ASG president buys 1,950 fund shares in open market

LIBERTY ALL STAR GROWTH FUND INC.

Rhea-AI Filing Summary

LIBERTY ALL STAR GROWTH FUND INC. President Mark T. Haley reported buying additional common shares in open-market transactions. He purchased 450 shares on June 2, 2026 at $5.385 per share and 1,500 shares on June 3, 2026 at $5.335 per share. After these purchases, his direct ownership increased to 154,322.055 shares of common stock.

Insider Trade Summary

Net Buyer: 1,950 shares

Net Buy 2 txns

Insider HALEY MARK T

Role President

Bought 1,950 shs ($10K)

Type	Security	Shares	Price	Value
Purchase	Shares of Common Stock	1,500	$5.335	$8K
Purchase	Shares of Common Stock	450	$5.385	$2K

Holdings After Transaction: Shares of Common Stock — 154,322.055 shares (Direct)

Key Figures

Shares purchased June 2, 2026: 450 shares Shares purchased June 3, 2026: 1,500 shares Total shares purchased: 1,950 shares +3 more

6 metrics

Shares purchased June 2, 2026 450 shares Open-market purchase at $5.385 per share

Shares purchased June 3, 2026 1,500 shares Open-market purchase at $5.335 per share

Total shares purchased 1,950 shares Two open-market buys in early June 2026

Price per share June 2, 2026 $5.385 Common stock open-market purchase

Price per share June 3, 2026 $5.335 Common stock open-market purchase

Holdings after final transaction 154,322.055 shares Direct ownership after June 3, 2026 purchase

Key Terms

open-market purchase, non-derivative, Shares of Common Stock, Form 4

4 terms

open-market purchase financial

"transaction_action: "open-market purchase" for both common stock trades"

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

non-derivative financial

"transaction_type is listed as "non-derivative" for each transaction"

Shares of Common Stock financial

"security_title shows "Shares of Common Stock" for the reported trades"

Form 4 regulatory

"INSIDER FILING DATA (Form 4) heading describes the filing type"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did ASG President Mark T. Haley report?

Mark T. Haley reported two open-market purchases of LIBERTY ALL STAR GROWTH FUND common stock, totaling 1,950 shares. These transactions occurred on June 2 and June 3, 2026, and increased his direct holdings in the fund.

How many ASG shares did Mark T. Haley buy and at what prices?

Mark T. Haley bought 1,950 shares of ASG common stock. He acquired 450 shares at $5.385 per share on June 2, 2026 and 1,500 shares at $5.335 per share on June 3, 2026 in open-market purchases.

What are Mark T. Haley’s ASG holdings after these insider purchases?

Following the reported transactions, Mark T. Haley directly owns 154,322.055 shares of LIBERTY ALL STAR GROWTH FUND common stock. This total reflects his position after buying 1,950 shares across two open-market trades in early June 2026.

Were the recent ASG insider transactions by Mark T. Haley buys or sells?

All reported transactions by Mark T. Haley were buys. The Form 4 shows two open-market purchase transactions, both coded as “P,” with no corresponding sales, gifts, tax withholdings, or derivative exercises disclosed in this filing.

Did Mark T. Haley’s ASG Form 4 include any derivative securities?

No, the filing only lists non-derivative transactions in ASG common stock. The derivative section is empty, and the transaction summary shows no option exercises, conversions, or other derivative activity reported alongside these common share purchases.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 06/03/2026 - 12:41 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HALEY MARK T

(Last) (First) (Middle)

C/O LIBERTY ALL-STAR FUNDS

1290 BROADWAY, SUITE 1000

(Street)

DENVER COLORADO 80203

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LIBERTY ALL STAR GROWTH FUND INC. [ ASG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Shares of Common Stock	06/02/2026		P		450	A	$5.385	152,822.055	D
Shares of Common Stock	06/03/2026		P		1,500	A	$5.335	154,322.055	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Mark T. Haley	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)