Astrana Health (ASTH) CEO exercises options for 21,334 shares
Rhea-AI Filing Summary
Astrana Health, Inc. CEO and President Brandon Sim reported an option exercise converting 21,334 stock options into common shares at a price of $ 23.24 per share on 02/02/2026. Following this transaction, he directly owns 1,045,329 shares of Astrana Health common stock.
In addition to his direct holdings, 258,824 common shares are held by the Sim Family Irrevocable Trust 2021 and 392,816 shares are held by the Brandon Sim 2020 Irrevocable Trust, for which he disclaims beneficial ownership except to the extent of his pecuniary interest. His reported direct holdings also include unvested restricted stock and restricted stock units scheduled to vest between March 2026 and June 2026, subject to continued employment.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 21,334 shares
Net Buy
4 txns
Insider
Sim Brandon
Role
CEO and President
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Option (right to buy) | 21,334 | $0.00 | $0.00 |
| Exercise | Common Stock | 21,334 | $23.24 | $496K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Stock Option (right to buy) — 0 shares (Direct);
Common Stock — 1,045,329 shares (Direct);
Common Stock — 258,824 shares (Indirect, By Sim Family Irrevocable Trust 2021);
Common Stock — 392,816 shares (Indirect, By Brandon Sim 2020 Irrevocable Trust)
Footnotes (5)
- F1. These securities are held by the Sim Family Irrevocable Trust 2021. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F2. These securities are held by the Brandon Sim 2020 Irrevocable Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F3. Includes the following shares of unvested restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 29,919 shares, which will vest on June 27, 2026; and (ii) 51,309 shares, which will vest in three equal semi-annual installments, beginning March 31, 2026. Also includes the following restricted stock units, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 75,433 restricted stock units, which will vest in five equal semi-annual installments beginning on April 2, 2026; and (ii) 127,437 restricted stock units, which will vest in seven equal semi-annual installments beginning on March 5, 2026.
- F4. Includes 1,420 shares acquired under the Issuer's Employee Stock Purchase Plan.
- F5. These stock options were fully vested and exercisable.
FAQ
What insider transaction did Brandon Sim report for Astrana Health (ASTH)?
Brandon Sim reported exercising 21,334 stock options into Astrana Health common shares at $ 23.24 per share on 02/02/2026. This was coded as an "M" transaction, meaning an option exercise, and did not report any sale of the resulting shares in this filing.
What was the exercise price of the options in Brandon Sim’s Astrana Health Form 4?
The stock options exercised by Brandon Sim had an exercise price of $ 23.24 per share. He converted 21,334 options into common stock on 02/02/2026, and the options were described as fully vested and exercisable at the time of the transaction.
Does Brandon Sim have unvested Astrana Health equity awards outstanding?
Yes. His holdings include unvested restricted stock and restricted stock units, including tranches of 29,919 and 51,309 shares of restricted stock and 75,433 and 127,437 restricted stock units. These are scheduled to vest in installments between March and June 2026, subject to continued employment.
What do the footnotes in Brandon Sim’s Astrana Health Form 4 explain?
The footnotes clarify that certain shares are held by the Sim Family Irrevocable Trust 2021 and the Brandon Sim 2020 Irrevocable Trust. They state that Brandon Sim disclaims beneficial ownership of those trust-held shares beyond his pecuniary interest and confirm that the exercised options were fully vested and exercisable.
AI-generated analysis. How Rhea-AI works. Not financial advice.
