Astrana Health SVP withholds 96 shares for tax

Astrana Health SVP of Accounting used 96 shares to cover taxes on vesting equity, leaving 22,330 shares held directly.

Rhea-AI Filing Summary

Astrana Health, Inc. executive John Vong, SVP – Accounting (PAO), reported a Form 4 showing a disposition of 96 shares of common stock on September 15, 2026, to pay tax withholding obligations tied to vesting restricted stock units. After this tax-withholding transaction, he directly holds 22,330 shares, including restricted stock, shares acquired under the Employee Stock Purchase Plan, and additional restricted stock units scheduled to vest over time. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Tax Withholding: 96 shares

Tax Withholding 1 txn

Insider Vong John

Role SVP - Accounting (PAO)

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1, F2, F3	96	$38.35	$4K

Holdings After Transaction: Common Stock — 22,330 shares (Direct)

Footnotes (3)

1. F1. Represents the surrender of shares to offset against tax withholding obligations associated with certain restricted stock units that vested on September 15, 2026.
2. F2. Includes 3,972 shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 380 shares which will vest on November 30, 2026; and (ii) tranches of 454 shares, 454 shares, 454 shares, 454 shares, and 1,776 shares, each of which will vest in two equal semi-annual installments beginning on November 12, 2026. Also includes the following restricted stock units, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 3,104 restricted stock units, which will vest in two equal semi-annual installments beginning on October 10, 2026; and (ii) 1,887 restricted stock units, which will vest in seven equal semi-annual installments beginning March 15, 2027.
3. F3. Includes 584 shares acquired under the Issuer's Employee Stock Purchase Plan.

Key Figures

Shares surrendered for tax withholding: 96 shares Per-share value for tax-withholding transaction: $38.35 per share Shares held after transaction: 22,330 shares +4 more

7 metrics

Shares surrendered for tax withholding 96 shares Common stock surrendered on September 15, 2026 to cover tax withholding on vested RSUs

Per-share value for tax-withholding transaction $38.35 per share Associated with the 96 shares surrendered on September 15, 2026

Shares held after transaction 22,330 shares Directly owned Astrana Health common stock following the September 15, 2026 transaction

Restricted stock included in holdings 3,972 shares Restricted stock subject to future vesting conditions within the 22,330 total shares

Restricted stock units tranche 1 3,104 units RSUs vesting in two equal semi-annual installments beginning October 10, 2026

Restricted stock units tranche 2 1,887 units RSUs vesting in seven equal semi-annual installments beginning March 15, 2027

ESPP shares included in holdings 584 shares Shares acquired under Astrana Health’s Employee Stock Purchase Plan

Key Terms

restricted stock units, restricted stock, Employee Stock Purchase Plan, semi-annual installments

4 terms

restricted stock units financial

"associated with certain restricted stock units that vested on September 15, 2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

restricted stock financial

"Includes 3,972 shares of restricted stock, which will vest as follows"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Employee Stock Purchase Plan financial

"Includes 584 shares acquired under the Issuer's Employee Stock Purchase Plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

semi-annual installments financial

"each of which will vest in two equal semi-annual installments beginning on November 12, 2026"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Astrana Health (ASTH) executive John Vong report on this Form 4?

He reported a disposition of 96 shares of Astrana Health common stock on September 15, 2026, representing shares surrendered to cover tax withholding obligations related to vesting restricted stock units.

Was the Astrana Health (ASTH) Form 4 transaction a sale in the open market?

No. The filing describes the transaction as a surrender of 96 shares to offset tax withholding obligations on vesting restricted stock units, not as an open-market sale.

How many Astrana Health (ASTH) shares does John Vong hold after the reported transaction?

After the September 15, 2026 transaction, John Vong directly holds 22,330 shares of Astrana Health common stock, including restricted shares, Employee Stock Purchase Plan shares, and other equity awards.

What equity awards in Astrana Health (ASTH) does John Vong still have outstanding?

His holdings include 3,972 shares of restricted stock with various future vesting dates and restricted stock units totaling 3,104 and 1,887 units, which vest in scheduled semi-annual installments starting in October 2026 and March 2027, subject to continued employment.

Does the Astrana Health (ASTH) Form 4 indicate use of a Rule 10b5-1 trading plan?

No. The Rule 10b5-1 checkbox is not affirmed; the data indicate no Rule 10b5-1 plan is reported for this transaction.

What price per share is associated with the Astrana Health (ASTH) tax-withholding transaction?

The 96 shares used to cover tax withholding are associated with a value of $38.35 per share, as reported in the Form 4 for the September 15, 2026 transaction.

How many Astrana Health (ASTH) shares has John Vong acquired via the Employee Stock Purchase Plan?

His reported holdings include 584 shares acquired under Astrana Health’s Employee Stock Purchase Plan, in addition to other restricted and unrestricted shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/17/2026 - 05:54 PM Accepted by SEC EDGAR 09/17/2026 - 05:53 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Vong John

(Last) (First) (Middle)

C/O ASTRANA HEALTH, INC.

1668 S. GARFIELD AVENUE, 2ND FLOOR

(Street)

ALHAMBRA CALIFORNIA 91801

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Astrana Health, Inc. [ ASTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP - Accounting (PAO)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/15/2026		F		96(1)	D	$38.35	22,330(2)(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the surrender of shares to offset against tax withholding obligations associated with certain restricted stock units that vested on September 15, 2026.

2. Includes 3,972 shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 380 shares which will vest on November 30, 2026; and (ii) tranches of 454 shares, 454 shares, 454 shares, 454 shares, and 1,776 shares, each of which will vest in two equal semi-annual installments beginning on November 12, 2026. Also includes the following restricted stock units, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 3,104 restricted stock units, which will vest in two equal semi-annual installments beginning on October 10, 2026; and (ii) 1,887 restricted stock units, which will vest in seven equal semi-annual installments beginning March 15, 2027.

3. Includes 584 shares acquired under the Issuer's Employee Stock Purchase Plan.

	/s/ Kimberly Pham, as Attorney-in-Fact	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)