[Form 4] Astec Industries Inc Insider Trading Activity

Rhea-AI Filing Summary

Brian James Harris, identified as Chief Financial Officer of Astec Industries, Inc. (ASTE), reported a non-derivative acquisition on 08/29/2025. The filing shows an acquisition of 31 shares of common stock recorded as dividend equivalents from prior RSU grants at a reported price of $0.00. Following the transaction, Mr. Harris is shown as beneficially owning 12,001 shares. The Form 4 was signed by an attorney in fact on behalf of Mr. Harris on 09/02/2025. The document does not disclose any cash consideration paid, changes to option or derivative holdings, or any other transactions.

Positive

• Acquisition of 31 shares recorded as dividend equivalents, modestly increasing the CFO's stake
• Post-transaction beneficial ownership clearly reported as 12,001 shares, improving transparency

Negative

• None.

Insights

Financial Analyst

TL;DR: Small, non-cash acquisition increases insider stake modestly; no material change to ownership or dilution.

The Form 4 documents a routine acquisition of 31 shares recorded as dividend equivalents from prior RSU awards, with a reported price of $0.00. Post-transaction beneficial ownership is 12,001 shares, which implies the transaction is nominal relative to a typical public company capitalization and is not a market purchase or sale. There is no disclosure of derivative activity or cash consideration, and no indication of additional compensatory grants in this filing. From a financial viewpoint, this is an administrative adjustment reflecting issuance of dividend equivalents rather than active trading.

Corporate Governance Expert

TL;DR: Filing reflects standard compensation mechanics; signed by attorney-in-fact, indicating procedural handling.

The report identifies the reporting person as the issuer's Chief Financial Officer and records the acquisition as dividend equivalents on prior RSU grants. The Form 4 was executed by an attorney in fact, which is consistent with outsourced or delegated filing execution. There are no disclosures of option exercises, sales, or unusual transactions that would raise governance concerns. This appears to be a routine disclosure of compensation-related share issuance.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Harris Brian James

(Last) (First) (Middle)

1725 SHEPHERD RD

(Street)

CHATTANOOGA TN 37421

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/29/2025		A		31(1)	A	$0.00	12,001	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents dividend equivalents earned on the prior RSU grant awards.

Remarks:

	/s/ Edward Terrell Gilbert, JR as attorney in fact for Brian Harris	09/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did ASTE insider Brian Harris report on Form 4?

The Form 4 reports an acquisition of 31 shares of Astec Industries common stock on 08/29/2025, recorded as dividend equivalents from prior RSU grants.

How many ASTE shares does Brian Harris own after the transaction?

Following the reported transaction, Brian Harris beneficially owns 12,001 shares of ASTE common stock.

Did Brian Harris pay cash for the 31 ASTE shares?

The filing lists the price as $0.00, indicating the shares were issued as dividend equivalents rather than purchased for cash.

Who signed the Form 4 for Brian Harris?

The Form 4 was signed by Edward Terrell Gilbert, JR as attorney in fact for Brian Harris on 09/02/2025.

Does the Form 4 show any derivative or option transactions for ASTE?

No. The filing contains no entries in the derivative securities section and discloses only the non-derivative acquisition of common stock.