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Alphatec (ATEC) investors approve 2026 equity plans, board slate and say-on-pay

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Alphatec Holdings, Inc. held its 2026 annual meeting of stockholders on June 10, 2026, where stockholders approved the 2026 Equity Incentive Plan and the 2026 Employee Stock Purchase Plan, making both plans effective upon approval.

Stockholders also elected seven directors for one-year terms, ratified Deloitte & Touche LLP as independent auditor for the fiscal year ending December 31, 2026, and approved on a non-binding advisory basis the compensation of named executive officers. The meeting had 153,702,057 common shares outstanding as of the record date, with a quorum of 118,373,608 shares represented.

Positive

  • None.

Negative

  • None.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Item 5.07 Submission of Matters to a Vote of Security Holders Governance
Results of a shareholder vote on proposals at an annual or special meeting.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Shares outstanding 153,702,057 shares Common stock issued and outstanding as of April 15, 2026 record date
Shares represented (quorum) 118,373,608 shares Common shares represented in person or by proxy at the annual meeting
Auditor ratification votes for 118,309,646 votes Votes for Deloitte & Touche LLP as independent auditor for FY ending Dec 31, 2026
2026 Equity Incentive Plan votes for 66,250,952 votes Approval of Alphatec Holdings, Inc. 2026 Equity Incentive Plan
2026 ESPP votes for 94,532,324 votes Approval of Alphatec Holdings, Inc. 2026 Employee Stock Purchase Plan
Say-on-pay votes for 81,927,395 votes Non-binding advisory approval of named executive officer compensation
2026 Equity Incentive Plan financial
"The stockholders approved the Alphatec Holdings, Inc. 2026 Equity Incentive Plan"
2026 Employee Stock Purchase Plan financial
"The stockholders approved the Alphatec Holdings, Inc. 2026 Employee Stock Purchase Plan"
broker non-votes financial
"Votes For, Votes Against, Abstentions, Broker Non-Votes"
Broker non-votes occur when a brokerage firm is unable to vote on a shareholder’s behalf during a company election or decision because the shareholder has not given specific voting instructions, and the broker is not allowed or chooses not to vote on certain matters. They are important because they can affect the outcome of votes, especially when the results are close, by effectively reducing the total number of votes cast.
non-binding advisory basis financial
"The stockholders approved, on a non-binding advisory basis, the compensation"
A non-binding advisory basis is guidance or a recommendation offered for informational purposes that does not create legal obligations or guarantees; recipients can accept, modify, or ignore it without contractual consequences. Investors should treat it like a weather forecast for planning—useful for forming expectations and assessing risk, but not a firm promise—so they should verify assumptions, seek confirming information, and avoid relying on it as the sole basis for investment decisions.
independent registered public accounting firm financial
"the Company’s independent registered public accounting firm for its fiscal year"
An independent registered public accounting firm is an outside accounting company officially registered with the government regulator to examine and report on a public company's financial records and controls. Investors treat its reports like an impartial inspector’s certificate — they add credibility to financial statements, help spot errors or misleading claims, and reduce the risk that shareholders are relying on unchecked or biased numbers.
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0001350653false00013506532026-06-102026-06-10

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 10, 2026

 

 

Alphatec Holdings, Inc.

(Exact name of Registrant as Specified in Its Charter)

 

 

Delaware

000-52024

20-2463898

(State or Other Jurisdiction
of Incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

 

 

 

 

 

1950 Camino Vida Roble

 

Carlsbad, California

 

92008

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s Telephone Number, Including Area Code: 760 431-9286

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class

 

Trading
Symbol(s)

 


Name of each exchange on which registered

Common stock, par value $.0001 per share

 

ATEC

 

Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 


Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

(e) Approval of the Alphatec Holdings, Inc. 2026 Equity Incentive Plan and the 2026 Employee Stock Purchase Plan

On June 10, 2026, Alphatec Holdings, Inc. (the “Company”) held its 2026 annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders approved the Company’s 2026 Equity Incentive Plan (the "2026 EIP") and the Company's 2026 Employee Stock Purchase Plan (the "2026 ESPP"). Detailed descriptions of the 2026 EIP and 2026 ESPP are contained in the definitive proxy statement for the Annual Meeting, filed pursuant to Schedule 14A with the Securities and Exchange Commission on April 29, 2026 (the “Proxy Statement”), the relevant portions of which are incorporated herein by reference.

The Company’s Board of Directors previously approved the plans, subject to and conditioned upon stockholder approval at the Annual Meeting. The 2026 EIP and the 2026 ESPP became effective upon stockholder approval at the Annual Meeting. Copies of the 2026 EIP and the 2026 ESPP are attached hereto as Exhibit 10.1 and Exhibit 10.2, respectively.

