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Astrotech Corp (ASTC) awards 5,000 restricted shares to its COO

(Neutral)
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Form Type
4

Rhea-AI Filing Summary

Badugu Nihanth reported acquisition or exercise transactions in this Form 4 filing.

Astrotech Corp reported that Chief Operating Officer Badugu Nihanth received a grant of 5,000 shares of restricted common stock under the Astrotech Corporation 2021 Omnibus Equity Incentive Plan. The award was recorded at 0.0000 per share and increases his directly held common stock to 5,000.0000 shares, subject to time-based vesting on anniversaries of August 13, 2026 until fully vested on August 13, 2028, contingent on continuous employment.

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Insider Badugu Nihanth
Role Chief Operating Officer
Type Security Shares Price Value
Grant/Award Common Stock F1 5,000 $0.00 $0.00
Holdings After Transaction: Common Stock — 5,000 shares (Direct)
Footnotes (1)
  1. F1. Represents shares of restricted stock granted to the Reporting Person pursuant to the Astrotech Corporation 2021 Omnibus Equity Incentive Plan. The shares of restricted stock vest on each of the first three anniversaries of August 13, 2026, such that 100% of the shares of restricted stock granted shall be fully vested on August 13, 2028, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.
Restricted shares granted 5000.0000 shares Non-derivative Common Stock grant to COO on 2026-07-22
Grant price per share 0.0000 per share Reported transaction price for the restricted stock grant
Shares held after transaction 5000.0000 shares Directly held Astrotech common stock following the grant
Full vesting date August 13, 2028 Date when 100% of the restricted shares are scheduled to be fully vested
restricted stock financial
"Represents shares of restricted stock granted to the Reporting Person"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
2021 Omnibus Equity Incentive Plan financial
"pursuant to the Astrotech Corporation 2021 Omnibus Equity Incentive Plan"
continuous employment financial
"subject to Reporting Person's continuous employment with the Issuer"

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FAQ

What insider transaction did ASTC disclose for COO Badugu Nihanth?

Astrotech Corp disclosed that COO Badugu Nihanth received 5,000 shares of restricted common stock as a grant under the 2021 Omnibus Equity Incentive Plan, recorded at 0.0000 per share and subject to multi-year vesting conditions.

How many Astrotech (ASTC) shares were granted in the latest award?

The latest award to COO Badugu Nihanth consists of 5,000.0000 shares of restricted common stock. These shares vest over time based on anniversaries of August 13, 2026 and are scheduled to be fully vested on August 13, 2028.

What is the vesting schedule for the ASTC restricted stock granted to the COO?

The grant vests on each of the first three anniversaries of August 13, 2026, with all 5,000 shares expected to be fully vested on August 13, 2028, subject to the COO’s continuous employment with Astrotech Corp through each anniversary date.

What was the reported grant price for the ASTC restricted stock award?

The restricted stock award to COO Badugu Nihanth was recorded at a grant price of 0.0000 per share. As a restricted stock grant under an equity incentive plan, it reflects an equity-based award rather than an open-market purchase.

How many ASTC shares does the COO hold after this restricted stock grant?

Following this transaction, COO Badugu Nihanth directly holds 5,000.0000 shares of Astrotech Corp common stock. These shares are subject to the stated vesting schedule and continuous employment conditions described in the award footnote.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Badugu Nihanth

(Last)(First)(Middle)
1817 W. BRAKER LN, STE 400

(Street)
AUSTIN TEXAS 78758

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ASTROTECH Corp [ ASTC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/22/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/22/2026A5,000(1)A$05,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of restricted stock granted to the Reporting Person pursuant to the Astrotech Corporation 2021 Omnibus Equity Incentive Plan. The shares of restricted stock vest on each of the first three anniversaries of August 13, 2026, such that 100% of the shares of restricted stock granted shall be fully vested on August 13, 2028, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.
/s/ Nihanth Badugu07/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)