ASPEN AEROGELS INC Amended Initial Statement of Beneficial Ownership

Aspen Aerogels filed an amended insider ownership report for its CFO and Treasurer.

Accepted by SEC EDGAR 12/19/2025 - 05:00 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Aspen Aerogels filed an amended insider ownership report for its CFO and Treasurer. The filing shows that the officer beneficially owns 15,119 shares of common stock, including 4,608 shares of common stock and 10,511 restricted stock units (RSUs). The RSUs were granted on March 8, 2023, March 5, 2024, and March 5, 2025, with various time-based vesting schedules extending through March 5, 2028. The amendment clarifies that these unvested RSUs had been inadvertently omitted from the reporting person’s original filing.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Thoele Grant Douglas

Role CFO & Treasurer

Type	Security	Shares	Price	Value
Holding	Common Stock	--	--	--

Holdings: Common Stock — 15,119 shares (Direct)

Footnotes (2)

1. F1. Represents 4,608 shares of common stock and 10,511 restricted stock units ("RSUs"), including (i) 1,687 RSUs that were granted on March 8, 2023 and vesting on March 8, 2026, (ii) 2,447 RSUs that were granted on March 5, 2024 and vesting equally on March 5, 2026 and March 5, 2027, and (iii) 6,377 RSUs that were granted on March 5, 2025 and vesting as to one-third of the shares on each anniversary of the grant date until March 5, 2028.
2. F2. The unvested RSUs described in footnote 1 were inadvertently omitted from the reporting person's original Form 3.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Thoele Grant Douglas

(Last) (First) (Middle)

30 FORBES ROAD, BUILDING B

(Street)

NORTHBOROUGH MA 01532

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2025

3. Issuer Name and Ticker or Trading Symbol
ASPEN AEROGELS INC [ ASPN ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO & Treasurer

5. If Amendment, Date of Original Filed (Month/Day/Year)
10/02/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	15,119(1)(2)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents 4,608 shares of common stock and 10,511 restricted stock units ("RSUs"), including (i) 1,687 RSUs that were granted on March 8, 2023 and vesting on March 8, 2026, (ii) 2,447 RSUs that were granted on March 5, 2024 and vesting equally on March 5, 2026 and March 5, 2027, and (iii) 6,377 RSUs that were granted on March 5, 2025 and vesting as to one-third of the shares on each anniversary of the grant date until March 5, 2028.

2. The unvested RSUs described in footnote 1 were inadvertently omitted from the reporting person's original Form 3.

	/s/ Glenn Deegan, Attorney-in-Fact	12/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.