[Form 4] Astec Industries Inc Insider Trading Activity

Rhea-AI Filing Summary

The reporting person, Robert G. Putney, acquired 1,728 shares of Astec Industries Inc. (ASTE) on 08/29/2025 at an effective price of $0.00. The filing states these shares represent dividend equivalents earned on prior restricted stock unit (RSU) awards, meaning the shares were issued as payment tied to previously granted equity rather than a cash purchase. After the transaction, the 1,728 shares are shown as directly owned by the reporting person. No derivative transactions or additional material terms were disclosed in this Form 4.

Positive

• Reporting person increased direct ownership by 1,728 shares, aligning interests with shareholders
• Transaction represents settlement of RSU dividend equivalents, reflecting non-cash compensation consistent with equity incentive plans
• No cash outlay required by the reporting person, indicating a standard compensation settlement rather than a financed purchase

Negative

• None.

Insights

Financial Analyst

TL;DR: Insider received a modest number of shares from RSU dividend equivalents, slightly increasing direct ownership without cash outlay.

The reported acquisition of 1,728 common shares at $0.00 reflects dividend-equivalent settlement of prior RSU awards rather than an open-market purchase. This increases the insider's direct stake nominally and aligns compensation settlement with equity ownership incentives. The amount is small relative to a typical public company float and carries no immediate cash impact on the company. From a financial-materiality perspective, this transaction is routine and unlikely to affect valuation or signal a change in management outlook.

Corporate Governance Expert

TL;DR: This is a routine equity compensation settlement, consistent with RSU plan mechanics and not a governance red flag.

The Form 4 indicates settlement of dividend equivalents tied to prior RSU grants, resulting in direct ownership of 1,728 shares by the reporting officer. Such settlements are common under executive equity compensation policies and typically reflect standard plan terms rather than ad hoc grants. The transaction was reported via Form 4 as required, and no additional arrangements, hedging, or derivative positions were disclosed that would raise governance concerns. Disclosure appears complete for this single event.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PUTNEY ROBERT GERALD

(Last) (First) (Middle)

1725 SHEPHERD RD

(Street)

CHATTANOOGA TN 37421

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP, Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/29/2025		A		4(1)	A	$0.00	1,728	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents dividend equivalents earned on the prior RSU grant awards.

Remarks:

	/s/ Edward Terrell Gilbert, JR as attorney in fact for Robert G. Putney	09/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did the ASTE insider report on Form 4?

The filing reports the acquisition of 1,728 shares of Astec Industries (ASTE) by Robert G. Putney, recorded as dividend-equivalent settlement of prior RSU awards.

Was there any purchase price paid for the shares reported in the Form 4 for ASTE?

No. The shares were reported with an effective price of $0.00, indicating they were issued as dividend equivalents rather than purchased for cash.

Does the Form 4 show derivative transactions or options for the reporting person?

No. Table II lists no derivative securities; only the non-derivative common stock acquisition of 1,728 shares is reported.

How is the ownership form reported for the acquired ASTE shares?

The filing shows the shares as held directly (D) by the reporting person following the settlement.

What is the stated reason for the issuance of the 1,728 ASTE shares?

The Explanation of Responses states these shares represent dividend equivalents earned on prior RSU grant awards.