Item 5.07 Submission of Matters to a Vote of Security Holders.

On June 10, 2026, the Company held its Annual Meeting. The Proxy Statement describes in detail each of the five proposed voting matters (the “Proposals”) submitted to the Company’s stockholders at the Annual Meeting. As of April 15, 2026, the record date of the Annual Meeting, there were 153,702,057 issued and outstanding shares of the Company’s common stock. At the Annual Meeting, a quorum of 118,373,608 shares of the Company’s common stock were represented in person or by proxy. The final results for the votes cast with respect to each Proposal are set forth below.

Proposal 1

The stockholders elected each of Mortimer Berkowitz III, Quentin Blackford, David Demski, Karen K. McGinnis, Patrick S. Miles, David R. Pelizzon, and Keith Valentine to serve on the Company’s Board of Directors for a term of one year until the 2027 Annual Meeting of Stockholders and until their respective successors have been duly elected and qualified, or until their earlier death or resignation, by the following vote:

Nominee

Votes For

Votes Withheld

Broker Non-Votes

Mortimer Berkowitz III

 

75,716,476

 

18,924,614

 

 

23,732,518

Quentin Blackford

67,257,818

 

27,383,272

 

 

23,732,518

David Demski

 

89,853,663

 

4,787,427

 

 

23,732,518

Karen K. McGinnis

 

93,168,851

 

1,472,238

 

 

23,732,518

Patrick S. Miles

89,745,330

 

4,895,760

 

 

23,732,518

David R. Pelizzon

 

89,481,893

 

5,159,197

 

 

23,732,518

Keith Valentine

86,383,682

 

8,257,408

 

 

23,732,518

Proposal 2

The stockholders ratified the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for its fiscal year ending December 31, 2026 by the following vote:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

118,309,646

 

48,208

 

15,754

 

Proposal 3

The stockholders approved the Alphatec Holdings, Inc. 2026 Equity Incentive Plan by the following vote:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

66,250,952

 

28,116,490

 

273,648

 

23,732,518

Proposal 4

The stockholders approved the Alphatec Holdings, Inc. 2026 Employee Stock Purchase Plan by the following vote:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

94,532,324

 

85,516

 

23,250

 

23,732,518

 

 

 


Proposal 5

The stockholders approved, on a non-binding advisory basis, the compensation of the Company’s named executive officers by the following vote:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

81,927,395

 

12,420,476

 

293,219

 

23,732,518

No other items were presented for stockholder approval at the Annual Meeting.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

 

10.1

Alphatec Holdings, Inc. 2026 Equity Incentive Plan

10.2

Alphatec Holdings, Inc. 2026 Employee Stock Purchase Plan

104

Cover Page Interactive Data File (embedded within the Inline XBRL document)

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

ALPHATEC HOLDINGS, INC.

 

 

 

 

Date:

June 11, 2026

By:

/s/ J. Todd Koning

 

 

 

Executive Vice President and Chief Financial Officer

 


FAQ

What did Alphatec (ATEC) stockholders approve at the 2026 annual meeting?

Alphatec stockholders approved the 2026 Equity Incentive Plan and the 2026 Employee Stock Purchase Plan. They also ratified Deloitte & Touche as auditor, elected seven directors, and passed a say-on-pay resolution for executive compensation.

How many Alphatec (ATEC) shares were outstanding and represented at the meeting?

As of April 15, 2026, Alphatec had 153,702,057 issued and outstanding common shares. At the annual meeting, a quorum of 118,373,608 shares was represented in person or by proxy, allowing all proposals to be validly considered.

Were Alphatec’s 2026 equity and employee stock purchase plans approved?

Yes. The 2026 Equity Incentive Plan received 66,250,952 votes for and the 2026 Employee Stock Purchase Plan received 94,532,324 votes for. Both plans became effective upon stockholder approval at the annual meeting.

Which directors were elected to Alphatec’s board at the 2026 meeting?

Stockholders elected Mortimer Berkowitz III, Quentin Blackford, David Demski, Karen K. McGinnis, Patrick S. Miles, David R. Pelizzon, and Keith Valentine to the board for one-year terms, continuing until the 2027 annual meeting.

Did Alphatec (ATEC) stockholders ratify the company’s independent auditor?

Yes. Stockholders ratified Deloitte & Touche LLP as Alphatec’s independent registered public accounting firm for the fiscal year ending December 31, 2026, with 118,309,646 votes for, 48,208 against, and 15,754 abstentions.

How did Alphatec (ATEC) stockholders vote on executive compensation?

On a non-binding advisory basis, stockholders approved Alphatec’s named executive officer compensation with 81,927,395 votes for, 12,420,476 against, and 293,219 abstentions, along with 23,732,518 broker non-votes recorded.

Filing Exhibits & Attachments

3 documents