Ashland (ASH) SVP Converts 3,215 RSUs, Withholds 884 Shares for Tax
Rhea-AI Filing Summary
Ashland Inc. senior vice president Alessandra Faccin reported equity award activity. On 2026-07-27, 3,215 Restricted Stock Units were converted into an equal number of Ashland common shares at an indicated price of $66.38 per share. Of these shares, 884 were withheld to cover tax liabilities under Ashland’s shareholder-approved incentive plan. Following the RSU transaction, her directly held balance of equity awards tied to Ashland common stock totaled 9,646 units, including amounts acquired in lieu of cash dividends. Footnotes also note a prior grant of 15,234 RSUs on July 25, 2024, vesting 20% on July 25, 2025, 20% on July 25, 2026, and 60% on July 25, 2027, conditioned on continuous employment.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 2,331 shares
Net Buy
3 txns
Insider
Assis Alessandra Faccin
Role
SVP and GM, Life Sciences
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Unit F3, F4, F1 | 3,215 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 3,215 | $66.38 | $213K |
| Tax Withholding | Common Stock F2 | 884 | $66.38 | $59K |
Holdings After Transaction:
Restricted Stock Unit — 9,646 shares (Direct);
Common Stock — 8,215 shares (Direct)
Footnotes (4)
- F1. Balance includes additional common stock or restricted stock units acquired in lieu of cash dividends.
- F2. Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- F3. Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
- F4. On July 25, 2024, the Reporting Person was granted 15,234 restricted stock units, vesting over a three-year period, with 20% vesting on July 25, 2025, 20% vesting on July 25, 2026, and 60% vesting on July 25, 2027, provided that the Reporting Person remains in continuous employment with the Issuer.
Key Figures
RSUs Converted: 3,215 units
Common Shares from RSU Conversion: 3,215 shares
Tax Withholding Shares: 884 shares
+4 more
7 metrics
RSUs Converted
3,215 units
Restricted Stock Units converted into Ashland common stock on 2026-07-27
Common Shares from RSU Conversion
3,215 shares
Common stock acquired upon RSU conversion at $66.38 per share
Tax Withholding Shares
884 shares
Shares withheld to satisfy tax liabilities at $66.38 per share
Per-Share Value
$66.38 per share
Value used for common stock acquired and withheld on 2026-07-27
Post-Transaction Equity Balance
9,646 units
Directly held equity-based units representing Ashland common stock after RSU activity
RSU Grant Size
15,234 units
Restricted Stock Units granted July 25, 2024 with multi-year vesting
RSU Vesting Schedule
20% / 20% / 60%
Vesting on July 25, 2025; July 25, 2026; and July 25, 2027, respectively
Key Terms
Restricted Stock Unit, withholding securities, Rule 16b-3, continuous employment
4 terms
Restricted Stock Unit financial
"On July 25, 2024, the Reporting Person was granted 15,234 restricted stock units"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
withholding securities financial
"Payment of tax liability by withholding securities incident to the vesting"
Rule 16b-3 regulatory
"approved by the shareholders and exempt pursuant to Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
continuous employment financial
"vesting over a three-year period ... provided that the Reporting Person remains in continuous employment"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transaction did Ashland (ASH) executive Alessandra Faccin report?
Alessandra Faccin reported the conversion of 3,215 Restricted Stock Units into Ashland common stock on July 27, 2026. From these shares, 884 were withheld to satisfy tax obligations, with the activity reported as part of her equity compensation.
What is Alessandra Faccin’s remaining Ashland (ASH) equity award balance after the transactions?
After the reported RSU-related activity, Alessandra Faccin directly held 9,646 equity-based units tied to Ashland common stock. This balance includes common stock or Restricted Stock Units that may have been acquired in lieu of cash dividends, according to the footnotes.
What are the vesting terms of Alessandra Faccin’s 15,234 Ashland (ASH) RSU grant?
A grant of 15,234 Restricted Stock Units was awarded on July 25, 2024. The vesting schedule is 20% on July 25, 2025, 20% on July 25, 2026, and 60% on July 25, 2027, subject to her continuous employment with Ashland.
Was Alessandra Faccin’s Ashland (ASH) Form 4 filed under a Rule 10b5-1 trading plan?
The Rule 10b5-1 checkbox in the report is not marked as affirmatively used, and the footnotes do not describe these transactions as pursuant to a trading plan. The activity reflects the vesting and tax treatment of equity awards under Ashland’s incentive plan.