STOCK TITAN

AmeriServ Financial (ASRV) EVP lifts stake via dividend reinvestment

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AMERISERV FINANCIAL INC (ASRV) reported that executive officer David A. Finui, EVP - ASRV Wealth & Cap. Mgmt., acquired 7 shares of common stock on 2026-08-17 at an indicated value of $5.1046 per share. The shares were acquired through dividend reinvestment, bringing his directly held position to 2,250 shares of ASRV common stock.

Positive

  • None.

Negative

  • None.
Insider FINUI DAVID A
Role EVP - ASRV Wealth & Cap. Mgmt.
Type Security Shares Price Value
Grant/Award Common Stock F1 7 $5.1046 $35.73
Holdings After Transaction: Common Stock — 2,250 shares (Direct)
Footnotes (1)
  1. F1. Shares acquired through dividend reinvestment.
Shares acquired 7 shares Common Stock transaction on 2026-08-17
Indicated value per share $5.1046 per share Value for the 7 acquired shares of Common Stock
Shares owned after transaction 2,250 shares Directly held Common Stock following the acquisition
Transaction date 2026-08-17 Date of Common Stock acquisition via dividend reinvestment
dividend reinvestment financial
"Shares acquired through dividend reinvestment."
Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
direct ownership financial
"ownership_type: direct, ownership_code: D"

FAQ

What insider transaction did ASRV report in this Form 4?

ASRV reported that EVP David A. Finui acquired 7 shares of common stock on 2026-08-17 at an indicated value of $5.1046 per share, increasing his direct holdings to 2,250 shares.

Who is the insider involved in this ASRV Form 4 filing?

The insider is David A. Finui, an officer of AMERISERV FINANCIAL INC with the title EVP - ASRV Wealth & Cap. Mgmt. He reported an acquisition of ASRV common stock through dividend reinvestment.

How many ASRV shares does David A. Finui hold after this transaction?

After the reported transaction, David A. Finui directly holds 2,250 shares of AMERISERV FINANCIAL INC (ASRV) common stock, according to the Form 4 data.

What was the nature of the ASRV shares acquired by David A. Finui?

The 7 ASRV shares acquired by David A. Finui on 2026-08-17 were obtained through dividend reinvestment, as stated in the transaction footnote.

Was the ASRV insider transaction made under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5-1 checkbox as false, meaning the reported acquisition of ASRV shares was not affirmed as made under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FINUI DAVID A

(Last)(First)(Middle)
216 FRANKLIN STREET

(Street)
JOHNSTOWN PENNSYLVANIA 15901

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AMERISERV FINANCIAL INC /PA/ [ ASRV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP - ASRV Wealth & Cap. Mgmt.
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/17/2026A(1)7A$5.10462,250D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares acquired through dividend reinvestment.
Sharon M. Callihan - Attorney-in-Fact08/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)