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Ategrity (ASIC) director exercises 980 RSUs, holds 48,038 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ategrity Specialty Insurance Co Holdings director Robert C. Merton reported an exercise of 980 restricted stock units into Common Stock. The transaction on June 11, 2026 increased his direct Common Stock holdings to 48,038 shares. Following the transaction, he also holds 1,961 restricted stock units.

According to the footnotes, Merton was originally granted 2,941 restricted stock units on June 11, 2025, vesting in three equal annual installments. The remaining restricted stock units are scheduled to vest in equal installments on June 11, 2027 and June 11, 2028.

Positive

  • None.

Negative

  • None.
Insider MERTON ROBERT C
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 980 $0.00 --
Exercise Common Stock 980 $0.00 --
Holdings After Transaction: Restricted Stock Units — 1,961 shares (Direct, null); Common Stock — 48,038 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. On June 11, 2025, the reporting person was granted 2,941 restricted stock units, vesting in three equal annual installments. The remaining restricted stock units will vest in equal installments on June 11, 2027 and June 11, 2028.
RSUs exercised 980 shares Restricted stock units converted to Common Stock on June 11, 2026
Common shares held after transaction 48,038 shares Direct Common Stock holdings following June 11, 2026 transaction
RSUs remaining after exercise 1,961 units Restricted stock units outstanding after June 11, 2026 transaction
Original RSU grant size 2,941 units Grant awarded on June 11, 2025, vesting in three equal installments
Future vesting dates June 11, 2027 and June 11, 2028 Remaining RSUs scheduled to vest in equal installments
Restricted Stock Units financial
"On June 11, 2025, the reporting person was granted 2,941 restricted stock units, vesting in three equal annual installments."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock."
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MERTON ROBERT C
(Last)(First)(Middle)
ATEGRITY SPECIALTY INSURANCE CO HOLDINGS
9 WEST 57TH STREET, 33RD FLOOR
(Street)
NEW YORK NEW YORK 10019
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Ategrity Specialty Insurance Co Holdings [ ASIC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/11/2026M980A(1)48,038D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/11/2026M980 (2) (2)Common Stock980$01,961D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
2. On June 11, 2025, the reporting person was granted 2,941 restricted stock units, vesting in three equal annual installments. The remaining restricted stock units will vest in equal installments on June 11, 2027 and June 11, 2028.
/s/ Eric Crespolini, Attorney-in-Fact06/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did ASIC director Robert C. Merton report?

Robert C. Merton reported exercising 980 restricted stock units into Common Stock. The June 11, 2026 transaction increased his direct Common Stock holdings to 48,038 shares and left him with 1,961 restricted stock units still outstanding from a prior equity grant.

How many Ategrity (ASIC) shares does Robert C. Merton hold after this Form 4?

After the reported transaction, Robert C. Merton directly holds 48,038 shares of Ategrity Common Stock. He also retains 1,961 restricted stock units, which represent additional contingent rights to receive Common Stock as remaining portions of an earlier multi-year vesting award.

What are restricted stock units in the ASIC Form 4 filing?

Each restricted stock unit represents a contingent right to receive one share of Ategrity’s Common Stock. These awards typically vest over time; in this case, Merton’s 2,941-unit grant vests in three equal annual installments tied to specific future vesting dates.

When were Robert C. Merton’s ASIC restricted stock units granted and how do they vest?

Merton was granted 2,941 restricted stock units on June 11, 2025. The grant vests in three equal annual installments, with the remaining units scheduled to vest in equal installments on June 11, 2027 and June 11, 2028, subject to the award’s conditions.

How many ASIC restricted stock units remain unvested for Robert C. Merton?

Following the June 11, 2026 exercise of 980 restricted stock units, Robert C. Merton has 1,961 restricted stock units remaining. These remaining units are expected to vest in two equal future installments on June 11, 2027 and June 11, 2028, according to the footnotes.