Welcome to our dedicated page for ASTEC INDUSTRIES SEC filings (Ticker: ASTE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Astec Industries, Inc. filings document formal disclosures for a manufacturing company serving asphalt road building, aggregate processing, concrete production and related materials markets. Recent Form 8-K reports record results of operations and financial condition, including net sales, profitability measures, cash flow, backlog, segment performance and guidance references for Infrastructure Solutions and Materials Solutions.
Astec's proxy and meeting filings cover director elections, board leadership, executive compensation votes, auditor ratification and other shareholder governance matters. Other material-event filings document executive and segment leadership changes and the completed TerraSource acquisition, including acquired-business financial statements and unaudited pro forma combined financial information.
ASTEC INDUSTRIES INC (ASTE) reported that its Chief Financial Officer, Brian James Harris, received a grant of 37 shares of common stock on August 28, 2026 as a grant/award acquisition. A footnote explains these shares represent dividend equivalents earned on prior RSU grant awards, bringing his directly held common shares to 15,770 after the transaction.
ASTEC INDUSTRIES INC (ASTE) reported that officer Robert Gerald Putney, VP and Chief Accounting Officer, acquired 3 shares of common stock on August 28, 2026 as a grant/award of dividend equivalents earned on prior RSU awards. Following this award, he directly holds 2,290 common shares. No Rule 10b5-1 trading plan is reported.
ASTEC INDUSTRIES INC (ASTE) reported that its General Counsel and Corporate Secretary received an equity award of company common stock. On August 28, 2026, the reporting officer acquired 22 shares of common stock at $0.00 per share as a grant of dividend equivalents on prior RSU awards, increasing directly held shares to 8,887.
ASTEC INDUSTRIES INC (ASTE) reported that Group President Chad Jeffrey Hartley acquired 38 shares of common stock on August 28, 2026 as a grant/award. These shares represent dividend equivalents earned on prior RSU grant awards and were received at $0.00 per share. Following this transaction, he directly holds 13,017 shares of ASTE common stock. No Rule 10b5-1 trading plan is reported.
Astec Industries, Inc. common stock is the subject of this amended Schedule 13D filing by a group of investment entities affiliated with Mario Gabelli. The group reports beneficial ownership of 1,536,585 shares, representing 6.67% of Astec’s 23,025,367 shares outstanding as of June 30, 2026.
The largest positions are held by GAMCO Asset Management Inc. with 1,077,585 shares (4.68%) and Gabelli Funds LLC with 421,900 shares (1.83%), with smaller holdings at Gabelli Foundation, Inc., Teton Advisors, LLC and Mario Gabelli personally. Several related entities (including GAMCO Investors, Inc., GGCP, Inc. and Associated Capital Group, Inc.) now report 0 Astec shares.
The reporting group states it is using the long-form Schedule 13D to comply with Exchange Act obligations because its members may regularly communicate with Astec’s management. Recent reported activity includes sales of Astec shares in early August 2026 by Gabelli Funds and in July 2026 by GAMCO Asset Management at prices between $43.2160 and $51.2400.
Astec Industries, Inc. reported strong top-line growth but weaker profitability for the quarter ended June 30, 2026. Net sales rose to $408.1 million, up 23.6% from $330.3 million, driven by higher equipment and parts sales and $48.6 million of incremental revenue from acquisitions. First-half 2026 net sales were $804.4 million, up 21.9%. Gross profit increased to $106.8 million, but the margin slipped to 26.2% as manufacturing inefficiencies, inflation in materials and labor, and unfavorable inventory adjustments offset pricing and mix benefits.
Operating income declined to $20.4 million, and higher interest expense of $7.1 million (vs. $2.1 million) tied to the 2025 Credit Facility and acquisition-related debt reduced net income attributable to Astec to $10.5 million (diluted EPS $0.45), down from $16.7 million (EPS $0.72). Backlog grew sharply to $601.1 million, up 57.9% year over year, led by Materials Solutions. The company completed the $70.1 million CWMF acquisition in January 2026 and continues integrating the prior $252.6 million TerraSource acquisition, adding substantial intangibles and goodwill and increasing amortization expense. Astec is executing a large ERP-based strategic transformation, with total implementation costs to date of roughly $158 million and expected total spending of $180–$200 million by 2028–2029. As of June 30, 2026, the company held $76.8 million of cash and had $190.1 million available under its revolving credit facility, while operating cash flow improved to $52.8 million for the first half.
Astec Industries reported second quarter 2026 net sales of $408.1 million, a 23.6% increase from $330.3 million a year earlier, led by strong growth in the Materials Solutions segment. GAAP net income was $10.5 million, down from $16.7 million, with diluted EPS falling to $0.45 from $0.72 as operating margin declined to 5.0%. Adjusted results improved, with adjusted net income of $21.8 million versus $20.8 million and adjusted EPS of $0.94 versus $0.90. EBITDA rose to $35.6 million and adjusted EBITDA to $42.6 million, up from $29.0 million and $33.8 million, respectively.
Backlog reached $601.1 million, up 57.9% year over year, driven by a large increase in Materials Solutions backlog, while Infrastructure Solutions backlog grew modestly but saw sequential order softness and a book-to-bill ratio of 89.5%. Management reduced full-year 2026 adjusted EBITDA guidance to $160 million–$175 million from $170 million–$190 million due to macro-driven delays in asphalt plant shipments. Total liquidity was $265.8 million, including $75.7 million of cash and cash equivalents and $190.1 million available under the revolving credit facility, and year-to-date free cash flow was $37.3 million.
Hartley Chad Jeffrey reported acquisition or exercise transactions in this Form 4 filing.
Astec Industries granted Group President Chad Jeffrey Hartley an equity award representing 12,979 shares of common stock on August 1, 2026, at $0.00 per share.
The transaction reflects sign-on and annual RSU grants under the company’s 2025 Equity Incentive Plan, bringing his direct holdings to 12,979 shares.
Astec Industries Inc director Jeffrey T. Jackson acquired 390 shares of common stock on July 31, 2026 as a quarterly retainer fee that he elected to receive in stock. After this award, he directly holds 12,299 Astec Industries common shares.
Astec Industries, Inc. is expanding its board of directors and has appointed William (Bill) E. Waltz as a new independent director, effective October 29, 2026. With his addition, the board size will increase from nine to ten directors, and he will serve an initial term expiring at the 2027 annual meeting of stockholders.
Waltz will also join the board’s Compensation Committee. The board determined that he qualifies as an independent director under Nasdaq rules and Astec’s Corporate Governance Guidelines and noted there are no related-party transactions requiring disclosure. He will receive the same annual compensation provided to other non-employee directors. Waltz, age 62, is currently President and Chief Executive Officer of Atkore, Inc. and brings extensive public company leadership and industrial experience.