	$29.37	$45K

Holdings After Transaction: Common Stock $0.01 Par Value — 158,296 shares (Direct)

Footnotes (1)

1. F1. Shares were surrendered to satisfy tax withholding obligations arising from the tranche vesting of time-based restricted stock granted in 2022, 2023, 2024 & 2025.

FAQ

What insider transaction did ASB executive Randall J. Erickson report?

Randall J. Erickson reported surrendering 1,543 Associated Banc-Corp shares. The shares were withheld at $29.37 each to satisfy tax obligations from vesting restricted stock awards granted in 2022 through 2025, a common administrative step with equity compensation.

Was the ASB Form 4 transaction an open-market sale of shares?

No, the Form 4 shows a tax withholding transaction coded “F,” not an open-market sale. Shares were surrendered back to the issuer to cover withholding taxes tied to vesting restricted stock awards, rather than being sold on the open market.

How many ASB shares does Randall J. Erickson own after this Form 4?

After the reported transaction, Randall J. Erickson beneficially owned 158,296 shares of Associated Banc-Corp common stock. This figure reflects his direct holdings following the surrender of 1,543 shares for tax withholding related to restricted stock vesting.

What was the price used for the ASB shares surrendered for taxes?

The shares surrendered for tax withholding were valued at $29.37 per share. This price was applied to 1,543 shares of Associated Banc-Corp common stock to cover withholding obligations on vesting restricted stock awards granted from 2022 through 2025.

Why were ASB shares surrendered in this Form 4 filing?

The shares were surrendered to satisfy tax withholding obligations arising from vesting restricted stock. As time-based restricted stock grants from 2022, 2023, 2024 and 2025 vested, a portion of Randall J. Erickson’s shares was withheld to cover associated tax liabilities.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 02/10/2026 - 01:59 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Erickson Randall J.

(Last) (First) (Middle)

C/O ASSOCIATED BANC-CORP

433 MAIN STREET

(Street)

GREEN BAY WI 54301

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Vice President

3. Date of Earliest Transaction (Month/Day/Year)
02/08/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock $0.01 Par Value	02/08/2026		F(1)		1,543	D	$29.37	158,296	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares were surrendered to satisfy tax withholding obligations arising from the tranche vesting of time-based restricted stock granted in 2022, 2023, 2024 & 2025.

	/s/ Lynn M. Floeter, attorney-in-fact for Randall J. Erickson	02/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.