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Ardmore Shipping (NYSE: ASC) director gains shares from RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ardmore Shipping director Helen Johanna de Jong increased her equity stake through stock-based compensation. On June 17, 2026, she exercised previously granted restricted stock units, receiving 8,474 shares of common stock at no cash cost, including 319 shares tied to dividend equivalent rights that became payable at vesting.

Following this exercise, she directly holds 33,267 common shares. Separately, on June 15, 2026, she was granted a new Restricted Stock Units Award for 5,125 units, each representing a contingent right to one common share. These RSUs vest in full on June 15, 2027, subject to her continued service with Ardmore Shipping.

Positive

  • None.

Negative

  • None.
Insider de Jong Helen Johanna
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units Award 8,474 $0.00 --
Exercise Common Stock 8,474 $0.00 --
Grant/Award Restricted Stock Units Award 5,125 $0.00 --
Holdings After Transaction: Restricted Stock Units Award — 0 shares (Direct, null); Common Stock — 33,267 shares (Direct, null)
Footnotes (1)
  1. Restricted Stock Units Award ("RSUs") represent a contingent right to receive one share of the Issuer's common stock per RSU. RSUs have associated dividend equivalent rights ("DERs") that vest and become payable in shares of the Issuer's common stock proportionately with the RSUs to which they relate. Upon vesting of RSUs, the number of shares issuable under the associated DERs becomes calculable, based on the quotient of the accrued dividends with respect to the vested RSUs, divided by the common stock's fair market value on such vesting date (or in the event dividends are declared, but not yet paid to stockholders as of a vesting date, on the date of payment to stockholders). These RSUs vest in full on the date shown, subject to the reporting person's continued service to the Issuer through the vesting date. Includes 319 shares payable under associated dividend equivalent rights that became calculable upon vesting of the RSUs.
RSUs converted to common stock 8,474 shares Common stock issued upon RSU vesting on June 17, 2026
Dividend equivalent rights shares 319 shares Additional shares issuable under DERs tied to vested RSUs
New RSU grant 5,125 units Restricted Stock Units Award granted on June 15, 2026
RSU vesting date June 15, 2027 Scheduled full vesting date for 5,125 RSUs, subject to service
Shares held after transaction 33,267 shares Director’s direct common stock holdings after June 17, 2026 exercise
Exercise price per RSU $0.00 Conversion of RSUs to common stock at no cash cost
Restricted Stock Units Award financial
"Restricted Stock Units Award ("RSUs") represent a contingent right to receive one share of the Issuer's common stock per RSU."
dividend equivalent rights financial
"RSUs have associated dividend equivalent rights ("DERs") that vest and become payable in shares of the Issuer's common stock proportionately with the RSUs to which they relate."
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
contingent right financial
"Restricted Stock Units Award ("RSUs") represent a contingent right to receive one share of the Issuer's common stock per RSU."
vesting date financial
"These RSUs vest in full on the date shown, subject to the reporting person's continued service to the Issuer through the vesting date."
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FAQ

What did Ardmore Shipping (ASC) director Helen Johanna de Jong do in this Form 4?

Director Helen Johanna de Jong increased her equity exposure through stock-based compensation. She exercised restricted stock units into 8,474 Ardmore Shipping common shares and received a new grant of 5,125 RSUs, further aligning her interests with the company’s long-term performance.

How many Ardmore Shipping (ASC) shares did the director acquire through RSU vesting?

She acquired 8,474 shares of Ardmore Shipping common stock upon vesting of restricted stock units. This total includes 319 additional shares issuable under dividend equivalent rights associated with the vested RSUs, which became calculable based on accrued dividends at the vesting date.

What new restricted stock units did the Ardmore Shipping (ASC) director receive?

She received a Restricted Stock Units Award covering 5,125 units, each representing a contingent right to one Ardmore Shipping common share. These RSUs vest in full on June 15, 2027, provided she continues her service with the company through that vesting date.

How many Ardmore Shipping (ASC) shares does the director own after these transactions?

After exercising RSUs, Helen Johanna de Jong directly holds 33,267 shares of Ardmore Shipping common stock. This figure reflects her updated direct ownership position following the June 17, 2026 conversion of 8,474 restricted stock units into common shares.

What are dividend equivalent rights in the Ardmore Shipping (ASC) RSU plan?

Dividend equivalent rights provide additional shares based on dividends that would have been paid on unvested RSUs. When RSUs vest, accrued dividends are divided by the common stock’s fair market value, producing extra shares; 319 such shares were included in the director’s 8,474-share issuance.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
de Jong Helen Johanna

(Last)(First)(Middle)
C/O ARDMORE SHIPPING CORPORATION
DORCHESTER HOUSE, 7 CHURCH STREET

(Street)
HAMILTONHM11

(City)(State)(Zip)

BERMUDA

(Country)
2. Issuer Name and Ticker or Trading Symbol
Ardmore Shipping Corp [ ASC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/17/2026M8,474A$0.000033,267D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units Award(1)$0.000006/15/2026A5,12506/15/2027(2)06/15/2027Common Stock5,125$0.00005,125D
Restricted Stock Units Award(1)$0.000006/17/2026M8,474(3)06/17/2026(2)06/17/2026Common Stock8,474$0.00000.0000D
Explanation of Responses:
1. Restricted Stock Units Award ("RSUs") represent a contingent right to receive one share of the Issuer's common stock per RSU. RSUs have associated dividend equivalent rights ("DERs") that vest and become payable in shares of the Issuer's common stock proportionately with the RSUs to which they relate. Upon vesting of RSUs, the number of shares issuable under the associated DERs becomes calculable, based on the quotient of the accrued dividends with respect to the vested RSUs, divided by the common stock's fair market value on such vesting date (or in the event dividends are declared, but not yet paid to stockholders as of a vesting date, on the date of payment to stockholders).
2. These RSUs vest in full on the date shown, subject to the reporting person's continued service to the Issuer through the vesting date.
3. Includes 319 shares payable under associated dividend equivalent rights that became calculable upon vesting of the RSUs.
/s/ John Russell, Attorney-in-Fact07/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)