[Form 4] Astec Industries Inc Insider Trading Activity

Rhea-AI Filing Summary

Tracey H. Cook, a director of Astec Industries, acquired shares via dividend equivalents tied to prior RSU awards. The Form 4 reports an acquisition coded as "A" for 10 shares at a $0.00 price, recorded as dividend equivalents, which brought the reporting person’s beneficial ownership to 17,841 shares. The filing identifies the transaction date as 08/29/2025 and includes an explanatory remark that these were dividend equivalents on prior RSU grants. No derivative transactions or cash purchases are reported in this filing.

Positive

• Insider acquisition recorded: Tracey H. Cook received 10 shares as dividend equivalents, increasing beneficial ownership to 17,841 shares.
• Clear explanation provided: The filing explicitly states these shares represent dividend equivalents on prior RSU grants, showing transparency.

Negative

• None.

Insights

Financial Analyst

TL;DR: Insider received 10 shares as dividend equivalents, modestly increasing reported ownership to 17,841 shares.

This Form 4 shows a routine equity compensation-related acquisition rather than an open-market purchase or sale. The transaction is non-cash (price reported as $0.00) and is explained as dividend equivalents from prior RSU grants, indicating standard compensation mechanics rather than a trading decision. For investors, this is informational about insider holdings but is unlikely to be material to ASTE's valuation given the small share count reported.

Corporate Governance Expert

TL;DR: Transaction reflects standard executive compensation settlement; governance signals are neutral.

The filing documents an executive-level beneficiary receiving dividend equivalents tied to restricted stock units. Such settlements are common under RSU plans and typically follow pre-established grant terms. The disclosure is appropriate and shows compliance with reporting obligations under Section 16. There is no indication of ad hoc compensation adjustments or accelerated awards in this filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Cook Tracey H

(Last) (First) (Middle)

1725 SHEPHERD RD

(Street)

CHATTANOOGA TN 37421

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/29/2025		A		10(1)	A	$0.00	17,841	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents dividend equivalents earned on the prior RSU grant awards.

Remarks:

	/s/ Edward Terrell Gilbert, JR as attorney in fact for Tracey H. Cook	09/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Tracey H. Cook report on the ASTE Form 4?

The Form 4 reports an acquisition of 10 shares as dividend equivalents from prior RSU grants, bringing beneficial ownership to 17,841 shares.

When was the transaction for ASTE reported on this Form 4?

The transaction date listed in the filing is 08/29/2025.

Was any cash paid for the shares reported on the Form 4 for ASTE?

No cash was paid; the price is reported as $0.00, indicating these were dividend equivalents from RSUs.

Does the Form 4 show any derivative transactions for ASTE?

No derivative securities (options, warrants, puts or calls) are reported in Table II of this filing.

What is the stated reason for the share acquisition on the Form 4?

The filing explains the shares represent dividend equivalents earned on prior RSU grant awards.