RSUs vest; Robert Gaina sold 5,463 ASC shares (ASC) — Rule 144 notice

Rhea-AI Filing Summary

ASC filed a Rule 144 notice reporting proposed transactions in Common Stock, including recent equity compensation vesting and a recent sale by a holder. The filing lists Restricted Stock Units vesting on 03/01/2026 (967 RSUs) and 03/02/2026 (1,192 RSUs) classified as equity compensation.

The filing also records a sale by Robert Gaina of 5,463 shares of Common Stock on 02/19/2026 for $80,907.00. The document lists broker/dealer details and NYSE as the exchange.

Insights

Corporate Governance Analyst

Routine Rule 144 notice showing RSU vesting and a small recent sale.

The filing documents two Restricted Stock Unit vesting events on 03/01/2026 (967 RSUs) and 03/02/2026 (1,192 RSUs), labeled as equity compensation. These entries are administrative disclosures tied to compensation, not an issuance statement of primary proceeds.

It also records a past sale: Robert Gaina sold 5,463 shares on 02/19/2026 for $80,907.00. Cash‑flow treatment and broader dilution context are not provided in the excerpt.

FAQ

What does ASC's Form 144 disclose about RSU vesting?

It discloses two RSU vesting events on 03/01/2026 (967 RSUs) and 03/02/2026 (1,192 RSUs). These are listed as equity compensation and are reported under the securities-to-be-sold section.

Who sold shares recently according to ASC's filing?

Robert Gaina sold 5,463 shares on 02/19/2026 for $80,907.00. The transaction appears in the 'Securities Sold During The Past 3 Months' section of the filing.

Which broker and exchange are named in the ASC Form 144?

The filing lists Stifel Nicolaus & Company Inc as the broker/dealer and identifies the NYSE as the exchange. Broker details appear alongside the common stock line.

Does the Form 144 show proceeds to the issuer for these transactions?

The excerpt does not state proceeds to the issuer. It lists sale amounts for a holder and RSU vesting counts, but it does not allocate proceeds to the company in the provided text.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/12/2026 - 04:11 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002060421
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Ardmore Shipping Corp
SEC File Number	001-36028
Address of Issuer	DORCHESTER HOUSE 7 CHURCH STREET HAMILTON BERMUDA HM11
Phone	4412929332
Name of Person for Whose Account the Securities are To Be Sold	Gaina Robert Cristian
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Stifel Nicolaus & Company Inc 501 N Broadway St. Louis MO 63102	7229	104459.00	40730000	03/12/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/01/2026	Restricted Stock Units	Issuer			967	03/01/2026	Equity Compensation
Common Stock	03/02/2026	Restricted Stock Units	Issuer			1192	03/02/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Robert Gaina 69 Pitts Bay Road Hamilton D0 08	Common Stock	02/19/2026	5463	80907.00

144: Remarks and Signature

Remarks
Date of Notice	03/12/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Luca Lotito, as a duly authorized representative of STIFEL, as attorney-in-fact for Robert Gaina
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)