Dimensional Fund Advisors reports 5.2% AdvanSix (NYSE: ASIX) stake
Filing Impact
Filing Sentiment
Form Type
SCHEDULE 13G
Rhea-AI Filing Summary
Dimensional Fund Advisors reports beneficial ownership of 1,407,349 shares of AdvanSix Inc. common stock, representing 5.2% of the class. The firm has sole voting power over 1,380,649 shares and sole dispositive power over 1,407,349 shares, with no shared voting or dispositive power.
The shares are owned by various funds and accounts advised or sub-advised by Dimensional and its subsidiaries. Because its role is to provide investment and voting discretion to these funds, Dimensional may be deemed a beneficial owner under Section 13(d) but expressly disclaims beneficial ownership. No single underlying fund’s interest exceeds 5% of the AdvanSix common stock.
Positive
- None.
Negative
- None.
Key Figures
Beneficial Ownership: 1,407,349 shares
Percent of Class: 5.2%
Sole Voting Power: 1,380,649 shares
+3 more
6 metrics
Beneficial Ownership
1,407,349 shares
Common shares of AdvanSix reported as beneficially owned by Dimensional Fund Advisors
Percent of Class
5.2%
Portion of AdvanSix common stock represented by Dimensional’s reported holdings
Sole Voting Power
1,380,649 shares
Shares of AdvanSix over which Dimensional has sole power to vote
Shared Voting Power
0
Shares of AdvanSix over which Dimensional has shared power to vote
Sole Dispositive Power
1,407,349 shares
Shares of AdvanSix over which Dimensional has sole power to dispose
Shared Dispositive Power
0
Shares of AdvanSix over which Dimensional has shared power to dispose
Key Terms
beneficial owner, Sole Voting Power, Sole Dispositive Power, Investment Company Act of 1940, +1 more
5 terms
beneficial owner regulatory
"may be deemed to be the beneficial owner of the shares of the Issuer"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
Sole Voting Power regulatory
"5 | Sole Voting Power 1,380,649.00 6 | Shared Voting Power 0.00"
Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.
Sole Dispositive Power regulatory
"7 | Sole Dispositive Power 1,407,349.00 8 | Shared Dispositive Power 0.00"
Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.
Investment Company Act of 1940 regulatory
"investment companies registered under the Investment Company Act of 1940"
A U.S. federal law that sets the rulebook for pooled investment vehicles such as mutual funds, exchange-traded funds and similar money managers, requiring them to register with regulators, disclose holdings and fees, limit conflicts of interest, and follow governance standards. It matters to investors because these protections and transparency rules act like a referee and scoreboard, helping people compare funds, trust that managers follow fair practices, and spot hidden costs or risks.
Section 13(d) of the Securities Exchange Act of 1934 regulatory
"for any other purposes than Section 13(d) of the Securities Exchange Act of 1934"
Section 13(d) of the Securities Exchange Act of 1934 is a U.S. rule that requires anyone who buys more than 5% of a public company’s shares to publicly disclose who they are, how many shares they own, and their intentions toward the company. For investors, this is like a neighborhood alert when someone acquires a large stake in a building: it reveals potential changes in control or strategy that could affect the stock’s price, governance, or future direction.
FAQ
What percentage of AdvanSix (ASIX) does Dimensional Fund Advisors report owning?
Dimensional Fund Advisors reports beneficial ownership of 5.2% of AdvanSix common stock. This corresponds to 1,407,349 shares, held across multiple funds and accounts it advises, over which it has voting and/or investment power but for which it disclaims ultimate beneficial ownership.
Does any single Dimensional-advised fund hold more than 5% of AdvanSix (ASIX)?
According to Dimensional, no single fund it advises holds more than 5% of AdvanSix common stock. The 5.2% aggregate stake arises from holdings across multiple funds and accounts, none of which individually crosses the 5% ownership threshold.