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ASIX Form 4: Donald Newman Receives 5,020 RSUs, No Shares Sold

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AdvanSix Inc. (ASIX) filed a Form 4 disclosing a routine equity-compensation transaction. On 18-Jun-2025, director Donald P. Newman received 5,020 shares of common stock via a restricted stock unit (RSU) grant under the company’s 2016 Stock Incentive Plan. The transaction code was “A” (acquisition) and carried a stated price of $0 because no cash changed hands. All units will vest in full on 18-Jun-2026.

After the award, Mr. Newman’s direct beneficial ownership rose to 11,049 shares, which figure includes six dividend-equivalent shares automatically credited on previously unvested awards. No derivative securities were reported and no shares were sold.

This filing reflects normal director compensation designed to align governance interests with shareholders. The size of the award appears modest relative to AdvanSix’s market capitalization and does not, by itself, signal any shift in the company’s fundamentals or outlook.

Positive

  • Director ownership increases by 5,020 shares, marginally strengthening insider alignment with shareholders.

Negative

  • None.

Insights

TL;DR: Routine RSU grant to director; modest ownership increase; negligible market impact.

This Form 4 shows a standard annual equity award rather than an open-market insider purchase. Because it is non-cash and scheduled, it neither signals management conviction nor alters the supply–demand balance of ASIX shares. Post-grant ownership of 11,049 shares is small versus typical director stakes across mid-cap chemicals peers, suggesting limited alignment change. Investors generally interpret such filings as neutral housekeeping unless accompanied by significant open-market buying or selling. Accordingly, I view the disclosure as not financially material.

Insider NEWMAN DONALD P
Role Director
Type Security Shares Price Value
Grant/Award Common Stock, par value $0.01 5,020 $0.00 --
Holdings After Transaction: Common Stock, par value $0.01 — 11,049 shares (Direct)
Footnotes (1)
  1. Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which will vest in full on June 18, 2026. Includes an additional 6 shares representing stock units credited as dividend equivalents in connection with unvested restricted stock units under the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as amended and restated, and deferred stock units under the AdvanSix Inc. Deferred Compensation Plan, which were acquired in transactions exempt from reporting under Rule 16a-11.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
NEWMAN DONALD P
(Last) (First) (Middle)
300 KIMBALL DRIVE, SUITE 101
(Street)
PARSIPPANY NJ 07054
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AdvanSix Inc. [ ASIX ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 06/18/2025 A 5,020(1) A $0 11,049(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which will vest in full on June 18, 2026.
2. Includes an additional 6 shares representing stock units credited as dividend equivalents in connection with unvested restricted stock units under the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as amended and restated, and deferred stock units under the AdvanSix Inc. Deferred Compensation Plan, which were acquired in transactions exempt from reporting under Rule 16a-11.
Remarks:
/s/ Achilles B. Kintiroglou for Donald P. Newman 06/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

How many AdvanSix (ASIX) shares did director Donald P. Newman acquire?

He was granted 5,020 restricted stock units on 18-Jun-2025.

When will the newly granted RSUs to Donald P. Newman vest?

The RSUs will vest in full on 18-Jun-2026.

What is the director's total AdvanSix share ownership after the grant?

Following the transaction, Mr. Newman directly owns 11,049 shares of ASIX common stock.

Did the Form 4 include any share sales or derivative transactions?

No. The filing reports only an RSU grant; no shares were sold and no derivatives were involved.

Was any cash paid for the 5,020 shares acquired?

No. The acquisition price is listed as $0 because it is a stock-based compensation grant.