Welcome to our dedicated page for Ast Spacemobile SEC filings (Ticker: ASTS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AST SpaceMobile filings document the development, financing, governance, and material events of a public company building a direct-to-device satellite broadband network. Its 8-K reports cover financial results, business-update materials, BlueBird satellite launch matters, and capital-structure transactions involving Class A common stock and convertible senior notes.
Proxy materials describe annual meeting voting matters, board composition, stockholder agreement rights, executive compensation, and governance practices. Registration and financing disclosures address shelf offerings, registered direct offerings, note indentures, conversion terms, risk factors, indebtedness, and the funding needs associated with satellite manufacturing and deployment.
AST SpaceMobile, Inc. completed a private offering of $1.0 billion aggregate principal amount of 1.625% Convertible Senior Notes due February 1, 2034, plus an option for initial purchasers to buy up to an additional $150 million.
The unsecured notes pay 1.625% interest semiannually and are convertible upon specified stock-price and trading-condition triggers, and at any time from November 1, 2033, at an initial conversion rate of 12.5672 shares per $1,000 (conversion price approximately $79.57 per share). AST SpaceMobile may settle conversions in cash, stock or a combination. A capped call, costing $96.9 million, is designed to reduce potential dilution and/or offset cash paid above principal.
Net proceeds are estimated at $983.6 million (rising to $1,131.2 million if the option is fully exercised). The company plans to fund growth initiatives and secure additional launch and orbital access for its space-based cellular broadband network. Initially, based on an initial maximum conversion rate of 15.0806 shares per $1,000, up to 15,080,600 Class A shares may be issued upon conversion, subject to adjustments.
AST SpaceMobile, Inc. plans a private offering of $1.0 billion aggregate principal amount of convertible senior notes due 2034 to qualified institutional buyers, with an option for initial purchasers to buy up to an additional $150 million. The notes will be senior unsecured, pay interest semiannually, mature on February 1, 2034, and be convertible into cash, Class A common stock, or a combination, at the company’s election. Final interest and conversion terms will be set at pricing. The company also intends to enter into capped call transactions to help reduce potential dilution and/or offset cash payments above principal upon conversion.
Preliminary unaudited figures indicate total cash, cash equivalents and restricted cash of approximately $2,723 million as of June 30, 2026. Based on current expectations, the launch campaign is targeting about 45 BlueBird satellites in early 2027, subject to launch readiness and other factors. AST SpaceMobile is in advanced discussions with Rakuten regarding preliminary selection of RAST Co., Ltd. as an indirect subsidy recipient for Japan’s J-LEO project, with a total expected value up to 148 billion yen (about $1 billion), though there is no assurance a joint venture or government financing will be finalized.
AST SpaceMobile, Inc. President Scott Wisniewski reported a routine tax-withholding transaction related to restricted stock unit (RSU) vesting. On this Form 4/A, 16,395 shares of Class A Common Stock were withheld to cover tax liabilities when RSUs representing 41,666 shares vested.
After this withholding, the net number of vested shares was 25,271, which were retained as part of his equity position. Following the transaction, Wisniewski directly owned 729,578 shares of Class A Common Stock. The amendment corrects the previously reported withheld amount from 16,377 shares to 16,395 shares.
AST SpaceMobile’s chairman and CEO Abel Avellan updated his ownership report, showing beneficial ownership of 78,252,625 shares of Class A Common Stock, or 20.8% of the class, and a 71.6% voting interest through his ownership of all Class C Common Stock.
Through his wholly owned LLC AA Gables 2, Avellan entered a variable prepaid forward transaction under Rule 144 covering up to 2,500,000 shares. AA Gables 2 received about $146.7 million upfront and pledged 2,500,000 AST Common Units as collateral. Settlement in March 2028 depends on the stock’s future price, with a floor of $59.58 and a cap of $111.72, and AA Gables 2 retains voting rights on the pledged securities during the contract term.
AST SpaceMobile Chief Executive Officer Abel Avellan, through AA Gables 2, LLC, entered into a variable prepaid forward contract covering up to 2,500,000 shares of Class A Common Stock. The contract is structured in four components of up to 625,000 shares each, settling on specified dates in March 2028.
The settlement share amount will depend on the volume-weighted average price on each valuation date, with a floor price of $59.58 and a cap price of $111.72. AA Gables 2 received an upfront cash payment of about $146.7 million and pledged 2,500,000 common units of AST & Science, LLC as collateral, while retaining voting rights in the pledged securities.
Cisneros Adriana reported acquisition or exercise transactions in this Form 4 filing.
AST SpaceMobile director Adriana Cisneros received a grant of 2,124 restricted stock awards of Class A Common Stock at no cost. These awards vest in full on the earlier of the one-year anniversary of the June 12, 2026 grant date or the next annual meeting of stockholders, subject to continued service.
After this award, Cisneros holds a total of 786,201 Class A Common Stock shares directly.
Torres Julio A. reported acquisition or exercise transactions in this Form 4 filing.
AST SpaceMobile director Julio A. Torres received an equity grant of 2,124 shares of Class A Common Stock as a restricted stock award. The award was granted at a price of $0.00 per share as compensation, not a market purchase.
These restricted shares vest in full on the earlier of the one-year anniversary of the June 12, 2026 grant date or the next annual meeting of stockholders following the grant date, subject to his continued service through that vesting date. After this grant, Torres directly holds 45,363 shares of Class A Common Stock.
RUBIN RONALD L reported acquisition or exercise transactions in this Form 4 filing.
AST SpaceMobile director Ronald L. Rubin received a grant of 2,124 shares of Class A Common Stock as restricted stock awards, with no cash paid per share. These awards vest in full on the earlier of the one-year anniversary of the June 12, 2026 grant date or the next annual meeting of stockholders, subject to his continued service through the vesting date. Following this equity compensation grant, Rubin directly holds 73,363 shares of AST SpaceMobile Class A Common Stock.
AST SpaceMobile director Johan Wibergh reported a compensation-related share grant. He received 2,124 shares of Class A Common Stock as restricted stock awards at a price of $0.0000 per share, classified as a grant or award acquisition.
After this grant, Wibergh directly holds 7,527 shares of Class A Common Stock. He also has an additional 23,390 shares reported as indirectly held through BSAP Advisory Holding Inc. The 2,124 restricted stock awards vest in full on the earlier of the one-year anniversary of the June 12, 2026 grant date or the next annual meeting of stockholders following that date, subject to continued service through the applicable vesting date.