Welcome to our dedicated page for Ashland SEC filings (Ticker: ASH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Ashland Inc. (NYSE: ASH) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a global additives and specialty ingredients company serving architectural coatings, construction, energy, food and beverage, personal care and pharmaceutical markets, Ashland uses these filings to report on its financial condition, governance and strategic priorities.
Investors can review current reports on Form 8-K, where Ashland discloses material events such as quarterly and annual results, outlook updates, leadership changes, board resignations or appointments, and certain compensation arrangements. For example, recent 8-K filings have addressed preliminary earnings results, production network developments and executive appointments.
The annual proxy statement on Schedule 14A (DEF 14A) offers detailed information on Ashland’s board structure, executive compensation, stock repurchase programs, dividend practices and ESG and sustainability focus. The 2026 proxy statement highlights themes such as Execute, Globalize, Innovate and Invest, portfolio optimization, manufacturing network optimization and progress toward Science Based Targets initiative emissions goals.
Through this page, users can also access Ashland’s periodic reports, including annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically contain segment discussions for Life Sciences, Personal Care, Specialty Additives and Intermediates, along with risk factors and management’s analysis.
Stock Titan enhances these documents with AI-powered summaries that explain key points in plain language, highlight important changes from prior periods and surface items such as segment trends, capital allocation decisions and governance updates. Real-time updates from EDGAR help ensure that new Ashland filings, including Forms 4 reporting insider transactions when available, are quickly reflected so users can analyze ASH regulatory information efficiently.
Ashland Inc. reported an insider equity award for one of its senior executives. On November 19, 2025, Vice President, Controller and Principal Accounting Officer Samuel Richardson received 1,738 Restricted Stock Units (RSUs), with each RSU representing one share of Ashland common stock. These RSUs were granted under Ashland’s shareholder-approved incentive plan and vest in three equal installments beginning one year from the grant date, as long as he remains continuously employed.
On the same date, Richardson was also granted 3,912 Stock Appreciation Rights (SARs) under the Ashland Inc. 2021 Omnibus Incentive Compensation Plan, with an exercise price of $50.58 per share. The SARs become exercisable ratably over three years starting on the first anniversary of the grant and are tied to 3,912 shares of common stock, with an expiration date of November 19, 2035.
Ashland Inc. (ASH) files its Annual Report, outlining a global additives and specialty ingredients business organized into four segments: Life Sciences, Personal Care, Specialty Additives and Intermediates, plus Unallocated and Other. The company serves consumer and industrial markets in more than 100 countries with about 2,900 employees.
Key growth platforms include cellulosics and polyvinylpyrrolidone products, which each account for significant portions of segment and total consolidated sales. Ashland sold its nutraceuticals business in August 2024, sharpening its Life Sciences focus. As of March 31, 2025, non-affiliate equity market value was approximately $2.7 billion, and 45,718,113 common shares were outstanding as of October 31, 2025.
Environmental matters are significant: at September 30, 2025, Ashland carried $226 million of environmental remediation and related litigation reserves and estimated the upper end of reasonably possible future costs at about $495 million. Environmental remediation expense, net of insurance, was $48 million in 2025, down from $56 million in 2024 and $59 million in 2023. The report also details climate, regulatory, operational and growth risks, alongside extensive human capital, safety and sustainability initiatives.
Ashland Inc. (ASH) Chair and CEO Guillermo Novo, who is also a director, reported equity award activity on 11/17/2025. A block of 6,122 Restricted Stock Units (RSUs) was converted to the same number of shares of common stock, as shown by an option exercise transaction coded "M" at a reference price of $49.6 per share.
To cover tax liabilities from this vesting, 2,563 shares of common stock were withheld and disposed of, coded "F(1)" at $49.6 per share. After these transactions, Novo directly held 140,849 shares of Ashland common stock and indirectly held 31,294 shares through GMGN Novo Family Limited Partnership. The RSU plan is described as shareholder-approved and exempt under Rule 16b-3.
Ashland Inc. (ASH) reported an insider equity transaction by its SVP and Chief HRO, Eileen Drury, on a Form 4. On 11/17/2025, Drury acquired 567 shares of Ashland common stock at $49.60 per share through the vesting and settlement of Restricted Stock Units (transaction code M). In a related move, 280 shares were withheld at $49.60 (transaction code F) to cover tax liabilities tied to the RSU vesting.
