AmeriServ director granted $27,500 in stock

Bradley Amy reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Bradley Amy reported acquisition or exercise transactions in this Form 4 filing.

AMERISERV FINANCIAL INC director Bradley Amy reported an equity compensation grant rather than an open-market trade. She received 7,250 shares of common stock at $3.793 per share, tied to an annual retainer of $27,500 payable in stock to each independent director. Following this award, she directly holds 41,663 common shares.

Insider Trade Summary

Grant/Award: 7,250 shares

Grant/Award 1 txn

Insider Bradley Amy

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	7,250	$3.793	$27K

Holdings After Transaction: Common Stock — 41,663 shares (Direct)

Footnotes (1)

1. F1. Annual Retainer of $27,500 payable in shares of common stock to each independent director.

Key Figures

Shares granted: 7,250 shares Grant price: $3.793 per share Post-grant holdings: 41,663 shares +1 more

4 metrics

Shares granted 7,250 shares Common Stock grant to director Bradley Amy

Grant price $3.793 per share Recorded price for the stock award

Post-grant holdings 41,663 shares Total common shares held directly after transaction

Annual director retainer $27,500 Payable in shares of common stock to each independent director

Key Terms

Common Stock, Annual Retainer, independent director, Grant, award, or other acquisition

4 terms

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Annual Retainer financial

"Annual Retainer of $27,500 payable in shares of common stock"

independent director financial

"payable in shares of common stock to each independent director"

An independent director is a member of a company's board of directors who is not involved in the company's day-to-day operations and has no significant relationships with the company that could influence their judgment. Their role is to provide unbiased oversight and ensure the company is managed in the best interests of all shareholders. This helps build trust and confidence among investors by promoting transparency and accountability.

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did AmeriServ (ASRV) director Bradley Amy report in this Form 4?

Bradley Amy reported receiving 7,250 AmeriServ common shares as equity compensation. The shares were granted at $3.793 each, reflecting part of her annual retainer that is paid in company stock to independent directors, increasing her direct holdings to 41,663 shares.

Was the AmeriServ (ASRV) Form 4 transaction a stock purchase or a grant?

The Form 4 shows a stock grant, not an open-market purchase. The transaction code is “A” for grant, award, or other acquisition, and it is linked to an annual $27,500 retainer paid in shares to each independent director of AmeriServ Financial.

How many AmeriServ (ASRV) shares does Bradley Amy hold after this grant?

After the grant, Bradley Amy holds 41,663 AmeriServ common shares directly. This total includes the newly awarded 7,250 shares received as part of the independent director annual stock retainer, as reported in the Form 4 insider filing.

What is the value of the AmeriServ (ASRV) director annual retainer mentioned?

The annual retainer for each independent AmeriServ director is $27,500, paid in stock. A footnote explains this amount is payable in shares of common stock, and the reported 7,250-share grant to Bradley Amy reflects this equity-based compensation arrangement.

At what price per share was the AmeriServ (ASRV) stock grant to Bradley Amy recorded?

The 7,250-share grant to Bradley Amy was recorded at $3.793 per share. This price is shown in the Form 4 for the common stock award that forms part of the $27,500 annual retainer paid in shares to independent directors.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/03/2026 - 11:36 AM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bradley Amy

(Last) (First) (Middle)

216 FRANKLIN STREET

(Street)

JOHNSTOWN PENNSYLVANIA 15901

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERISERV FINANCIAL INC /PA/ [ ASRV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/02/2026		A(1)	V	7,250	A	$3.793	41,663	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Annual Retainer of $27,500 payable in shares of common stock to each independent director.

	Sharon M. Callihan - Attorney-in-Fact	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)