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Altisource (ASPS) CEO reports RSU vesting, tax withholding and share gift

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ALTISOURCE PORTFOLIO SOLUTIONS S.A. Chairman and CEO William B. Shepro reported multiple equity compensation changes on February 20, 2026. He received 5,877 shares of common stock upon vesting of previously granted time-based restricted share units (RSUs), with 2,173 shares withheld to cover taxes and 3,704 shares delivered to him.

On the same date, 3,256 additional RSUs vested into common stock, and Shepro continues to hold 12,500 RSUs directly. Footnotes note that 3,256 RSUs are scheduled to vest on February 20, 2027. He also transferred 3,704 shares by gift from his direct ownership to the William B. Shepro Revocable Trust, which now holds 223,980 shares indirectly.

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Insider Shepro William B
Role Chairman and CEO
Type Security Shares Price Value
Exercise Restricted Share Units 3,256 $0.00 --
Exercise Restricted Share Units 2,621 $0.00 --
Exercise Common Stock 5,877 $0.00 --
Tax Withholding Common Stock 2,173 $0.00 --
Gift Common Stock 3,704 $0.00 --
Gift Common Stock 3,704 $0.00 --
holding Restricted Share Units -- -- --
Holdings After Transaction: Restricted Share Units — 3,256 shares (Direct); Common Stock — 5,877 shares (Direct); Common Stock — 223,980 shares (Indirect, William B. Shepro Revocable Trust)
Footnotes (1)
  1. Mr. Shepro received 5,877 shares of Altisource Portfolio Solutions S.A. (the "Company" or "ASPS") common stock upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to awards under the Company's 2024 Long Term Incentive Plan ("LTIP") and 2023 Annual Incentive Plan ("AIP"). Of the 5,877 RSUs that vested, 2,173 shares of ASPS common stock were withheld to satisfy the tax withholding obligation, resulting in the delivery of 3,704 shares of ASPS common stock to Mr. Shepro. The price per share used to determine the tax withholding was the opening price of ASPS common stock on February 20, 2026. Represents a transfer by gift from Mr. Shepro's direct ownership to the William B. Shepro Revocable Trust of 3,704 shares of ASPS common stock acquired upon the vesting of RSUs under the Altisource 2009 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of ASPS common stock. Mr. Shepro received 3,256 shares of ASPS common stock upon the vesting of previously granted time-based RSUs pursuant to an award under the Company's 2009 Equity Incentive Plan and 2024 LTIP. The remaining 3,256 RSUs are scheduled to vest on the third anniversary of the grant date (i.e., February 20, 2027). Represents the final vesting of time-based RSUs granted to Mr. Shepro on February 20, 2024 pursuant to the 2023 AIP.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shepro William B

(Last) (First) (Middle)
C/O ALTISOURCE PORTFOLIO SOLUTIONS S.A.
33, BOULEVARD PRINCE HENRI

(Street)
LUXEMBOURG N4 L-1724

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALTISOURCE PORTFOLIO SOLUTIONS S.A. [ ASPS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman and CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/20/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/20/2026 M 5,877(1) A $0.0000 5,877 D
Common Stock 02/20/2026 F 2,173(2) D $0.0000 3,704 D
Common Stock 02/20/2026 G 3,704(3) D $0.0000 0.0000 D
Common Stock 02/20/2026 G 3,704(3) A $0.0000 223,980 I William B. Shepro Revocable Trust
Restricted Share Units 12,500 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Units(4) $0.0000 02/20/2026 M 3,256(5) (5) (5) Common Stock 3,256 $0.0000 3,256 D
Restricted Share Units(4) $0.0000 02/20/2026 M 2,621(6) (6) (6) Common Stock 2,621 $0.0000 0.0000 D
Explanation of Responses:
1. Mr. Shepro received 5,877 shares of Altisource Portfolio Solutions S.A. (the "Company" or "ASPS") common stock upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to awards under the Company's 2024 Long Term Incentive Plan ("LTIP") and 2023 Annual Incentive Plan ("AIP").
2. Of the 5,877 RSUs that vested, 2,173 shares of ASPS common stock were withheld to satisfy the tax withholding obligation, resulting in the delivery of 3,704 shares of ASPS common stock to Mr. Shepro. The price per share used to determine the tax withholding was the opening price of ASPS common stock on February 20, 2026.
3. Represents a transfer by gift from Mr. Shepro's direct ownership to the William B. Shepro Revocable Trust of 3,704 shares of ASPS common stock acquired upon the vesting of RSUs under the Altisource 2009 Equity Incentive Plan.
4. Each RSU represents a contingent right to receive one share of ASPS common stock.
5. Mr. Shepro received 3,256 shares of ASPS common stock upon the vesting of previously granted time-based RSUs pursuant to an award under the Company's 2009 Equity Incentive Plan and 2024 LTIP. The remaining 3,256 RSUs are scheduled to vest on the third anniversary of the grant date (i.e., February 20, 2027).
6. Represents the final vesting of time-based RSUs granted to Mr. Shepro on February 20, 2024 pursuant to the 2023 AIP.
/s/ Teresa L. Szupello, Attorney-in-Fact 02/24/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did ASPS CEO William Shepro report on February 20, 2026?

William Shepro reported RSU vesting, tax withholding, and a share transfer on February 20, 2026. 5,877 RSU-based shares vested, 2,173 shares were withheld for taxes, and 3,704 shares were delivered then gifted to his revocable trust.

How many Altisource (ASPS) shares vested for William Shepro in this filing?

The filing shows 5,877 shares of ASPS common stock vesting from time-based RSUs. These came from awards under the 2024 Long Term Incentive Plan, the 2023 Annual Incentive Plan, and the 2009 Equity Incentive Plan, reflecting previously granted compensation.

How many ASPS shares were withheld for taxes in William Shepro’s Form 4?

Of the 5,877 vested shares, 2,173 ASPS shares were withheld to satisfy tax obligations. The withholding price was based on the opening price of ASPS common stock on February 20, 2026, with the remaining 3,704 shares delivered to Shepro.

What did the Form 4 disclose about William Shepro’s gift of ASPS shares?

The Form 4 shows a bona fide gift of 3,704 ASPS shares from Shepro’s direct ownership to the William B. Shepro Revocable Trust. These shares originated from RSU vesting under the Altisource 2009 Equity Incentive Plan and are now held indirectly.

How many Altisource RSUs does William Shepro still hold after these transactions?

After the reported transactions, Shepro holds 12,500 RSUs directly. Footnotes state that 3,256 RSUs vested on February 20, 2026, and another 3,256 RSUs are scheduled to vest on February 20, 2027, subject to the original award terms.

What does each RSU represent in William Shepro’s Altisource equity awards?

Each RSU represents a contingent right to receive one share of ASPS common stock. Vesting of these RSUs converts the units into actual shares, as reflected by the 5,877 and 3,256 RSUs that vested into common stock in this Form 4 filing.