[Form 4] Astec Industries Inc Insider Trading Activity

Rhea-AI Filing Summary

Michael Paul Norris, Group President of Astec Industries, Inc. (ASTE), reported a Form 4 disclosing changes in his beneficial ownership. On 08/29/2025 he received shares related to dividend equivalents earned on prior restricted stock unit (RSU) grants; the transaction price is reported as $0.00. Following the reported transaction, Mr. Norris is shown as beneficially owning 18,499 shares of common stock in a direct ownership form. The Form 4 is signed on behalf of Mr. Norris by an attorney in fact on 09/02/2025.

Positive

• Insider alignment: Group President received shares from RSU dividend equivalents, increasing direct ownership to 18,499 shares
• Clear disclosure: Transaction date (08/29/2025) and nature (dividend equivalents on prior RSU awards) are explicitly stated

Negative

• None.

Insights

Securities Analyst

TL;DR: Insider received shares from RSU dividend equivalents, increasing direct holdings to 18,499 shares; transaction reported at $0.00.

The filing documents a non-cash acquisition of common stock by the Group President via dividend equivalents tied to prior RSU awards. Such entries are routine and reflect compensation settlement rather than open-market purchases. The reported price of $0.00 indicates the shares were issued as part of a compensation plan rather than bought, and the Form 4 shows direct beneficial ownership of 18,499 shares after the transaction. For investors, this is a disclosure of insider holdings and compensation-related share issuance; it does not show an affirmative cash purchase or sale in the market.

Corporate Governance Expert

TL;DR: Transaction arises from RSU dividend equivalents and is a standard compensation-related disclosure.

The explanation explicitly states the shares represent dividend equivalents earned on prior RSU grant awards. The reporting person is identified as Group President and the filing was executed by an attorney in fact. This Form 4 meets Section 16 reporting for an officer and documents the conversion/settlement of equity compensation into common stock, increasing direct ownership to 18,499 shares. There are no indications of atypical related-party arrangements or exception language in the filing text provided.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

NORRIS MICHAEL PAUL

(Last) (First) (Middle)

1725 SHEPHERD RD

(Street)

CHATTANOOGA TN 37421

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	GROUP PRESIDENT

3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/29/2025		A		26(1)	A	$0.00	18,499	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents dividend equivalents earned on the prior RSU grant awards.

Remarks:

	/s/ Edward Terrell Gilbert, JR as attorney in fact for Michael Paul Norris	09/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Michael Paul Norris report on Form 4 for ASTE?

He reported a non-cash acquisition on 08/29/2025 representing dividend equivalents from prior RSU awards; the filing shows a transaction price of $0.00.

How many ASTE shares does Michael Paul Norris beneficially own after the reported transaction?

The Form 4 shows he beneficially owns 18,499 shares following the reported transaction.

What is the relationship of the reporting person to Astec Industries?

The reporting person is the Group President of Astec Industries, Inc.

When was the Form 4 signed and by whom?

The Form 4 was signed on behalf of Michael Paul Norris by an attorney in fact, Edward Terrell Gilbert, JR, on 09/02/2025.

Does the Form 4 indicate a market purchase or sale of ASTE stock?

No; the transaction is described as dividend equivalents from RSU grants with a reported price of $0.00, indicating compensation settlement rather than a market trade.