After these transactions, Drury directly owned 7,601 shares of Ashland common stock. The RSUs were granted under Ashland’s shareholder-approved incentive plan, and each RSU represents the right to receive one share of common stock upon vesting. The explanation notes that grants under this plan vest in three equal installments beginning one year from the grant date, subject to continued employment.
Ashland Inc. (ASH) senior vice president and CTO Osama M. Musa reported equity transactions involving company stock. On 11/17/2025, 976 Restricted Stock Units were converted to the same number of shares of Ashland common stock at a reference price of $49.6 per share. To cover tax obligations tied to this vesting, 335 shares were withheld, also at $49.6 per share.
Following these transactions, Musa directly owned 29,540 shares of Ashland common stock. The filing notes that each RSU represents the right to receive one share of common stock upon vesting, and that the RSUs were granted under Ashland’s shareholder-approved incentive plan and are exempt under Rule 16b-3.
Ashland Inc. (ASH) senior vice president and CTO Osama M. Musa reported RSU vesting and related tax withholding transactions. On 11/13/2025, 1,393 shares of common stock were acquired through the exercise of restricted stock units at an exercise price of $0, with 477 shares withheld at a market price of $53.10 to cover taxes, leaving 27,525 shares beneficially owned.
On 11/14/2025, 2,091 additional shares were acquired from RSU vesting, with 717 shares withheld at $51.51 for taxes, resulting in 28,899 shares beneficially owned. The RSUs were granted under Ashland’s shareholder-approved incentive plan, vesting in three equal installments, and remaining RSU balances include units accrued in lieu of cash dividends. The report notes it was filed late due to an inadvertent administrative error.
Ashland Inc. (ASH) VP, Controller and PAO Samuel Richardson reported routine equity compensation activity. On 11/17/2025, 107 Restricted Stock Units (RSUs) converted into an equal number of Ashland common shares at an exercise price of $0, shown as transaction code "M." At the same time, 32 shares were disposed of at $49.6 per share under transaction code "F" to cover tax withholding related to the RSU vesting. After these transactions, Richardson beneficially owned 1,072 shares of Ashland common stock directly. The RSUs were granted under Ashland's shareholder-approved incentive plan and are exempt under Rule 16b-3.
Ashland Inc. (ASH) senior executive reports routine equity transactions. The company’s SVP, CFO & PFO filed a Form 4 for activity on 11/17/2025 involving Ashland common stock and restricted stock units (RSUs). A total of 107 shares of common stock were acquired following the vesting and settlement of RSUs at a price of $49.6 per share, and 33 shares were withheld and disposed of at $49.6 per share to cover tax liabilities related to this vesting. After these transactions, the reporting person beneficially owned 2,049 shares of Ashland common stock directly. The RSUs were granted under Ashland’s shareholder-approved incentive plan, and each RSU represents the right to receive one share of common stock upon vesting, generally in three equal installments beginning one year from the grant date, contingent on continued employment.
Ashland Inc. (ASH) reported that senior vice president, general counsel and secretary Robin E. Lampkin filed a Form 4 for equity transactions on 11/17/2025. The filing shows the exercise of 239 Restricted Stock Units into common stock at a reference price of $49.6 per share and the withholding of 72 shares of common stock to cover tax obligations related to vesting.
After these transactions, Lampkin directly owned 5,023 shares of Ashland common stock and indirectly held 854 shares through a 401(k) plan. The RSUs were granted under Ashland’s shareholder‑approved incentive plan and are noted as exempt under Rule 16b‑3, with each RSU representing one share of common stock upon vesting.
Ashland Inc. (ASH) senior vice president, general counsel and secretary Robin E. Lampkin reported routine equity award activity. On 11/13/2025, 866 shares of common stock were acquired through the vesting and settlement of restricted stock units at a reference price of $53.10, with 259 shares withheld to cover taxes. On 11/14/2025, a further 1,276 shares were acquired at $51.51, with 381 shares withheld for taxes.
After these transactions, Lampkin directly owns 4,856 Ashland common shares and indirectly holds 854 shares through a 401(k) plan. She also continues to hold 1,275 restricted stock units, each representing one share of Ashland common stock upon future vesting under the company’s shareholder-approved incentive plan.