AmeriServ Financial CEO buys 1,600 shares at $4.44

The President & CEO’s reported post-purchase position includes 54,752 shares held jointly with his wife.

Available on EDGAR 11/10/2026 - 10:41 AM EST Accepted by SEC EDGAR 11/10/2026 - 10:41 AM EST Learn about SEC filing dates

Rhea-AI Filing Summary

AmeriServ Financial Inc. President & CEO Jeffrey A. Stopko purchased 1,600 shares of common stock at $4.44 per share on November 9, 2026, through a 401(k) plan. The transaction was reported as direct ownership; his reported holdings after it were 172,979 shares, including 54,752 shares held jointly with his wife. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Net Buyer: 1,600 shares

Net Buy 1 txn

Insider STOPKO JEFFREY A

Role President & CEO ASRV & Bank

Bought 1,600 shs ($7K)

Increase in Position 0.93%

Type	Security	Shares	Price	Value
Purchase	Common Stock F1, F2	1,600	$4.44	$7K

Holdings After Transaction: Common Stock — 172,979 shares (Direct)

Holdings Before and After: Common Stock, 171,379 to 172,979 shares (Direct)

Footnotes (2)

1. F1. Shares purchased through 401(k) plan.
2. F2. 54,752 shares are held jointly with Mr. Stopko's wife.

Key Figures

Shares purchased: 1,600 shares Purchase price: $4.44 per share Reported holdings following transaction: 172,979 shares +1 more

4 metrics

Shares purchased 1,600 shares Through a 401(k) plan on November 9, 2026

Purchase price $4.44 per share November 9, 2026 purchase

Reported holdings following transaction 172,979 shares After the November 9, 2026 purchase

Shares held jointly with wife 54,752 shares Included in the reported holdings following the transaction

Key Terms

401(k) plan

1 terms

401(k) plan financial

"Shares purchased through 401(k) plan."

A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

FAQ

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How many ASRV shares did its CEO buy?

AmeriServ Financial Inc. President & CEO Jeffrey A. Stopko purchased 1,600 shares at $4.44 per share on November 9, 2026, through a 401(k) plan. His reported holdings after the purchase were 172,979 shares, including 54,752 held jointly with his wife; no Rule 10b5-1 plan is reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

STOPKO JEFFREY A

(Last) (First) (Middle)

216 FRANKLIN STREET

(Street)

JOHNSTOWN PENNSYLVANIA 15901

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERISERV FINANCIAL INC /PA/ [ ASRV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President & CEO ASRV & Bank

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/09/2026		P		1,600(1)	A	$4.44	172,979(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares purchased through 401(k) plan.

2. 54,752 shares are held jointly with Mr. Stopko's wife.

	Jodi E. Youngdahl - Attorney-in-Fact	11/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)