Welcome to our dedicated page for Ascent Solar Tec SEC filings (Ticker: ASTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Ascent Solar Technologies, Inc. (Nasdaq: ASTI) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, including current reports on Form 8‑K, registration statements, and other key documents filed with the U.S. Securities and Exchange Commission. These filings offer detailed information on Ascent Solar’s capital-raising activities, material agreements, and status as a smaller reporting company.
Recent Form 8‑K filings describe securities purchase agreements and offerings involving common stock, pre-funded warrants, and multiple warrant series. The filings set out terms such as exercise prices, expiration dates, beneficial ownership limitations, and conditions under which warrants may be exercised. They also summarize engagement agreements with placement agents, including cash fees, management fees, expense reimbursements, and the issuance of placement agent warrants.
Ascent Solar has filed a registration statement on Form S‑1 covering shares of common stock, pre-funded warrants, accompanying warrants, and placement agent warrants. The S‑1 explains the structure of the offering, the relationship with the placement agent, and the intended use of net proceeds for working capital, product development activities, general and administrative expenses, and other corporate purposes. The company also references an at-the-market offering agreement under a shelf registration statement, documented in an 8‑K, which allows it to sell shares of common stock from time to time.
Through these filings, users can analyze how Ascent Solar structures its financings, including at-the-market offerings, best-efforts public offerings, and private placements under exemptions such as Section 4(a)(2) and Regulation D. Stock Titan’s platform surfaces these documents with AI-powered summaries that highlight the main terms and implications of each filing, helping readers interpret complex warrant structures, registration rights agreements, and other contractual provisions without reading every page.
In addition to capital markets disclosures, the filings provide context on Ascent Solar’s status as a smaller reporting company and its listing on the Nasdaq Capital Market. By reviewing ASTI’s SEC filings here, investors can track new registration statements, 8‑K reports of material events, and other updates as they are made available through EDGAR.
Ascent Solar Technologies, Inc. director Forrest T. Reynolds reported a small stock sale. On 12/30/2025, he sold 521 shares of Ascent Solar common stock at a price of $4.6202 per share.
After this transaction, Reynolds beneficially owned 312 shares of Ascent Solar common stock, held in direct ownership. The filing reports no derivative securities transactions.
Ascent Solar Technologies, Inc. entered into a securities purchase agreement for a private placement of common stock and warrants with institutional and accredited investors. The company sold 769,232 shares of common stock and pre-funded warrants to buy up to 256,411 additional shares, together with Series A and Series B warrants to purchase up to 1,025,643 shares each at an exercise price of $1.70 per share. Net proceeds were approximately $1.7 million, which the company plans to use for working capital.
The warrants are exercisable immediately, with the Series A warrants expiring five years after the effectiveness of a resale registration statement and the Series B warrants expiring 18 months after that date. Investors received registration rights for the shares and the shares underlying the warrants, and the company agreed to temporary restrictions on issuing additional equity and entering variable rate transactions after the registration becomes effective. H.C. Wainwright & Co. acted as placement agent, earning a 7.0% cash fee, expense reimbursement of up to $85,000, and warrants to purchase 71,795 shares at an exercise price of $2.4375 per share.
Ascent Solar Technologies (ASTI)$2,021,640 on product revenue of
For the nine months, revenue reached
To fund operations, ASTI closed a June 30, 2025 public offering for approximately
Ascent Solar Technologies (ASTI) filed a Form S-3 shelf registration to offer up to $100,000,000 of common stock, preferred stock, warrants, subscription rights, debt securities, purchase contracts, and units from time to time. The filing also cites Rule 415(a)(6)$74,855,618 of unsold securities from a prior registration.
The company’s common stock trades on Nasdaq as “ASTI.” Under General Instruction I.B.6, while its public float is below $75 million, primary sales off this shelf are limited to no more than one‑third of non‑affiliate market value in any 12‑month period. The aggregate market value of non‑affiliates was $8,512,599, based on 3,479,156 shares outstanding (of which 3,474,530 held by non‑affiliates) and a $2.45 share price on October 15, 2025; the last reported sale price was $2.60 on October 24, 2025. During the prior 12 months, the company sold $3,068,278 of common stock under I.B.6. Unless specified in a supplement, proceeds are for general corporate purposes.
Ascent Solar Technologies, Inc. reported minimal product revenue and continued operating losses for the quarter and six months ended June 30, 2025. Product revenue was $16,961 for the quarter and $32,585 for the six months, while net loss was $2,065,397 for the quarter and $3,739,693 for the six months, or $2.33 per share for the six-month period. The company held $2,954,859 in cash and positive working capital of $1,385,596 at June 30, 2025, and generated $3,148,175 of net cash from financing activities during the six months, including a public offering and ATM sales. Management discloses substantial doubt about the company’s ability to continue as a going concern and states additional financing or committed purchase orders will be required to support operations.
Ascent Solar Technologies, Inc. (ASTI) filed an 8-K dated August 6, 2025 reporting a Regulation FD disclosure. The Company published an updated corporate presentation and furnished a press release summarizing the presentation as Exhibit 99.1 and the presentation as Exhibit 99.2. The presentation will be available on the Companys Investor Relations website at https://ascentsolar.com/investor-relations. The filing explicitly states these materials are furnished and are not "filed" for purposes of Section 18 of the Exchange Act and are not incorporated by reference into other filings.
Registrant details: Incorporated in Delaware; Common Stock (ASTI) listed on the Nasdaq Capital Market; principal executive office at 12300 Grant Street, Thornton, CO 80241; phone (720) 872-5000. The report is signed by Jin Jo, Chief Financial Officer, dated August 6, 2025. No financial statements, earnings data, material transactions, or other SEC-reportable events are included in this 8-K.
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