Associated Banc-Corp SEC filings document the disclosures of a bank holding company with common stock listed on the NYSE and a capital structure that includes preferred stock series and subordinated debt. Its recent 8-K filings report earnings releases, investor presentations, Regulation FD information, material events, capital-structure matters and updates tied to operating and financial results.
Associated’s proxy materials cover shareholder voting matters, board governance, executive compensation and annual meeting disclosures. The filing record also includes material-agreement, risk-factor and governance disclosures relevant to a regulated banking organization that provides lending, deposit, wealth, specialty finance and community banking services through its banking subsidiary.
Associated Banc-Corp Executive Vice President John A. Utz reported small acquisitions of company common stock. On 12/15/2025, he acquired 49.7798 shares of common stock at $27.07 in a transaction classified as purchased within the Issuer's Employee Stock Purchase Plan, and separately received 463 shares at $26.94 as fully vested dividend equivalents awarded pursuant to performance-based restricted stock units.
After these transactions, Utz directly beneficially owned 110,354.465 shares of Associated Banc-Corp common stock and indirectly held 15,499.26 shares through a 401(k) plan.
Associated Banc-Corp executive vice president Phillip Trier reported acquiring 46.163 shares of Associated Banc-Corp common stock on 12/15/2025 through a dividend reinvestment transaction at a price of $27.0494 per share. After this transaction, he directly beneficially owned 22,694.001 shares of Associated Banc-Corp common stock.
Associated Banc-Corp executive reports small stock purchases. The company’s EVP and Chief Human Resources Officer reported acquiring 15.2383 shares of Associated Banc-Corp common stock, $0.01 par value, on 12/15/2025 through the issuer's Employee Stock Purchase Plan at $27.07 per share.
On the same date, the executive acquired an additional 0.714 shares in a dividend reinvestment transaction at $27.0448 per share. Following these transactions, the executive directly beneficially owned 12,933.4227 shares of Associated Banc-Corp common stock.
Associated Banc-Corp executive vice president Nicole M. Kitowski reported purchasing 27.0912 shares of the company’s common stock on 12/15/2025 through the issuer’s Employee Stock Purchase Plan at $27.07 per share.
Following this transaction, she beneficially owned 45,144.8092 shares directly and 3,191.08 shares indirectly through a 401(k) plan.
Associated Banc-Corp executive stock purchase reported. On 12/15/2025, EVP and President Private Wealth Jayne C. Hladio acquired 13.8847 shares of Associated Banc-Corp common stock at $27.07 per share.
The shares were bought through the company’s Employee Stock Purchase Plan, bringing Hladio’s directly held stake to 14,619.2437 common shares after the transaction.
Associated Banc-Corp President and CEO Andrew J. Harmening reported acquiring 2,188.702 shares of Associated Banc-Corp common stock through a dividend reinvestment transaction dated December 15, 2025. The shares were credited at a price of $27.0496 per share under transaction code J, which is described as shares acquired in a dividend reinvestment transaction, bringing his directly held position to 326,026.01 shares of common stock.
Associated Banc-Corp director Michael J. Haddad reported small equity-related transactions dated 12/15/2025. He acquired 35.67 shares of common stock through a dividend reinvestment transaction at $27.0499 per share under code J and 45 additional shares as dividend equivalent units at $26.94 per share under code A.
After these transactions, he beneficially owned 9,218.957 common shares directly and 5,750 shares indirectly through a trust with voting rights. He also held 61,475.712 phantom stock units linked to common stock in the Director's Deferred Compensation Plan; these stock units are 100% vested and will be distributed according to his existing distribution elections.
Associated Banc-Corp executive Bryan Carson reported a transfer of 5,351 shares of common stock on 12/15/2025. The Form 4 shows a disposition coded as transaction type J at a reported price of $0, reflecting shares moved to his ex-spouse under a divorce settlement and domestic relations order.
After this transfer, Carson beneficially owns 29,661.2431 shares of Associated Banc-Corp common stock directly. He is identified as an Executive Vice President, and the report is filed by a single reporting person.
Associated Banc-Corp executive John A. Utz reported several stock transactions. On December 9, 2025, he sold 128 shares of Associated Banc-Corp common stock at $26.41 per share and 1,872 shares at $26.411 per share. He also exercised a non-qualified stock option to acquire 135 shares at an exercise price of $17.38 per share, then sold those 135 shares at $26.45 per share. After these transactions, he beneficially owned 109,841.6852 shares of common stock directly and 15,499.26 shares indirectly through a 401(k) plan. Utz is listed as an Executive Vice President of Associated Banc-Corp, and this Form 4 was filed for a single reporting person.
A shareholder of ASB has filed a notice of intent to sell 2,135 common shares, with an aggregate market value of 56,392.62, through Fidelity Brokerage Services LLC on the NYSE around 12/09/2025.
The shares relate to prior acquisitions through employee stock purchase plan purchases, restricted stock vesting, and option exercises. Common shares outstanding were 165,922,444 at the time of the notice; this is a baseline figure, not the amount being sold.