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[144] Ascendis Pharma A/S American SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
144
Rhea-AI Filing Summary

Form 144 filing for Ascendis Pharma A/S (ASND) shows proposed and recent officer-related sales of American Depositary Shares (ADS). The filing lists a proposed sale of 5,000 ADS through Merrill Lynch on 09/09/2025 with an aggregate market value of $1,018,503.05. The 5,000 ADS were acquired on 09/09/2025 via warrant exercise from Ascendis Pharma A/S and paid for in cash the same day. The filer also reported a sale on 08/13/2025 of 10,000 ADS for gross proceeds of $1,913,224.99. The notice includes the filer’s representation that they are not aware of undisclosed material adverse information about the issuer.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Insider executed warrants and plans a modest sale of 5,000 ADS; recent prior sale of 10,000 ADS was reported.

The filing documents a warrant exercise and immediate intention to sell the resulting 5,000 ADS through Merrill Lynch on 09/09/2025 valued at $1,018,503.05. The prior disposition on 08/13/2025 involved 10,000 ADS with gross proceeds reported as $1,913,224.99. These are transactional disclosures required under Rule 144 and provide transparency on share movements by the named person. The items disclosed are factual and do not include commentary on intent, timing beyond the listed approximate sale date, or any nonpublic operational information.

TL;DR: Required compliance filing shows insider selling activity and confirms representation about absence of undisclosed material information.

The form contains the filer's certification that they are unaware of material adverse information not publicly disclosed, and it records both the acquisition via warrant exercise and planned disposition details as required by securities rules. From a governance and disclosure standpoint, the filing appears complete for the transactions listed: broker identity, quantities, values, acquisition method, and payment details are provided. No additional governance issues or omissions are apparent within the text provided.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the ASND Form 144 disclose about the planned sale?

The filing shows a proposed sale of 5,000 ADS via Merrill Lynch on 09/09/2025 with an aggregate market value of $1,018,503.05.

How were the 5,000 ADS acquired according to the filing?

The 5,000 ADS were acquired on 09/09/2025 through a warrant exercise from Ascendis Pharma A/S and paid for in cash the same day.

Did the filer sell any Ascendis ADS recently?

Yes. The filing reports a sale on 08/13/2025 of 10,000 ADS for gross proceeds of $1,913,224.99.

Which broker is named for the proposed sale in the Form 144?

The proposed sale lists Merrill Lynch, 225 Liberty St, Floor 37, New York, NY as the broker.

Does the filer assert awareness of undisclosed material information?

Yes. By signing, the person represents they do not know of any material adverse information about the issuer that has not been publicly disclosed.
Ascendis Pharma

NASDAQ:ASND

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12.34B
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4.43%
Biotechnology
Biological Products, (no Disgnostic Substances)
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